Cervical Spine Sprain/Strain Injuries

Updated: Feb 15, 2024
  • Author: John V Morasso, DO, CAQSM; Chief Editor: Sherwin SW Ho, MD  more...
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Overview

Practice Essentials

The most frequent cervical injuries in athletes are probably acute strains and sprains of the musculature of the neck, as well as soft-tissue contusions.

A strain refers to an injury to a muscle, occurring when a muscle-tendon unit is stretched or overloaded. Cervical muscles that are commonly strained include the sternocleidomastoid (SCM), the trapezius, the rhomboids, the erector spinae, the scalenes, and the levator scapulae.

A sprain refers to a ligamentous injury, and the diagnosis of cervical sprain implies that the ligamentous and capsular structures connecting the cervical facet joints and vertebrae have been damaged. Practically, a cervical sprain may be difficult to differentiate from a strain, and the 2 injuries often occur simultaneously. Pain referred to the muscle can arise from any source that is modulated by the dorsal rami.

Numerous epidemiologic studies have been completed in the hopes of identifying the injury risk patterns that are associated with specific sports. Many athletes are reluctant to report minor injuries, and because the overwhelming numbers of sports-related spinal injuries are self-limited and resolve before being reported, the accuracy of these studies has been challenged. The mainstay of prevention and treatment of cervical spine injuries is maintaining good strength and flexibility through conditioning.

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Epidemiology

United States statistics

Cervical spine injuries occur in an estimated 10-15% of football players, most commonly in defensive ends, linemen, and linebackers. [1, 2] The reinjury rate in high school football players following all cervical spine injuries is reported at 17.2%. Football players with 2 previous injuries are reported as having an 87% risk of reinjury. Wrestlers with no history of injuries to the neck have a 20% chance of sustaining a neck injury in a given year [3] ; however, wrestlers who have had a previous neck injury have an approximate 50% chance of recurrence. Among high school ice hockey players, a study showed that cervical spine injuries occurred at a rate of 2.44 per 100,000 athlete exposure. [4]

Sporting accidents are second only to motor vehicle accidents as the leading cause of emergency department visits involving neck injuries, and as more people participate in athletic activity, the incidence of cervical injuries can be expected to rise as well. [5, 6, 7]

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Functional Anatomy

The spinal cord is protected by the cervical spine, which provides support for the head and allows for a significant amount of range of motion (ROM). [8, 9] Seven cervical vertebrae, stacked vertically, comprise the skeletal portion of the spine. Each vertebra (except C1 and C2) has a common body anteriorly and a ring of bone formed by the laminae and pedicles posteriorly. This protective ring of bone forms the spinal canal, which surrounds and protects the spinal cord. The tissues that surround the cord and the spinal fluid fill the remaining space. The C1 vertebra, or atlas, is ring-shaped, has large lateral masses, and attaches to the occipital condyles of the skull, providing support. See the images below.

Bony framework of head and neck. Bony framework of head and neck.
Cervical vertebrae, the atlas and the axis. Cervical vertebrae, the atlas and the axis.
Cervical vertebrae. Cervical vertebrae.
Atlantooccipital junction. Atlantooccipital junction.

The transverse ligament lies anteriorly between the 2 lateral masses of C1 and just posteriorly to the odontoid process of the C2 vertebra, or axis (see the image below). Projecting upward from the body of C2, the odontoid process is contained between the anterior arch of C1 and the transverse ligament. Displacement of C1 and C2 may be associated with rupture of this ligament, which may result in a spinal cord injury.

Internal craniocervical ligaments. Internal craniocervical ligaments.

The remaining cervical vertebrae (C3-C7) are similar in function and appearance. The ovoid vertebral bodies are wider than they are tall. The bilateral raised uncinate processes located posterolaterally correspond to similar beveled surfaces on the inferior aspect of the superior vertebral body. These joints of Luschka, also known as uncovertebral joints, are not present in the embryologic development of the cervical spine but arise as a result of the degenerative and adaptive changes of annular tissue to stresses and loads.

The cervical zygapophyseal joints are synovial in nature. Their articular surfaces are covered with hyaline cartilage, and their fibrous capsules are lined with synovium. The orientation of the cervical zygapophyseal joints allows them to play a weight-bearing role and to provide resistance to anterior translation. Because the C2-C3 facet sits between the upper and lower parts of the cervical spine that move differently, it is considered transitional anatomically and biomechanically. [9]

The lower cervical spine flexes and extends, and the atlantoaxial joint moves in rotation. During lateral bending, the spinous processes move to the convexity of the curve (spinous processes move to the right during left lateral bending) in the middle and lower cervical regions. Coupled lateral bending occurs in the opposite direction to the applied axial rotation above the C2-C3 level. Lateral bending from C2-C3 distally is always coupled with rotation in the same direction because of the approximate 45° inclination of the cervical zygapophyseal joints. The obliquity of the articular surfaces in the frontal plane determines the relative amount of side bending or rotation that occurs. The more vertical the joint surface, the more side bending is coupled; the more horizontal the joint surface, the more rotation is coupled.

Regressive changes occur in cervical zygapophyseal menisci with age. The meniscus retracts and narrows between childhood and the fourth decade of life. The meniscus helps increase the contact surface area when articular facets come together, thus helping to transmit some of the load.

The many articulations between the cervical vertebrae make the extensive ROM in the cervical spine possible. However, this large ROM comes at the cost of stability. Cervical spine stability is provided by a combination of the zygapophyseal joints and numerous ligaments and muscles. Extension, flexion, lateral bending, and rotation are permitted by the orientation of the zygapophyseal joints and ligaments. Positioning of the head makes combinations of these motions necessary. In a young person, cervical flexion and extension is about 100°. Bilateral rotation is about 80°, with approximately 50% of this range occurring between C1 and C2. The range of lateral bending is about 30-50°. Older individuals usually have reduced end ROMs because cervical mobility usually decreases with age.

Intervertebral discs are located in between each of the cervical vertebrae from C2-C7. These discs consist of a water-containing central portion, the nucleus pulposus, and a tough fibrous outer ring, the annulus fibrosis. The discs are subject to prolonged and repetitive loading from muscle forces acting across them and from the weight of the head. With their viscous central portion, the intervertebral discs are able to transmit these forces between the end plates of adjacent vertebral bodies. These biconvex discs conform to the concavity of the vertebral bodies, and they also contribute to normal cervical lordosis because they are thicker anteriorly. Only the outer one third to one half of the annulus fibrosis in adults receives a vascular supply. The rest of the annulus and the whole nucleus pulposus are avascular.

The annular fibers consist of 10-20 circumferential collagenous lamellae. The fibers within each lamella are oriented 35° from the horizontal, although the direction of inclination alternates with each lamella. As a result, rotation and translation are more likely to damage the annulus because resistance can be offered only by half of the lamellae whose fibers are oriented in the direction of motion.

The functions of a ligament are: (1) to provide stability to the joint, (2) to absorb energy during trauma, and (3) to act as a joint position transducer during physiologic motions. Ligaments, along with the paracervical muscles in the cervical spine, prevent motion between vertebrae that might injure the spinal cord or nerve roots. The cervical spine ligaments have numerous and complex interrelationships (see the images below).

External craniocervical ligaments. External craniocervical ligaments.
Internal craniocervical ligaments. Internal craniocervical ligaments.

Running vertically along the anterior and posterior aspects of the vertebral bodies, the anterior and posterior longitudinal ligaments attach to the discs as well. The tightly attached posterior longitudinal ligament is thick in its central portion, which helps prevent a disc herniation from pressing directly on the cord posteriorly. The interspinous ligaments are also located posteriorly but are not as well developed in the cervical region.

The ligamentum flavum, a yellowish elastic membrane, overlies the space between the laminae of adjacent vertebrae and the neural arches. The posterior location of the ligamentum flavum helps to restrain hyperflexion. The ligamentum flavum becomes shortened and thicker in hyperextension and elongated and thinner in hyperflexion. During hyperextension, it may protrude into the cervical canal as much as 3.5 mm. Impingement on the spinal cord during extension is normally prevented by the elastic properties of the ligament; however, hypertrophy of the ligamentum flavum or loss of elasticity through degeneration may lead to canal narrowing or cord impingement.

The capsular ligaments, oriented approximately orthogonal to the articular facets, provide maximal mechanical efficiency in resisting distraction of the facets but relatively poor resistance to shear. The posterior longitudinal ligament limits flexion and distraction, the tectorial membrane limits flexion and extension, and the supraspinous and interspinous ligaments limit flexion and anterior horizontal displacement.

The main function of the alar ligaments is to restrain rotation. The alar ligaments originate from the posterolateral aspect of the dens of C2 and insert on the medial surfaces of the occipital condyles. When a single alar ligament is cut, axial rotation increases significantly to both sides; thus, both ligaments are required to be intact for restraining motion. Alar ligaments are stretched the most when the head is rotated and flexed together, and the ligaments are relaxed during extension. The anterior aspect of the transverse ligament acts as the pivot about which C1 (ie, the atlas) rotates.

Holding the odontoid process of C2 against the anterior ring of the atlas, the transverse ligament functions as a restraining band on the dens. Flexion and anterior displacement of the atlas is restrained by its orientation. The facet joint capsules are strong fibrous structures that contribute to posterior stability.

A muscle injury or reaction of some degree is associated with almost every cervical injury. The musculature of the neck is vulnerable to the same types of injuries that affect muscles elsewhere in the body. The role of the muscles is to stabilize the spine, carry loads, and produce motion. The action of the intervertebral muscle forces is to restore the intervertebral motions of an injured spine to its intact values.

The capital flexor muscles include the following:

  • Longus capitis

  • Rectus capitis anterior and lateral

  • Suprahyoid and hyoid muscles

The capital extensor muscles include the following:

  • Splenius capitis

  • Semispinalis capitis

  • Longissimus capitis

  • Obliquus capitis inferior and superior

  • Rectus capitis posterior major and minor

The cervical flexor muscles include the following:

  • Anterior scalene

  • Middle scalene

  • SCM

The cervical extensor muscles include the following:

  • Semispinalis cervicis

  • Longissimus cervicis

  • Splenius cervicis

Because the bulk of the flexor muscle groups are at the C4-C5 level and the main mass of the extensor muscle groups overlies the C6-T1 levels as well as the atlantoaxial area, these muscle groups are likely sites of major stresses. The muscle groups that laterally flex and rotate the cervical spine include the following:

  • Rectus capitis lateralis

  • Obliquus capitis inferior and superior

  • Intertransversarii

  • Multifidi

  • Iliocostalis cervicis

  • Longus colli

  • Levator scapulae

  • Longissimus capitis

  • Splenius cervicis

  • Splenius capitis

  • SCM

  • Scalene muscles

The images below illustrate several views of muscles of the neck.

Lateral view of the muscles of the neck. Lateral view of the muscles of the neck.
Anterior view of the muscles of the neck. Anterior view of the muscles of the neck.
Infrahyoid and suprahyoid muscles. Infrahyoid and suprahyoid muscles.
Scalene and prevertebral muscles. Scalene and prevertebral muscles.

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Sport-Specific Biomechanics

When contact is made with the head or body, deceleration injuries occur, and sudden flexion and extension of the neck can result. This type of injury is likely to occur in contact or collision sports such as football, soccer, rugby, or lacrosse.

The posterior neck muscles may be strained when resisting flexion forces, and/or the anterior neck muscles may be strained when resisting hyperextension. Microtears or strains in these muscles are caused by the sudden muscular contractions that try to decelerate the applied force. Forced twisting, which is common in wrestling, can also cause a cervical strain. The twisting injury usually happens in the wrestler who is pinned on the mat, and a flexion-extension injury is more likely to happen during the takedown. Deceleration and rotational forces can also cause microtears or stretching of the small intertransverse and interspinous ligaments as well as the joint capsules.

In cervical sprains, the immediate soft-tissue trauma occurs in the structures in and around the facet joints. This trauma occurs with varying severity, including multiple tears in ligamentous tissue with focal hematomas and hemorrhages. A fibrous tissue contraction is the net final effect of the repair of these strained capsular and ligamentous tissues so that restriction of motion and stiffening of the neck may eventually result. The short capsular ligaments of the Luschka interbody joints lack the normal laxity of the capsular structures surrounding the facet joints. Because of their anatomic position, the articulating surfaces of these vertebral body joints are particularly susceptible to injury from axial compression when the head is in a laterally tilted or neutral position.

The cervical spine can absorb much of the imparted energy of collisions by dissipation through the normal lordotic curve of the cervical spine, the paravertebral musculature, and the intervertebral discs. However, when the neck is flexed about 30°, the forces applied to the top of the head are directed to a straight-segmented column because the normal lordotic curve is flattened. The cervical spine is then less able to dissipate the exerted forces in this situation, leading to fracture(s) and possible spinal cord injury. This proposed mechanism is supported by biomechanical studies that replicate it. In individuals with straight cervical spines, less energy is needed to fail under an axial load than in those with a normal lordotic curve; this finding underlines the importance of the cervical musculature in maintaining proper lordosis.

A study by Holsgrove et al subjected porcine spinal specimens to impact conditions based on those measured in vivo to research cervical spine injury mechanisms. The study concluded that lordosis of the spine increases the likelihood of injury and this underlies the importance that posture represents in injury initiation. [10]

 

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Etiology

Cervical spine strains and sprains frequently occur as a result of a whiplash injury, which often occurs as the result of motor vehicle accidents, falls, sports-related accidents, or other traumatic events that cause a sudden jerk of the head and neck. [11, 12, 13, 14]  The speed of impact in such mechanisms, proportional to the amount of the energy that is transferred and the amount of acceleration and deceleration, correlates with the severity of the injury. However, it has been demonstrated that zygapophyseal joint pain, rather than soft-tissue pain, is the most common basis for chronic neck pain after whiplash.

Cervical injuries may develop over a time period as well (eg, prolonged unusual posture, chronic repetitive strains of the neck). It is worth noting that several authors have described delayed or late instability with the development of neurologic symptoms in athletes after cervical flexion injuries. Some have proposed that poor muscle conditioning or repetitive muscle injury contributes to late instability, and these investigators have emphasized the importance of regular conditioning and proper warm-ups before athletes compete.

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Prognosis

The prognosis for athletic cervical spine sprains and strains is believed to be excellent.

Complications

Long-term complications that may develop from cervical injuries include chronic pain, headachesdepression, permanent loss of cervical ROM, and disability. In patients with chronic symptoms that are unresponsive to a progressive rehabilitation approach, diagnostic zygapophyseal joint injections may help to identify a potentially treatable process, which may respond to radiofrequency denervation treatment in a properly selected patient group.

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Patient Education

Proper head and neck positioning should be emphasized in all sports. Football players must be taught proper blocking and tackling techniques to avoid the head-first block or tackle, such as spearing, and the use of the head as an offensive weapon, which can increase the potential of severe cervical injury. [1, 2] Wrestlers should be instructed to avoid the maneuver of bulling the neck into a hyperextended position while attempting or blocking a takedown because this appears to be associated with the greatest number of neck injuries in wrestling. [3]

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