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eMedicine - Inferior Vena Cava Filters : Article by

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Author: Gary P Siskin, MD, Associate Professor, Department of Radiology, Albany Medical College; Chief, Division of Vascular and Interventional Radiology, Department of Radiology, Albany Medical Center

Gary P Siskin is a member of the following medical societies: American Heart Association and Radiological Society of North America

Coauthor(s): Bartholomew Kwan, MBBS, FRCPC, FRCR, Staff Radiologist, Department of Medical Imaging, WOHC Brampton Civic Hospital

Editors: Anthony Watkinson, MD, Professor of Interventional Radiology, The Peninsula Medical School; Consultant and Senior Lecturer, Department of Radiology, The Royal Devon and Exeter Hospital, UK; Bernard D Coombs, MB, ChB, PhD, Consulting Staff, Department of Specialist Rehabilitation Services, Hutt Valley District Health Board, New Zealand; George Hartnell, MB, Professor of Radiology, Tufts University School of Medicine, Director of Cardiovascular and Interventional Radiology, Department of Radiology, Baystate Medical Center; Robert M Krasny, MD, Consulting Staff, Department of Radiology, The Angeles Clinic and Research Institute; Kyung J Cho, MD, FACR, William Martel Professor of Radiology, Interventional Radiology Fellowship Director, University of Michigan Health System

Author and Editor Disclosure

Synonyms and related keywords: IVC filters, deep venous thrombosis, DVT, pulmonary embolism, PE

Deep venous thrombosis (DVT) and pulmonary embolism (PE) represent 2 points on the continuum of a single disease process. The reported annual incidence of DVT in the United States includes a wide range of disease (250,000 to 20,000,000 cases of lower-extremity DTV involving treatment or hospitalization), and the disease constitutes a major health care burden.

Most commonly, DVT develops within the deep veins of the lower extremities, but it also can involve, or arise solely from, the veins of the pelvis or the upper extremities. In the 1860s, Virchow originally postulated the triad of venous stasis, intimal injury, and hypercoagulability to explain the etiology of DVT.

Common clinical risk factors for DVT and PE include age older than 50 years, prolonged immobilization (eg, because of illness, travel, surgery), estrogen therapy, pregnancy, malignancy, and hypercoagulable states (including polycythemia vera, lupus anticoagulant, antithrombin III deficiency, protein C and protein S deficiency). A genetic predisposition has also been suggested.

The most feared complication of DVT is PE. PE frequently results in hospitalization, and it is associated with high morbidity and mortality rates. Currently, PE is the third leading acute cardiovascular cause of death in the United States. Death is associated with serious underlying disease in approximately 50% of patients with PE.

In a long-term longitudinal follow-up study in Sweden by Hansson et al, 855 men born in 1913 were prospectively followed from age 50 years to age 80 years.1 The incidence of DVT was 182 cases per 100,000 observation-years. The corresponding rate for nonfatal PE was 98 cases per 100,000 observation-years; for fatal PE, the rate was 107 cases per 100,000 observation-years. In the United States in the 1970s, 570,000-630,000 cases of symptomatic PE were estimated to occur annually, with a mortality rate of 200,000. More recently, 750,000–900,000 cases of PE were estimated to occur, with a mortality rate of 120,000–150,000 cases per year.

Systemic anticoagulation with intravenous heparin followed by oral warfarin remains the mainstay of treatment for DVT and for prevention of PE. Heparin has been shown to decrease the risk of fatal PE by 75% and to reduce the risk of recurrent PE from 25% to 2%. Long-term therapy with warfarin reduces the incidence of documented DVT from 47% to 2%.

However, studies have shown that as many as 33% of patients develop a second PE while receiving adequate anticoagulation therapy. In addition, anticoagulation therapy is associated with hemorrhage, which precludes its use in certain groups of high-risk patients, including patients at high risk for falling, hemorrhagic stroke, central nervous system (CNS) metastasis, or bleeding diathesis. Although heparin can be used during pregnancy, warfarin crosses the placenta and has been shown to have significant adverse effects on the developing fetus.

The concept of interrupting the flow in the inferior vena cava (IVC) to prevent PE originated in the 1930s and 1940s with the performance of common femoral vein and superficial femoral vein ligation. These methods were used in parallel with anticoagulation methods when heparin and warfarin became available in 1935 and 1948, respectively. Phlebotomy with clot removal was also performed if thrombus was present at the common femoral vein level. A high incidence of limb edema was associated with femoral vein ligation.

Later, ligation of the IVC was performed, initially in patients harboring thrombi above the superficial femoral veins. Eventually, it replaced lower-level venous ligation. The operative mortality rate of 2-15% was not significantly different from that for femoral vein ligation, but a lower rate for recurrent PE was reported. The optimal level of ligation was located immediately below the renal veins to prevent thrombosis caused by venous stasis between the interrupted IVC and the renal veins. However, 10-16% of these patients had immediate lower-extremity swelling.

In the 1960s, various methods of partially interrupting the flow in the IVC were developed to lessen the effect of venous stasis. The procedures provided emboli trapping with preservation of blood flow through the lumen. The procedures included suture plication and the use of caval clips (Moretz clip, Miles clip, Adams-DeWeese clip). The rates for operative mortality and recurrent PE were similar to those for caval ligation, yet the rate for limb edema was reduced. Despite the fact that these procedures partially interrupted flow in the IVC, caval occlusion rates of 30-40% were reported.

In 1967, the Mobin-Uddin umbrella filter was developed as a replacement for surgical ligation, caval plication, and caval clips and partially to interrupt the flow in the IVC and to prevent PE. Since then, several filters have been introduced. Currently, filters represent the standard of care when partial interruption of IVC flow is indicated to prevent the occurrence of PE.

For excellent patient education resources, visit eMedicine's Circulatory Problems Center. Also, see eMedicine's patient education article Blood Clot in the Legs.

Related eMedicine topics:
Vascular Filter, Inferior Vena Cava
Inferior Vena Caval Thrombosis

Related Medscape topics:
Specialty Site Radiology
Specialty Site Internal Medicine
Resource Center Vascular Surgery Resource Center
Resource Center Hypertension
CME "Unexpected" Increase in Thrombosis Risk Seen With Strenuous Exercise in Elderly 
CME
Regular Sports Activities May Help Prevent DVT and PE



Indications

DVT or PE with contraindication to anticoagulation therapy

Although the indications for IVC filter placement have expanded over the years, DVT or PE in a patient for whom anticoagulation therapy is contraindicated remains the most frequent indication, accounting for 38-77% of patients undergoing IVC filter placement.

Contraindications to anticoagulation therapy include the following:

  • Hemorrhagic stroke
  • Recent neurosurgical procedures or other major surgery
  • Major or multiple trauma
  • Active internal bleeding (eg, upper or lower gastrointestinal bleeding, hematuria, hemobilia)
  • Intracranial neoplasm
  • Bleeding diathesis (eg, secondary thrombocytopenia, idiopathic thrombocytopenic purpura, hemophilia)
  • Pregnancy
  • Unsteady gait or tendency to fall (as seen in patients with previous stroke, Parkinson disease)
  • Poor patient compliance with medications

DVT or PE in a patient with a complication of anticoagulation therapy

IVC filter placement is less commonly indicated in patients who experience a complication while they are receiving anticoagulation therapy. This indication accounts for 6-18% of IVC filter placements.

Anticoagulation therapy is not without potential complications. It is associated with a mortality rate of 5-12%, and therapy may need to be discontinued in as many as 18% of patients because of hemorrhage. Anticoagulation with heparin is also associated with immune-mediated heparin-induced thrombocytopenia (HIT), which occurs in 1-3% of treated patients. Approximately 25% of patients with HIT develop new venous and/or arterial thrombotic events, including PE.

Failure of anticoagulation therapy

Patients who have new-onset PE or DVT while they are receiving anticoagulation therapy are candidates for IVC filter placement. Among patients with PE, 3-33% have a second embolic event during adequate intravenous heparin therapy or oral warfarin anticoagulation treatment.

Free-floating iliofemoral or caval thrombus

Free-floating iliofemoral or IVC thrombus has been associated with a 27-60% rate of PE. Therefore, it is considered an indication for IVC filter placement. However, results have not been consistent. For example, Pacouret et al did not find a higher risk for PE in patients with free-floating proximal DVT.2

Prophylaxis

IVC filter placement has been advocated as a means of preventing PE in patients at high risk for thromboembolic events. Traditionally, such patients have included the following populations:

  • Patients with DVT who are about to undergo surgery (lower-extremity orthopedic surgery, major abdominal surgery, neurosurgery)
  • Patients with chronic pulmonary hypertension and a marginal cardiopulmonary reserve
  • Patients with cancer: In 1981, Moore et al reported 21 hemorrhagic events in 32 patients with malignancy who underwent anticoagulation therapy to treat thromboembolic disease.3 Of these patients, 8 had hemorrhage resulting in cessation of therapy or death. This observation led to the conclusion that IVC filter placement is a safer means for PE prophylaxis. However, this indication was disputed in 1998 by the American College of Chest Physicians Consensus Committee on Pulmonary Embolism. Its report stated that the routine use of IVC filters is not recommended in patients with cancer and DVT or PE.
  • Trauma patients: Patients with severe trauma are prone to develop DVT and PE. In many of these patients, anticoagulation therapy is contraindicated because of the risk of hemorrhage. Other conservative methods, including compression devices and foot pumps, may not adequately prevent DVT. Although some studies have shown that the prophylactic placement of IVC filters prevents fatal PE in patients with trauma, other studies have not shown any significant reduction in the rate of PE. Additional studies of cost-effectiveness or risk-benefit considerations do not support prophylactic filter placement in patients with trauma. Examples of types of trauma for which this applies include the following:
    • Severe head injury with prolonged ventilator dependence
    • Major abdominal or pelvic penetrating venous injury
    • Spinal cord injury with or without paralysis
    • Severe head injury with multiple lower-extremity fractures
    • Pelvic fracture with or without lower-extremity fractures

Contraindications

IVC filter placement has been shown to be safe, with only a few relative contraindications in some patients, such as those receiving therapeutic anticoagulants, those with thrombus between the venous access site and expected deployment site, and patients expected to undergo MRI after filter placement.

Many of these contraindications have been addressed with changes in technique and the type of filter used. With smaller introduction and deployment systems and with the availability of ultrasonographic (US) guidance during venous puncture, the reversal of anticoagulation often is not necessary. The presence of thrombus between the puncture and deployment sites requires the selection of a filter that allows an alternate approach (ie, brachial or jugular vein). The titanium Greenfield, Vena Tech-LGM, Vena-Tech LP, Simon nitinol, TrapEase, OptEase, Gunther Tulip, and Recovery filters are nonferromagnetic; therefore, for patients with these filters,  subsequent exposure to the magnetic field during MRI is possible.



Normal anatomy

The IVC is the largest venous structure in the body. It drains the venous return from the lower extremities, pelvis, and abdomen into the right atrium. It originates at the L4-5 vertebral level and is formed by the confluence of the left and right common iliac veins. At this level, the IVC is posterior to the origin of the right common iliac artery. As it ascends to the right of the aorta and anterior to the spine retroperitoneally, it receives blood from the lower lumbar veins and ascending lumbar vein.

The right gonadal vein and suprarenal veins empty directly into the IVC below and above the right renal vein, respectively. The counterparts of these veins on the left side drain into the IVC via the left renal vein. The renal veins join the IVC at vertebral level L1-2. The right renal vein has a shorter course and typically is situated more caudally. The left renal vein is longer and typically crosses in front of the aorta. At the level of the renal veins, the IVC lies posterior to the head of the pancreas. Then, it ascends in a groove posterior to the liver. It receives the left, middle, and right hepatic veins, and often a separate branch from the caudate lobe, before it passes behind the right crus of the diaphragm to enter the right atrium (see Image 1).

Anatomic variations

Anatomic variations involving the IVC are fairly common in the general population, reflecting variation in the involution and persistence of the cardinal veins. These conditions may be important because they alter the location of filter deployment in 3-15% of patients. A few of the more common conditions, especially those pertinent to inferior caval filter placement, are described below.

Duplication of the IVC

Duplication of the IVC is observed in 0.2-3% of individuals. When this anomaly is present, the left IVC usually is smaller than the right, although they can be equal in size. The left IVC typically empties into the left renal vein and, subsequently, into the right IVC. Although the frequency of duplication is low, demonstration of the anomaly is important when determining the position for IVC filter placement. In the presence of a duplicated IVC, filter placement in the right IVC may not be adequate to prevent PE, especially in the presence of a left lower-extremity DVT. Placement of a filter in both the left and right IVCs is often required for true PE prophylaxis in the presence of a duplicated IVC.

Transposition of the IVC

Transposition of the IVC is observed in 0.2-0.5% of individuals. A left-sided IVC drains into the left renal vein and crosses to the right of the spine. It then continues cranially in the normal position. The left renal and suprarenal veins empty directly into the left IVC; the right gonadal and suprarenal veins drain into the right renal vein and, subsequently, into the normal right-sided prerenal division of the left-sided IVC (see Image 2).

Circumaortic and retroaortic left renal vein

The incidence of circumaortic renal veins has been reported to be as high as 8.7%. Patients with circumaortic or multiple renal veins may have a large hilar communication, which provides an alternative conduit for emboli. In the presence of a circumaortic renal vein, a filter immediately inferior to the main left renal vein may not represent adequate prophylaxis because of the alternative conduit; therefore, filters should be positioned inferior to the circumaortic renal vein. A retroaortic left renal vein is more common but does not impact filter placement because it does not represent a potential conduit for thrombus arising from the lower extremities (see Image 3).



Assessing DVT and PE

Candidates for IVC filter placement are typically evaluated for the presence of DVT and/or PE. Imaging methods used to document the presence of lower-extremity DVT include US and peripheral venography. PE is usually diagnosed by using nuclear medicine ventilation-perfusion scans, which demonstrate findings with a high probability of PE. Although pulmonary arteriography remains the criterion standard for confirmation of diagnosis, an increasing number of centers are using multichannel detector-row helical computed tomography (CT) to evaluate patients in whom PE is suspected. Alternatively, magnetic resonance angiography (MRA) of the pulmonary vasculature can also be performed.

Laboratory assessment

Laboratory tests traditionally performed in most patients consist of assessments of the following: coagulation profile (including platelet count), prothrombin time (PT), activated partial thromboplastin time (aPTT), and renal function with serum BUN and creatinine levels. If a filter is to be placed in a patient who is receiving anticoagulation therapy, the medications usually are discontinued before the procedure. Discontinuing heparin on call is usually adequate, although some physicians prefer to discontinue heparin for 2-4 hours before the procedure.

Gray et al described the safety of venous interventional procedures, including pulmonary angiography and filter placement, in 100 patients receiving anticoagulation.4 Of these patients, 87 had prolonged bleeding times.

Assessing the IVC

The caliber of the IVC varies in accordance with the intravascular volume, the phases of respiration, and cardiac function. The mean diameter of the IVC is 19-20 mm; approximately 3% of patients have a megacava, in which the diameter is greater than 28 mm. Imaging and cavography have been used to visualize the IVC for its size, its configuration, and any anatomic variation. Imaging is also used to evaluate the presence and extent of bland and tumor thrombus within the IVC.

Ultrasonography

The usefulness of US sometimes can be limited by overlying bowel gas and a large body habitus. US is more commonly used in the evaluation of the common femoral veins or the internal jugular veins to assess patency before puncture and for guidance during venous access. More recently, intravascular US (IVUS) has been used as an imaging method before and during filter placement.

CT and MRI

CT and MRI have been used to visualize the size, configuration, and anatomic variants of the IVC.

Inferior vena cavography

Currently, this is the modality used most commonly to assess the IVC, usually before filter placement. Access to the IVC is typically achieved via a left or right femoral vein or via the right internal jugular vein. The right femoral vein is the most common approach, accounting for 69% in a series reported by Athanasoulis et al.5 US may be used to guide the puncture. After access into the venous system is gained, a pigtail catheter is typically positioned near the confluence of the common iliac veins.

Alternatively, catheter placement in the left common iliac vein enables visualization of both a normal IVC and a duplicated IVC, which is a normal variation of a double IVC.

In patients at intermediate risk for an adverse reaction to the contrast material and in patients with compromised renal function, cavography can be performed with carbon dioxide.

Various methods can be used to determine the diameter of the IVC, especially when digital subtraction angiography is performed. These include placement of a ruler with metallic markers along the left side of the patient's body and the use of marker catheters or guidewires.

In most centers, a single frontal projection is used for measurement, but biplane studies can also be used during the procedure.

Recently, investigators have advocated the use of preprocedural cross-sectional imaging for a more accurate assessment of the caval diameter.



Filter types

IVC filters were developed to replace surgical ligation or IVC clips to prevent fatal PE. The first such filter, introduced in 1967, was the Mobin-Uddin umbrella filter. Current filters approved by the US Food and Drug Administration (FDA) include the following:

  • Stainless steel Greenfield filter (SGF) (Kimray-Greenfield filter)
  • Titanium Greenfield filter (TGF)
  • Stainless Steel Greenfield filter (12F SGF)
  • Vena Tech-LGM filter
  • Vena Tech LP filter
  • Simon nitinol filter
  • Bird's nest filter (BNF)
  • TrapEase filter
  • G2 Recovery Filter
  • Recovery filter
  • Gunther Tulip filter
  • OptEase filter
  • Celest Filter

The last 4 filters listed are optional or retrievable filters available for use in North America. Some other temporary and retrievable filters were developed in Europe and are in use there. A few examples of these are as follows:

  • Amplatz filter (discontinued)
  • Gunther Temporary filter
  • Antheor filter
  • Tempofilter
  • Prolyser filter
  • ALN filter
  • SafeFlo filter

Desired quality of IVC filters

IVC filters are designed for their physical properties, clot-trapping effectiveness, ability to preserve flow in the IVC, and ease of placement. Of the currently available filters, each type has some but not all of the following properties or capabilities:

  • The filter should be able to trap most, if not all, thrombi to prevent new or recurrent PE.
  • The filter should be nonthrombogenic and should maintain caval patency.
  • The filter should be made of a biocompatible material that is durable and noncorrosive.
  • The filter's shape and structural integrity should be maintainable for a long time.
  • The filter's delivery system should have a low profile and allow easy placement.
  • Clot trapping should be reasonably effective even if filter deployment is suboptimal.
  • The filter should not migrate after deployment.
  • No perforation of the IVC should occur.
  • The filter should be nonferromagnetic to allow MRI to be performed after its placement.
  • The filter may be retrievable.

Technical considerations of filter placement

Mobin-Uddin umbrella and 24F Kimray-Greenfield filters were originally designed for placement through a surgical venotomy. All of the other currently available filters can be placed percutaneously.

According to manufacturers' recommendations, certain filters cannot or should not be placed by using certain approaches. When the filter design allows placement through the jugular or femoral veins, they are specially packaged to ensure that the filter is deployed in the correct orientation.

Most filter placement procedures occur in the angiographic suite with fluoroscopic guidance. Recently, IVC filters were placed successfully at the bedside in trauma patients in critical condition. The procedures may be performed either with guidance by using a C-arm portable radiographic unit or with an intravascular US scanner.

Most filters are placed in the infrarenal IVC. Specifically, on the basis of the knowledge gained from caval ligation, some advocate placement of the apex of any filter within the inflow from the lowest renal vein to minimize the dead space between the filter and the renal veins. Suprarenal filter placement, when necessary, has been proven to be safe. Placement of a suprarenal IVC filter may be indicated in the following situations:

  • Renal vein thrombosis
  • IVC thrombosis extending above the level of the renal veins
  • Thrombus in the infrarenal IVC that does not leave enough room for the filter between the thrombus and renal veins
  • Recurrent PE despite infrarenal filter placement (in which upper extremity or superior vena cava [SVC] thrombosis should be excluded)
  • PE after ovarian vein thrombosis
  • Pregnancy

Regarding SVC filter placement, upper-extremity DVT accounts for fewer than 5% of cases of venous thrombosis. The incidence has increased since the 1960s because of the more common use of indwelling catheters. Central venous catheters are responsible for 17-47% of reported upper-extremity DVTs. PE develops in as many as 12% of patients with upper-extremity venous thrombosis. Treatment options include rest and elevation of the affected arm, anticoagulation therapy, and thrombolysis. Filters have been deployed in the SVC and can effectively prevent symptomatic or fatal PE.

Placement of an SVC filter requires use of a modified technique. To maintain the correct orientation of the filter, a filter designed for jugular access is placed via a femoral approach, whereas the filter designed for femoral access is placed via a jugular approach.

Technically, percutaneous insertion of an SVC filter is more demanding than placement of an IVC filter because the SVC is shorter and has a relatively smaller area for safe filter deployment. In reported series, no evidence of filter migration, dislodgement, or fracture was observed.



Mobin-Uddin umbrella filter

The Mobin-Uddin umbrella filter was the first true intravascular device and is discussed here for historical interest. Initially introduced in a surgical forum in 1967 and released for general use in 1973, this filter was discontinued in 1986. Placement through the right internal jugular vein after surgical venotomy was the only approach. The filter was introduced and deployed under fluoroscopic control through a catheter-based carrier system with a 27F inner diameter (ID).

The original version was an umbrella-shaped silicone membrane with 6 radiating stainless steel alloy spokes with the apex directed caudally. In the mid 1970s, the diameter of the filter was increased from 23 mm to 28 mm to prevent proximal migration. During its evolution, 1.5- or 3-mm fenestrations were made in the silicone membrane to increase venous return and to decrease the frequency of sudden alterations in cardiac output associated with acute caval occlusion.

Complications associated with the Mobin-Uddin umbrella filter included wound hematoma, sepsis, recurrent pulmonary embolism (up to 12%), filter migration, acute and delayed IVC thrombosis (up to 66%), limb edema (2.5-37%), venous insufficiency, retroperitoneal hemorrhage (0.5-2%), and perforation of the IVC and adjacent structures. There was one case of delayed fatal perforation into the aorta.

Greenfield filter

In 1973, Greenfield et al introduced a new stainless steel filter.6 The Greenfield filter has been on the market the longest, it is the most extensively evaluated filter, and it has become the criterion standard with which other IVC filters are compared.

The original Greenfield filter is conical, and it consists of 6 strands of 0.015-in zigzag-shaped 316L-grade stainless steel legs in a radial array, each with a hook at the end that anchors the filter to the IVC. The steel struts are 4.6 cm in length and are fitted to an apical hub, which is directed cephalad in the patient. The base is 3.0 cm in diameter with the legs separated by 11 mm in the deployed position. The filter is loaded into a 24F carrier with a 29.5F external diameter. Initially, the filter was placed via a surgical cutdown of either the right internal jugular vein or the right common femoral vein. Tadavarthy was the first to describe percutaneous placement of the Greenfield filter in 1984.7

The design of the filter made it possible for thrombi to fill and occlude 70% of the filter cone, representing a volume of thrombus of approximately 4 cm3 (34.3% of total volume) without reducing the cross-sectional area by 50%. If the cone is filled to 80% of total volume, the reduction of cross-sectional area is 64%. The ability of this filter to trap clinically significant emboli has been demonstrated in several in vitro and in vivo studies.

In 1995, Greenfield et al reported on their 20-year experience with the Greenfield filter.8 Recurrent PE was seen in 4% of 642 filter placements. The rate was comparable to those reported by other authors. Athanasoulis et al reported an overall recurrent PE rate of 4.9% in their experience with 7 different designs.5 In the group of patients receiving the standard 24F Greenfield filter, 38 (8.4%) of 455 patients had recurrent PE. Kantor et al reported access site thrombosis in 7 (41%) of 17 patients; this rate of thrombosis was associated with the large size of the delivery system.9

In 101 patients evaluated, Greenfield et al reported patency of the insertion site in 94 patients (93%). In the same series, the authors reported an IVC patency rate of 96%. Migration of the filter was reported in 30-49% of patients. Allowing for respiratory variation, Greenfield et al readjusted the rate of migration of more than 3 mm to 8%. Filter tilt, crossing of limbs, and limb fracture occur in a low percentage of patients, and most of these events are not associated with clinical sequelae.

Extension of the filter struts beyond the IVC, which is suggestive of perforation, has been noted in high incidence on CT. Proctor et al performed animal studies to evaluate the apparent vena caval penetration by the Greenfield filter.10 All filters appeared to penetrate the IVC on cavography and CT. Laparoscopy failed to demonstrate penetration, and histology revealed remodeling of the intimal surface of the IVC and thinning of the adventitia. The authors further hypothesized that the presence of the filter caused adaptation and remodeling of the IVC to occur (see Image 5).

Titanium Greenfield filter

The TGF was introduced in 1989 as a low-profile system to facilitate the ease of percutaneous insertion. It is made of a titanium alloy with elastic properties that allow the filter to be fitted into a 12F carrier system, as opposed to the 24F SGF. The design of the filter preserved the conical shape consisting of 6 radiating zigzag legs.

The TGF measures 47 mm; by contrast, the SGF measures 46 mm. The base of the TGF is 38 mm, as compared with 30 mm in the SGF. At 0.25 g, the TGF is lighter than the SGF, which weighs 0.56 g. The material is resistant to flexion fatigue and corrosion and is nonthrombogenic and nonferromagnetic. The filter can be inserted via either the right or left femoral or jugular vein through a dilator system with an attached 14F sheath. The femoral and the jugular systems are supplied with differently coded packages.

During their preliminary clinical studies, Greenfield et al found an unacceptable 30% rate of migration, tilting, and penetration. The TGF has greater lateral force at the base than the SGF, which may result in a higher rate of IVC penetration. The hooks have been modified through development and evolution. Experience with the TGF with modified hooks (TGF-MH) was reported in 1991. Migration was greater than 9 mm in 11% of patients. There was an increase in base diameter by greater than 5 mm in 14% of patients (with 1 filter penetration confirmed with CT). Venous thrombosis at the insertion site occurred in 8.7% of patients.

The TGF demonstrates a tendency for crossing 1 or more pairs of filter struts. Greenfield et al reported this occurrence in 8.7% of 181 cases in 1991.11 The authors reported a 10% rate of filter tilt in 1994. Sweeney et al reported filter tilting in 23% of patients.12 In vitro and clinical studies by Greenfield et al showed that clot-trapping ability and the rate of recurrent PE appeared not to be affected adversely by filter tilt or leg distribution. Other authors suggest that the jugular approach resulted in less filter tilt than the femoral approach. The TGF provides the same degree of clot-trapping ability as the stainless steel 24F Greenfield filter. The overall recurrent PE rate was reported to be 3.2-5%, which is comparable to the rates seen with other filter designs. The IVC patency rate after TGF insertion was 97.8% in a long-term follow-up study of 373 patients by Greenfield et al. Insertion-site thrombosis was seen in 2% of patients.

Percutaneous steel Greenfield filter

During the continuous improvement process of the Greenfield filter design, a 12F stainless steel over-the-wire Greenfield filter was developed to provide a lower profile introducing system. The hook design was improved to prevent filter migration. The guidewire is used during deployment of the percutaneous steel Greenfield filter (PSGF) to provide a centering effect during filter release. Greenfield et al suspected that elimination of the guidewire may have been responsible for the high incidence of tilt of the TGF. The FDA approved the PSGF in 1995.

The PSGF, also called the stainless steel Greenfield filter with alternating hooks (SGF-AH), is manufactured from the same 316L-grade stainless steel as the original 24F SGF, and it retains the conical shape with 6 zigzag radiating legs. The legs are welded to the apical bead, now at an angle of 0° as opposed to 17.5°. An opening in the center of the apical bead allows passage of a guidewire. The legs are 4.9 cm long (vs 4.7 cm for the TGF and 4.6 cm for the standard Greenfield filter). The base diameter is 3.2 cm (vs 3.8 cm for the TGF and 3.0 cm for the standard Greenfield filter). The system is preloaded differently for jugular and femoral approaches through a 12F carrier system.

Fluoroscopic control during withdrawal of the guidewire was recommended because the guidewire can get caught between the legs near the apex or the hook. The not infrequent entrapment of guidewires was believed to result from the more crowded legs toward the apex with this new design. In 1998, Johnson et al reported that 21 (55%) of 38 patients had filter tilting of more than 15°, as evaluated with postplacement cavography and CT.13 The authors found a significant difference between filters placed via the jugular approach (12%) and filters placed via the femoral approach (51%). Kinney et al also found that the right jugular approach resulted in the least filter tilt in their experience with 104 PSGF placements.14

In 2000, Greenfield et al reported the results of 600 PSGF placements in 599 patients.15 Among patients receiving the PSGF with the modified hook, they found filter tilt in only 0.4%. Filter tilt was present in 5% of patients receiving the PSGF with standard hooks. Filter migration of more than 20 mm was seen in as many as 27% of PSGF placements with the standard hook but in less than 1% of the PSGF placements with alternating hooks. Recurrent PE was reported to occur in 2% and 2.6% by Johnson et al and Greenfield et al, respectively. Greenfield et al reported a caval patency rate of 98% and a 4.3% rate of insertion thrombosis.

Bird's nest filter

The BNF was developed in 1982. The BNF is constructed of a network of 4 biocompatible stainless steel wires. Each wire is 25 cm long and 0.18 mm in diameter. The wires are preshaped with many nonmatching bends of a short radius. The wires are fixed at each end to V-shaped struts, the 2 legs of which are connected at an acute angle. A hook with a small loop stop minimizes the risk of IVC perforation at the end of each strut. The original designs called for 0.25-mm struts, but the later design (introduced in 1986) used 0.46-mm struts. This change increased the size of the loaded filter from an 8F to a 12F catheter system. The length of the introducer is 75 cm for the jugular approach and 40 cm for the femoral approach.

When a BNF is deployed, one of the V-shaped paired struts is pushed gently to engage to the IVC wall. Originally, it was recommended that the catheter be withdrawn by 1-3 cm over the pusher wire after the hooks were fixed to the IVC; later, it was recommended that 2 or 3 twists of 360° be applied. The purpose of the twists is to prevent or reduce the chance of wire prolapse. The second pair of struts is then pushed into the IVC so that the junctions overlap by 1-2 cm. The handle of the pusher wire is turned counterclockwise 10-15 times to free it from the struts.

The BNF has a unique design. The final shape of the deployed filter varies owing to the flexibility of the long 0.18-mm wires. The maximum span of the V-shaped struts is 60 mm. Therefore, the BNF is suitable for placement in a megacava with a diameter greater than 28 mm, and the FDA approved it for this use. Other filters are associated with a risk of migration if the IVC diameter is greater than 28 mm. The BNF has been placed successfully in patients with an IVC diameter as large as 42 mm, without filter migration. In an experimental model, Korbin et al suggested that placement of a single BNF was preferred to bi-iliac placement of filters in cases of megacava.16 Other investigators also demonstrated the clot-trapping efficacy of the BNF in various in vitro studies.

Wire prolapse beyond the struts has been reported, but it does not affect the clot-trapping ability of the BNF. CT studies performed in patients with BNFs demonstrated penetration of the caval wall in 83%. All of the patients were asymptomatic in the series reported by Wojtowycz et al.17 The authors also reported that 8 patients (3%) in the series of 267 BNF insertions had thromboses at the access site. Roehm et al reported a rate of 2.9% for IVC thrombosis in their series of 568 patients.18 IVC thrombosis was reported to occur in as many as 17% of patients by Ferris et al,19 in 7% by Thomas et al,20 and in 4.7% by Nicholson et al.21 Wojtowycz et al reported rates of 1% confirmed and 3% suspected recurrent PE, which is similar to the 2.7% rate reported by Roehm et al. Athanasoulis et al reported a 7% recurrent PE rate, 90% of which were fatal, in a series of 255 patients (see Image 4).5

Vena Tech-LGM filter

The Vena Tech-LGM filter first was developed and released in France by LG Medical; FDA approval was obtained in 1989. The filter is stamped and point-welded and manufactured from a biocompatible nonferromagnetic metal alloy called Phynox (cobalt, chromium, iron, nickel, molybdenum). The filter is conical with 6 radiating flat but slightly curved legs joining a central hub at the apex. At the base of the filter, each leg is attached to a flat side rail that contacts the wall of the IVC and thus acts as a vertical stabilizing strut.

The shape of each leg–side rail assembly resembles a skewed V or a check mark. A small spike is stamped approximately 13 mm from the cephalad end of each side rail, which provides longitudinal stability and prevents filter migration. In the original design, the side rails were 34 mm in length and the legs were 45 mm in length. In the latest design (introduced in 1991), the legs are 35.5 mm in length. The open filter is 38 mm in height. The base diameter is 30 mm and is suitable for deployment in IVCs as large as 28 mm in diameter. However, Millward et al reported successful insertion of a Vena Tech-LGM filter without significant migration in 4 patients with IVCs greater than 28 mm in diameter.22 The filter is delivered through a 12F introducer sheath from either a jugular or femoral approach.

Incomplete opening of the Vena Tech-LGM filter has been shown to affect the clot-trapping ability of the filter. In 1991, Reed et al reported an incomplete opening of the filter of as much as 41% when it was placed by the jugular approach, and they recommended that this filter not be inserted via a jugular approach.23 Murphy et al reported incomplete opening of the filter in 6% of filter insertions.24 Rapid deployment by brisk retraction of the insertion cannula has been recommended to avoid incomplete opening.

A rate of as much as 6% of recurrent PE was reported in a number of long-term follow-up studies after insertion of the Vena Tech-LGM filter. Of these patients, fatal PE occurred in 25-50%. The incidence of thrombosis at the insertion site was reported to be 8-23%. Murphy et al demonstrated a rate of 37% for filter thrombosis, with cephalad extension of thrombus seen in 20%.24 Crochet et al reported a progressive decrease in IVC patency, with a rate of 66.8% at 9 years into the follow-up period.25 Filter placement resulting from failed anticoagulation therapy for PE appeared to be the main predictor of IVC occlusion. Earlier, the authors reported IVC patency rates of 92% after 2 years, 80% after 4 years, and 70% after 6 years of follow-up monitoring.26 In the same study, the authors reported an 18% rate of filter migration.

The Vena Tech LP filter

This new design was approved by the FDA in 2001. Similar to the LGM, the Vena Tech LP filter is made from Pynox and, therefore, is MRI-compatible. It is a conical design with 8 wires for clot trapping connected to 4 sets of inverted V-shaped struts with anchoring barbs. A single design is packaged for both femoral and jugular approaches, with color-coded pushers and matching locking mechanisms for the different approaches. A new 96 cm introducer kit for an antecubital approach is now available. The introducer system is by a 9F OD (7F ID) sheath. When deployed, the height is 43 mm. It was approved by the FDA for use in patients with IVCs of diameters up to 28 mm; in Europe, it is used in patients with IVCs of up to 35 mm in diameter. Results and complications associated with this device are under investigation.

Simon nitinol filter

Nitinol is an alloy consisting of 53% nickel, 45% titanium, and 2% cobalt. It was developed in the 1960s at the US Naval Ordnance Laboratory. It is pliable at room temperature but has thermal memory and reverts to its preformed shape at body temperature. It resists corrosion, is nonferromagnetic, and is stronger than steel.

Simon et al performed experimental studies with this material in the 1970s,27 and ultimately, they developed a filter that was approved by the FDA in 1990. The filter is 3.8 cm long and has 2 sections. The filter mesh, which is directed toward the heart, consists of 7 overlapping loops of 0.015-in-diameter (0.038-cm-diameter) nitinol wires fused together at 2 points. This part has an outer diameter of 28 mm. The anchoring basal part of the filter is formed by 6 diverging limbs in a radial array. Each has a small hook at the end that engages the caval wall for a depth of 1 mm.

The deployed filter can adapt to an IVC with a diameter as large as 28 mm. The legs also function as a coarse filter; the dome forms a fine filter and is designed to trap emboli larger than 5 mm, as well as a significant portion of smaller emboli. In vitro studies have demonstrated that the Simon nitinol filter trapped more of the smaller clots than the other filters. Compared with the Greenfield filter, clot-trapping capability is not affected by filter tilt.

The Simon nitinol filter can be placed via the femoral, jugular, and antecubital approaches. The delivery system for the jugular kit is longer, and the orientation of the filter is reversed in comparison with that in the femoral kit. Initially, a cold saline infusion through the storage tube via the side port was recommended to soften the filter. Later, modification of this filter eliminated the need for cold saline infusion. As a result of the flexibility of this filter at low temperature, placement through the right external jugular vein and right antecubital vein approaches have been successful using the internal jugular kit. Upon deployment, shortening of approximately 1-2 cm occurs as the dome of the filter is formed. In patients with small IVCs, incomplete formation of the dome can be seen after deployment; this does not alter filter function.

In a long-term study of 114 consecutive Simon nitinol filter insertions, Poletti et al reported a rate of PE recurrence of 4.4%.28 Comparing different filters used during the past 26 years, Athanasoulis et al reported that the Simon nitinol filter had the lowest rate for recurrent PE (3%) and fatal recurrent PE (2%).5 Poletti et al also reported a 3.5% rate of IVC thrombosis and a 3.5% rate of thrombosis at the femoral vein access site.28 Aswad et al reported a higher incidence of access site and IVC thrombosis, but the rate was not significantly different from rates with the other types of filters studied.29

In a series of 103 patients, Simon et al found 5 patients with nonoccluding thrombus in the IVC, as well as 3 patients each with asymptomatic and symptomatic IVC occlusion.30 Using MRI, Grassi et al raised the possibility of malignancy contributing to IVC thrombosis in 50% of patients with underlying malignancy undergoing Simon nitinol filter placement.31 In an early report by Simon et al, filter migration or IVC perforation was not seen in 103 patients.30 In addition, Poletti et al found no filter migration in 38 patients in a study with a mean follow-up period of 32.2 months.28 Strut fracture, axial deviation of the filter, and IVC perforation have been reported with the Simon nitinol filter. None of these complications appears to affect filter function adversely (see Image 6).

TrapEase filter

The TrapEase filter was approved by the FDA in the summer of 2000. The filter is laser cut from a single tube of nitinol material without welding. It has a symmetric trapezoidal double-basket design providing 2 levels of clot trapping, also providing self-centering characteristics. The 2 baskets are connected through 6 side struts, each with proximal and distal hooks to provide filter anchoring. The filter is 65 mm in length before deployment and 50 mm in length when expanded maximally to a diameter of 35 mm. The design allows placement in IVCs with diameters ranging from 18-30 mm.

The unique symmetric design of the TrapEase filter allows placement from either the jugular or femoral approach by using the same 55-cm package. A separate 90-cm length package is suitable for the antecubital approach. The filter is deployed by a pusher through an 8F OD (6F ID) introducer set. Before the 90-cm kit was available, Davidson et al reported 5 cases of successful antecubital placement.32 Stone et al reported successful placement on 39 patients via the subclavian veins.33

In 2001, Rousseau et al reported their clinical experience with its use in 12 centers in Europe and Canada on 65 patients and reported a 95% technical success rate, with 3 filters placed not at the intended site.34, 35 No filter migration, insertion site thrombosis, filter fracture, or IVC perforation was observed. At 6-months follow-up, no recurrent PE was identified. Two cases of filter thrombosis were reported. Other authors reported similar results. Of the 751 TrapEase filter placed, Kalva et al reported 2 (0.2%) of near-total caval occlusion and 15 (6.8%) CT confirmed PE in 219 patients (see Image 7).36

G2/Recovery G2 Filter

The G2/Recovery G2 filter is a modification of the optional recovery filter. This was approved by the FDA in 2005 as a permanent filter. Although used in some parts of the world as an optional filter, the G2 filter has not received approval for retrieval in the US.37

The redesigned G2 filter has enhanced fracture resistance, better centering, improved fixation hooks, and longer legs with a wider span to reduce migration for IVC up to 28 mm diameter. It is packaged separately for femoral and jugular approaches. The femoral kit has a 7 Fr. ID introducer sheath, whereas the jugular kit has a 10 Fr. ID set. The deployed height is 42 mm.

Kim et al reported 5 new symptomatic PE, 6.5% of 77 G2 filter placed.38 Other long-term clinical results are pending. There were 2 reports of intraventricular migration by Kuo et al and Bui et al.39, 40

Optional/Retrievable Filters

Over the past decade, a few new filters have been approved as retrievable filters. These devices are sometimes referred to as optional filters because they can be retrieved after a period following placement or can be left in the patient as a permanent device.38, 41, 42, 43, 44, 45, 46, 47, 48 These include the following:

  • Gunther Tulip filter
  • Recovery filter
  • OptEase filter
  • Celect filter

The following are used in Europe or are in development:

  • ALN filter
  • SafeFlo filter
  • Option & Option LT filter

There are also temporary filters that require removal. These are not currently available in the United States.
 

Some patients only need a filter to protect from PE for a short period. Decousus et al suggested that IVC filters provide only short-term protection.49 Significant reduction of the PE rate was reported at day 12, but no difference was reported at 2 years when compared with anticoagulation therapy. In the 8-year follow up, the incidence of postthrombotic syndrome and of DVT were higher in the filter group, and the PE rate was lower.  In the same follow-up study by the Prevention du Risque d’Embolie Pulmonaire par Interruption Cave, a cumulative incidence of symptomatic IVC thrombosis of 13% after 8 years was noted; by contrast, Crochet et al reported a higher rate of 33% caval thrombosis in a 9-year follow-up of the Vena Tech-LGM filter.25

The Society of Interventional Radiology guidelines for the use of retrievable filters recommended that “the decision to use an optional filter rather than a permanent filter should be based on the anticipated required duration of protection against clinically significant PE and/or risk of pharmacologic therapy.”44

When the indication for caval filtration is no longer present or the risk of PE is acceptably low because of a change in clinical status or because prophylactic therapy was successful, these patients can be considered for filter retrieval. Patients should be fully evaluated by clinical status, laboratory findings, and imaging before the attempted retrieval.

When there is a need for continual caval filtration, optional filters can be left in situ as a permanent device. In some cases, these filters are not removed or their retrieval may be deferred for various reasons, such as poor clinical status, short lifespan, significant amount of clot trapped within the filter, IVC thrombosis, or technical difficulties that prevent safe retrieval.

In younger patients who have a longer life expectancy, use of a retrievable filter is a more valid option for physicians and patients than the use of a permanent device. These optional filters have gained popularity over the years. More and more of these devices are being left as permanent filters. Although the percentage of retrieval varies, some series quoted up to 100% technical success in retrieval rate for the selected patients.


Gunther Tulip filter

The Gunther Tulip filter has been used in Europe since 1992 and in Canada since 1998. It was approved by the FDA in 2000 for permanent use; in 2003, it was approved for retrieval use.50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61

It is made from nonferromagnetic Conichrome. It is conical in design with a hook at the apex for retrieval. It has 4 legs of 44 mm with barbed hooks for anchoring. Four additional wires wrap around the primary legs to form a tulip-petal conical-shaped structure with a total of 12 wires for clot trapping. The maximum diameter is 30 mm, and its maximum height is 50 mm. The introducer system is of 8.5F ID, and different packages are available for femoral or jugular approaches. The retrieval system is of 7F ID (11F OD for the sheath) and is employed via a jugular approach only.

The recommended retrieval time is in the first 12 days, but various authors have prolonged the time to retrieval with or without repositioning the filter for up to 3-4 weeks, or even longer.

The direction of the hook is a factor that influences the rate of success during retrieval. Millward et al recommend orientating the hook toward the lumen of the IVC, especially if filter tilting is anticipated. These authors also advocate anticoagulation for 24-48 hours prior to retrieval.

A venacavogram must be performed before retrieval to assess the amount of trapped clot. More than 25% of clot trapped in the cone is a contraindication to retrieval. The filter is also not to be retrieved in cases of continue requirement of a filter or if it is technically not possible to be retrieved, due to trapped thrombus, adherent to the IVC wall or filter tilt.  The reported total caval occlusion rates are 0-6%

Recovery nitinol filter

The Recovery nitinol filter was approved by the FDA for use as a permanent device in 2002 and for use as a retrievable filter in 2003. This is no longer available commercially and has been replaced by the G2 filter. The G2 has not received approval for retrieval (see earlier section on G2 filter).

This filter is made from nitinol and is MRI-compatible. Similar to the Simon nitinol filter, it has 2 levels of filtration using 6 radiating arms and legs, each of 0.13-in nitinol wires. The legs have hooks for anchoring. The maximum diameter of the extended filter legs is 32 mm; it is approved for use in IVCs of up to 28 mm in diameter. The deployed height is 40 mm. The delivery system is of 7F ID (9F OD) through the femoral approach.

Retrieval is via a specific retrieval cone supplied as a separate kit. The system is introduced via the jugular route with a 12F sheath. The 20-mm cone has 9 steel struts within a urethane membrane with a base diameter of 15 mm when opened.

Asch reported successful retrieval in 24 patients with a mean implantation period of 53 days and up to 134 days without complications.62 One migration of 4 cm occurred with a large trapped thrombus. Grande et al reported 2.8% of recurrent PE of 106 Recovery filters placed.63 Fourteen filters were successfully retrieved from this group.


OptEase filter

The OptEase filter is similar in design to the permanent TrapEase filter. It is cut from a single tube of nitinol, with a 6-sided conical shape and dual-level clot-trapping capability. Although it can be deployed via both the femoral and jugular approaches, the provision of a hook on the caudal end and unidirectional anchoring barbs to prevent cephalad migration allow retrievability from the femoral approach, which is unique to this design.

In 2002, this filter was approved by the FDA for retrieval times of up to 23 days. The introducer system has a profile similar to the TrapEase filter; the retrieval system is 10F.

Kim et al reported 11 cases (4.2%) of new PE and 1 case (0.4%) of IVC thrombosis in 260 OptEase filters placed.64 Keller et al reported removal of 58 of 80 OptEase filters placed.65 Five of these patients required additional access during retrieval because the hooklet could not be engaged. The IVC thrombosis rate in their series was 3%. No IVC thrombosis was seen in 27 patients reported by Oliva et al66 and in 94 patients reported by Rosenthal et al.67

Celect filter

The Celect filter is a new retrievable filter approved by the FDA in 2008. It is based on the Gunther Tulip filter (see Gunther Tulip filter, above). The new design is made of the same material, Conichrome. The Celect filter has 4 anchoring struts for fixation and 8 independent secondary struts to improve self-centering and clot-trapping. The initial studies suggest that the retrieval interval can be extended, with higher rates of successful retrieval.68

The deployment kit is similar to the Gunther Tulip filter available for both the femoral and jugular approach. The same Gunther Tulip filter retrieval set is employed for retrieval from the jugular approach.



Media file 1:  Anteroposterior image from an inferior venacavographic examination demonstrates an inferior vena cava of normal diameter without thrombus. In addition, the inflow from the renal veins can be seen at the level of the L1 vertebral body.
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Media type:  Image

Media file 2:  Anteroposterior image from an inferior venacavographic examination demonstrates duplication of the inferior vena cava. The left-sided inferior vena cava drains into the left renal vein.
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Media type:  Image

Media file 3:  Anteroposterior image from an inferior venacavographic examination demonstrates a circumaortic left renal vein.
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Media type:  Image

Media file 4:  Bird's nest filter.
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Media type:  Image

Media file 5:  Greenfield filter.
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Media type:  Image

Media file 6:  Simon nitinol filter.
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Media type:  Image

Media file 7:  TrapEase filter.
Click to see larger pictureClick to see detailView Full Size Image
Media type:  Image



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