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Author: Sanford Dubner, MD, Assistant Clinical Professor, Department of Surgery, Long Island Jewish Medical Center, Albert Einstein College of Medicine

Sanford Dubner is a member of the following medical societies: American College of Surgeons, American Head and Neck Society, American Society of Plastic and Reconstructive Surgery, and New York Head and Neck Society

Coauthor(s): Samuel T Ostrower, MD, Staff Physician, Department of Otorhinolaryngology - Head and Neck Surgery, Albert Einstein College of Medicine

Editors: Lawrence Ketch, MD, FAAP, FACS, Head, Program Director, Associate Professor, Department of Surgery, Division of Plastic Surgery, University of Colorado Health Sciences Center; Chief, Pediatric Plastic, The Children's Hospital of Denver; Francisco Talavera, PharmD, PhD, Senior Pharmacy Editor, eMedicine; Jaime R Garza, MD, DDS, FACS, Consulting Staff, Private Practice; Nicolas (Nick) G Slenkovich, MD, Practice Director, Colorado Plastic Surgery Center at Swedish Medical Center; Al Aly, MD, FACS, Consulting Surgeon, Iowa City Plastic Surgery

Author and Editor Disclosure

Synonyms and related keywords: head and neck cancer, head cancer, neck cancer, carcinoma of the head and neck, primary carcinoma of the head and neck, radical neck dissection, squamous cell carcinoma, cancers of the oral cavity, cancer of the oropharynx, cancer of the larynx, modified radical neck dissection, extended radical neck dissection, elective neck dissections, supraomohyoid neck dissection, anterior compartment neck dissection, posterolateral neck dissection, lateral neck dissection

The status of the cervical lymph nodes in a patient with primary carcinoma of the head and neck is of vital prognostic significance. In 2000, the annual incidence of newly diagnosed head and neck cancers, excluding skin cancers, in the United States was estimated at more than 60,000 cases. This represents 5% of cancers diagnosed yearly in North America and 1-2% of cancer deaths. Squamous cell carcinoma is the predominant type, accounting for more than 90% of head and neck cancers. The male-to-female ratio is 2:1 for cancers of the oral cavity and oropharynx, and cancer of the larynx is nearly 4 times as common in men as in women.

For more information on treating cancers of the head and neck, visit eMedicine's Plastic Surgery Head and Neck section and Medscape's Head and Neck Cancer Resource Center.

Etiology

A strong association exists between cancers of the upper aerodigestive tract and the use of both tobacco and alcohol. The risk of malignancy is 6 times greater for people who smoke than for those who do not smoke. The synergistic effect of alcohol and smoking increases the risk of disease 2.5 times more than the simple additive risk of either risk factor alone.

Other environmental factors also have been implicated in the development of cancers of the upper aerodigestive tract. These include using betel nuts, particularly when mixed with tobacco, which serves as a local irritant of oral mucosa and thereby a stimulant to the formation of malignancies. Wood dust and woodcarving have been implicated in the increased incidence of nasopharyngeal malignancies, as has the ingestion of smoked fish, particularly in parts of Asia. Human papillomavirus (HPV) infection is another factor implicated in the development of aerodigestive malignancies. Click here for a CME activity on HPV in head and neck cancer.

Clinical

Patients who present with aerodigestive malignancies often manifest various signs and symptoms. They may exhibit a painless neck mass, which may be the only sign. They may also note nonhealing ulcers in the mouth, loosened teeth, and a change in their dentition or in how their dentures fit. In addition, dysphagia, odynophagia, bleeding, hoarseness, respiratory difficulty, referred ear pain, or weight loss may be present. Infrequently, the first sign of an aerodigestive malignancy is the presence of distant metastases. When present, distant metastases may involve the lung, bone, or liver. The number of patients with aerodigestive malignancies who present with synchronous lesions approaches 10%.

The initial workup of a patient with a presumed head and neck malignancy includes a complete history and a thorough physical examination, including visualization of the nasopharynx and larynx. Click here for a CME activity on the physical examination of the neck and lymph nodes in elderly patients.

Some have said that physicians are the only people who can look inside a person's mouth and not see the tongue, often looking beyond to the oropharynx. Visualizing beneath the tongue, the buccal mucosa, and the gingivobuccal recesses is of the utmost importance.

Bimanual examination of the floor of the mouth and the base of the tongue (behind the circumvallate papillae) is important to evaluate the extent of oral cavity tumors and the involvement of adjacent structures.

Visualization of the nasopharynx, base of tongue, oropharynx, hypopharynx, and larynx can be performed by indirect examination with a mirror or by using flexible fiberoptic or rigid endoscopes, which also permit evaluation of vocal cord mobility and patency of the airway.

The clinical ability to detect lymph node metastases depends on the extent of the neck metastases and the expertise and experience of the examiner.



The traditional treatment of metastatic cervical adenopathy dates back to 1906 and a paper authored by George Crile, Sr. In it, he emphasized the importance of removing the cervical lymph nodes for examination and treatment, since metastases can remain in the cervical lymph nodes for a long period; thus, the radical neck dissection was devised. The operation described by Crile remains the criterion standard to which all modifications are compared.

Rouvier initially described the routes of lymphatic drainage in the head and neck in 1938 in his paper entitled "Anatomy of the human lymphatic system." Although many systems have been devised to delineate the regional lymph nodes, most centers treating cancers of the head and neck have adopted the system used by the Head and Neck Service at Memorial Sloan-Kettering Cancer Center (with minor variations from the Head and Neck Service at MD Anderson Hospital in Houston). This system is both anatomic and reproducible from one center to the next. Lymph nodes in the submandibular triangle are considered level I. Levels II, III, and IV are the upper, middle, and lower jugular lymph nodes, respectively. Level V includes the spinal accessory and posterior triangle lymph nodes. Level VI lymph nodes are in the tracheoesophageal groove, and level VII lymph nodes are in the superior mediastinum.



No absolute contraindications exist to radical neck dissection, since it is both a diagnostic and a therapeutic maneuver. Often, the primary tumor metastasizes to the regional lymph nodes and does not progress further. This does not make the tumor incurable. Most surgeons defer performing a radical neck dissection for metastatic squamous cell carcinoma if evidence exists of distant (ie, lung, liver, bone) metastatic disease, since the cure rate plummets in this situation. This is not true of metastatic thyroid carcinoma. Even involvement of the common carotid artery (an unusual situation in the untreated neck) or of the skull base is not an absolute contraindication to this surgery.



Imaging Studies

  • Imaging studies can be useful in assessing primary lesions and in evaluating cervical metastases.
  • Computed tomography (CT) scans, generally with intravenous contrast administration, are often useful in detecting the extent of tumor infiltration into deep musculature and the involvement of adjacent bone. CT scans are also useful as an indicator of malignancy in a cervical lymph node. Although various authors report a size of 1.2-1.5 cm as suggestive of malignancy, necrosis is a much more reliable indicator.
  • Ultrasonography is less sensitive in the detection of cervical lymph node metastases, and magnetic resonance imaging (MRI) is as sensitive as CT in a comparison of the 3 modalities. The least accurate method for detecting cervical metastases is palpation.
  • Additional studies, including DentaScans, may help in detecting the extent of bony involvement.
  • Positron emission tomography (PET) scanning is being used more frequently in patient workup. Preoperatively, PET scanning is useful to assess not only the primary tumor but also locoregional metastatic disease (metastatic adenopathy) and distant metastatic disease. In the posttreatment stage, PET scanning is increasingly used to determine the response to nonsurgical methods of treatment and to assess for residual disease.

Diagnostic Procedures

  • Fine-needle aspiration  
    • Fine-needle aspiration (FNA) of solitary neck masses has revolutionized the evaluation and treatment of patients with aerodigestive malignancies. It has virtually eliminated the need for open biopsy of metastatic cervical lymphadenopathy and the sequela of violating tissue planes prior to undertaking the definitive treatment of the tumor.
    • FNA is particularly useful in evaluating a patient in whom a primary tumor is not evident at initial presentation and should be the second step in the workup, preceded only by a complete history and physical examination. Consider open biopsy only after other noninvasive workup has not yielded a diagnosis.
    • FNA is also quite helpful in differentiating sources of a tumor. It can help to differentiate metastatic squamous cell adenopathy from metastatic thyroid malignancies and even from enlarged lymph nodes secondary to lymphoproliferative and reactive adenopathy.
    • A fine-needle aspirate that yields lymphocytes is not necessarily nondiagnostic, depending on the context. In addition, an aspirate that demonstrates no evidence of malignancy must be reassessed if the clinical situation is suggestive of malignancy; the burden of proof is on the examiner.

Staging

Staging of head and neck cancers has changed throughout the years as new information becomes available about various methods of treatment. Keep this in mind, particularly when reading older reports of stages of cancer and their prognosis, since a cancer that was classified as one stage years ago may now be classified as another stage.

Presently, the extent of the tumor is the primary basis for staging. This incorporates the primary tumor as well as nodal disease and distant metastatic disease. In squamous cell carcinomas of the head and neck, the extent of differentiation and patient age are not considered, yet these factors are considered in thyroid carcinomas.

  • The regional lymph node metastases and their effect on stage grouping are fairly consistent throughout all anatomic sites of head and neck cancer.  
    • NX - Regional lymph nodes cannot be assessed
    • N0 - No evidence of regional lymph node metastasis
    • N1 - Metastasis to a single ipsilateral lymph node measuring 3 cm or less in greatest diameter
    • N2 - Further divided into 3 categories
      • N2a - Single ipsilateral lymph node between 3 and 6 cm
      • N2b - Multiple ipsilateral lymph nodes less than 6 cm
      • N2c - Bilateral or contralateral lymph nodes less than 6 cm in greatest dimension
    • N3 - Lymph node greater than 6 cm
  • Distant metastatic disease is divided into 2 categories.  
    • M0 - Absence of distant disease
    • M1 - Presence of distant metastatic disease
  • The T stage of a tumor indicates the extent of the primary tumor and varies by anatomic subsite. This can be measured by size, as in the oral cavity, oropharynx, and salivary glands; by involvement of varying subsites, as in the nasopharynx, hypopharynx, and larynx; or by extent of invasion and destruction, as in the maxillary sinus. Nevertheless, across all anatomic sites of the head and neck, the following classifications apply:  
    • Stage I disease - Includes only T1 N0 M0 tumors
    • Stage II disease - Includes T2 N0 M0 tumors
    • Stage III disease - Includes T3 N0 M0 and T1-3 disease, which is N1 M0
    • Stage IV disease - Includes T4 tumors with or without nodal disease, as well as any tumor with N2 or N3 disease or evidence of distant metastatic disease
  • The complexity of the staging system and its effect on prognosis obviously is somewhat convoluted. For example, in any given anatomic site, many different types of tumors can comprise a stage IV: anything from an extensive primary tumor without evidence of regional or distant metastatic disease to a very small primary tumor with bulky nodal disease. Therefore, the staging system is far from ideal but currently offers the best method of prognosticating a tumor.



Surgical Therapy

Metastases from squamous cell carcinoma of the upper aerodigestive tract have a predictable pattern. This fact has permitted modifications of the classic radical neck dissection described by Crile in the early 20th century. Knowledge of the patterns of cervical lymph node metastases has led to various neck dissections, including the modified radical neck dissection, extended radical neck dissection, and selective neck dissections, which include the supraomohyoid neck dissection, anterior compartment neck dissection, posterolateral neck dissection, and lateral neck dissection.

The classic radical neck dissection removes all of the ipsilateral lymph nodes, the submandibular salivary gland, sternocleidomastoid, internal jugular vein, and spinal accessory nerve. This is associated with multiple functional and cosmetic deformities.

Sacrifice of the spinal accessory nerve (cranial nerve XI) results in impaired shoulder movement and the potential development of a painful fixed shoulder from denervating the trapezius muscle.

Removal of the sternocleidomastoid muscle results in a cosmetic deformity, including flattening of the neck on the side of surgery. In most people, the removal of this muscle results in no real functional deficit.

Removal of the ipsilateral internal jugular vein is tolerated in most people, particularly with modern anesthetic techniques. In most patients, limiting intravenous hydration, both intraoperatively and postoperatively, is important to prevent a syndrome of inappropriate antidiuretic hormone secretion, which has been demonstrated to occur in patients undergoing surgery for head and neck malignancies. Collateral veins, contralaterally and retropharyngeally, prevent significant postoperative edema.

Removal of both internal jugular veins results in significant venous edema and chronic lymphedema of the face and can be fatal in 10% of patients when performed simultaneously. When bilateral jugular vein removal is necessary, stage the procedures at least 1 week apart to permit formation of these collaterals.

For these reasons, various modifications have supplanted most radical neck dissections. The modified neck dissection can preserve the internal jugular vein, the spinal accessory nerve, and the sternocleidomastoid muscle, provided that lymph nodes containing tumor are not violated.

Comparisons of the classic radical neck dissection with modified neck dissection have demonstrated that they are equally effective in controlling metastatic squamous cell carcinoma in patients with no clinical evidence of metastatic disease or with early metastatic disease. However, the functional neck dissection, in which the lymph nodes are removed, preserving the internal jugular vein, spinal accessory nerve, and sternocleidomastoid,1 is not as effective for multiple cervical metastases or for bulky neck metastases. The radical neck dissection also is indicated if signs of extranodal spread involving the skin, carotid sheath, or deeper soft tissues of the neck are present.

Preoperative Details

The modified neck dissection is an oncologically sound concept. The regional lymph nodes at highest risk for metastasis from carcinomas of the upper aerodigestive tract are removed. It not only removes lymph nodes at risk, but it also allows for extensive pathologic evaluation of those lymph nodes. This enables the clinician to determine if adjuvant treatment, either in the form of radiation therapy or chemotherapy, is needed.

The suprahyoid neck dissection includes the submandibular salivary gland and the lymph nodes of the submandibular triangle. It has limited applicability and is usually reserved for a tumor believed to arise from the salivary gland.

The supraomohyoid neck dissection removes the submandibular salivary gland and the lymph nodes above the omohyoid muscle (levels I, II, III, V [upper part of posterior triangle]). This is particularly useful in treating carcinomas of the oral cavity.

The lateral neck dissection encompasses levels II, III, and IV and is applicable to carcinomas of the oropharynx, hypopharynx, and larynx.

The posterolateral neck dissection and suboccipital triangle lymph node dissection are useful in treating patients with primary carcinomas of the skin or with melanoma, particularly melanomas originating from behind the ear and the occipital scalp.

Other lymph node basins are at risk for metastasis depending on the site of the primary tumor. Periparotid lymph nodes are at risk for carcinomas of the facial skin. Paratracheal lymph nodes are at risk for carcinomas of the thyroid and subglottis. Retropharyngeal lymph nodes are at risk from carcinomas of the nasopharynx, oropharynx, hypopharynx, and the palate and base of the tongue. Metastases to the submental lymph nodes most likely are associated with cancer of the lower lip, floor of the mouth, anterior tongue, and buccal mucosa; include the submental triangle (level Ia) in a neck dissection performed for a carcinoma of one of these primary sites. Some evidence exists that carcinomas of the oral tongue can involve the inferior deep jugular lymph nodes (level IV) as skip metastases. Therefore, consider including this area in a neck dissection that includes levels I-III and is performed for cancer of the oral tongue.

Modified or selective neck dissections are not merely staging procedures. Certain patients with node-positive disease can be treated effectively with modified neck dissections, provided that postoperative radiation therapy is used. Postoperative radiation therapy further reduces the risk of regional failure following modified neck dissections. Indications for postoperative radiation therapy are several. Patients with invasive cancer at the surgical margin or a close margin have a much better prognosis with postoperative radiation therapy than similar patients treated with surgery alone. Multiple positive lymph nodes in the surgical specimen also indicate postoperative radiation therapy. To summarize, unhappiness on the part of the surgeon or pathologist is an indication for postoperative radiation therapy.

A discussion about radical neck dissection is not complete without addressing cutaneous malignancies of the head and neck as well as salivary gland malignancies. Although cutaneous squamous cell carcinomas of the head and neck rarely metastasize (and basal cell carcinomas even less frequently), occasionally they can metastasize, as can melanomas. Those lesions of the face in front of the tragus have a potential for metastasizing to the parotid (usually to intraparotid lymph nodes), and a parotidectomy should be considered in the treatment of these malignancies when radical neck dissection must be performed.

Primary malignancies of the parotid, submandibular, or sublingual salivary glands, as well as the minor salivary glands of the aerodigestive system, also may metastasize to the regional lymph nodes. Therefore, a high-grade malignancy of any of these salivary glands probably includes a regional lymphadenectomy with the resection of these primary tumors.

Intraoperative Details

  • Many different approaches to skin incisions are available in performing a neck dissection. Some surgeons prefer a single trifurcated incision to gain access to the lymph nodes, while others prefer a double trifurcated incision. Many prefer 2 parallel incisions (ie, MacFee incisions). These are more difficult to perform but afford an intact segment of skin and muscle to cover the carotid without placing any incisions directly over the great vessels, which may leave them vulnerable if poor wound healing occurs.
  • The standard neck dissection removes the fascia and lymphatics deep to the platysma en bloc. In many instances, dissecting along the spinal accessory nerve is important, liberating it from its fibrofatty envelope from the skull base to the point where it enters the sternocleidomastoid and to the point where it enters the trapezius. Often, lymph nodes at risk are present posterior to this nerve, which may be ignored if this skeletonization is not performed. Removal of the jugular vein on one side of the neck is well tolerated in most patients. Usually, sufficient collaterals are present, both retropharyngeally and contralaterally, to prevent significant brain edema.
  • If bilateral neck dissection is planned, either because of bilateral nodal disease or bilateral lymph nodes that are at risk for metastatic disease, performing a modified neck dissection is usually prudent, at least on the side of the lesser nodal disease, preserving the internal jugular vein. If this cannot be accomplished for oncologic reasons, perform bilateral neck dissections in a staged surgical procedure, preferably at least 1 week apart. This allows sufficient collaterals to develop and enlarge to prevent brain edema. Furthermore, instruct the anesthesiologist to limit the amount of fluid administered intraoperatively and postoperatively. Patients undergoing radical neck dissection can develop a syndrome of inappropriate antidiuretic hormone secretion. Limiting the administered fluid can help to prevent this as well as cardiac sequelae from fluid overload.
  • Intraoperative bradycardia from manipulation of the carotid bulb during neck dissection can be easily corrected in most instances with the administration of lidocaine by injection into the carotid bulb fascia.
  • Postoperatively, a closed suction drain is usually used to prevent fluid collections beneath the flaps and to allow skin flaps to adhere to the underlying structures.

Postoperative Details

  • Hematoma formation, particularly when the primary tumor has been resected in conjunction with neck dissection, is potentially disastrous, since the hematoma frequently becomes infected and establishes the formation of a fistula from the aerodigestive tract to the skin.
  • The risk of carotid artery rupture has been virtually eliminated because of several factors. Firstly, radiation therapy is usually administered postoperatively (within 4-6 wk of surgery), which allows for healing prior to the start of effects. Furthermore, the advent of muscle flaps that can cover the carotid artery, providing it with a healthy source of uninvolved, unirradiated tissue, has dramatically decreased the incidence of this devastating condition. Carotid rupture today, when it occurs, usually is preceded by a history of radiation therapy, tumor erosion into the carotid artery, and the development of a fistula to the aerodigestive tract. Unfortunately, this condition is almost always fatal.

Adjuvant radiotherapy and chemotherapy

  • Radiation therapy for squamous cell carcinoma of the head and neck involves the delivery of high-energy ionizing radiation to targeted tissues. The radiation damages the DNA of targeted cells, mostly through the formation of free radicals. Cancerous cells, which often lack effective repair mechanisms, are less able to repair DNA damage than are normal cells. Following radiation therapy, cells that are unable to repair DNA damage effectively undergo cell death.
    • Radiation doses can be delivered by different methods, including fractionation, hyperfractionation, accelerated fractionation, and intensity-modulated radiation therapy (IMRT).
    • The goal of these methods is to deliver lethal radiation to cancer cells while limiting damage to adjacent healthy tissues.
  • Chemotherapy for squamous cell carcinoma of the head and neck involves the systemic administration of cytotoxic drugs that target rapidly dividing cells. (Click here for a related CME activity.)
  • Individual chemotherapeutic agents effective in the therapy of head and neck cancer include cisplatin, methotrexate, 5-fluorouracil, taxanes, ifosfamide, and bleomycin, among others.
  • The benefit of postoperative radiotherapy in the treatment of cervical lymphatics in advanced squamous cell carcinomas of the upper aerodigestive tract is well documented.2
  • Traditionally, adjuvant radiation has been used after surgical resection for patients with advanced (stage III or IV) disease who are at particularly high risk of local and regional recurrence.
    • Factors that increase the risk for local and regional recurrence after surgical resection, neck dissection, or both include inadequate resection margins, involvement of multiple lymph nodes, and extranodal spread of the tumor.
    • Despite improved outcomes with surgery plus postoperative radiotherapy compared with surgery alone, the rates of local or regional recurrence, distant metastasis, and 5-year survival stand at 30%, 25%, and 40%, respectively.
  • Several recent prospective trials now suggest that the addition of adjuvant cisplatin chemotherapy to postoperative radiotherapy may benefit select high-risk patients who have undergone neck dissection.
    • Specifically, combined chemoradiotherapy in patients with extracapsular lymph node extension of the tumor and positive surgical margins improved locoregional failure rates (18-22%) and 5-year, disease-free survival rates (47%) compared with the rates of patients who received postoperative radiotherapy alone (31-33% and 36%, respectively).
    • One study found overall 5-year survival rates to be significantly improved (from 40% to 53%) in high-risk patients who received combined chemoradiation compared with patients who received postoperative radiation alone.

Follow-up

Postoperatively, patients who have undergone neck dissection for head and neck malignancies need to be observed on a regular basis for 2 reasons.

  • Firstly, recurrences must be identified, should they occur. Since most recurrences of squamous cell carcinoma (>90%) occur within 3 years of the initial treatment, perform frequent complete postoperative examinations. Many recurrences remain treatable.
  • Secondly, a patient who has been treated for an aerodigestive malignancy is at risk (5-30%) of developing a second primary tumor of the aerodigestive tract, which often can be detected when it is still treatable. All patients probably should undergo an annual chest radiograph to detect distant metastatic disease and to search for a primary lung malignancy. Many physicians also obtain a liver chemistry profile on an annual basis and thyroid function tests, particularly if the patient has had radiation therapy, which may result in hypothyroidism over time.

For excellent patient education resources, visit eMedicine's Cancer and Tumors Center. Also, see eMedicine's patient education article Cancer of the Mouth and Throat.



  • Hematoma formation, particularly when the primary tumor has been resected in conjunction with neck dissection, is potentially disastrous, since the hematoma frequently becomes infected and establishes the formation of a fistula from the aerodigestive tract to the skin.
  • The risk of carotid artery rupture has been virtually eliminated because of several factors. Firstly, radiation therapy is usually administered postoperatively (within 4-6 wk of surgery), which allows for healing prior to the start of effects. Furthermore, the advent of muscle flaps that can cover the carotid artery, providing it with a healthy source of uninvolved, unirradiated tissue, has dramatically decreased the incidence of this devastating condition. Carotid rupture today, when it occurs, usually is preceded by a history of radiation therapy, tumor erosion into the carotid artery, and the development of a fistula to the aerodigestive tract. Unfortunately, this condition is almost always fatal.



Patients with squamous cell carcinoma should not be deemed unsalvageable, since many live normal, productive lives after treatment of head and neck malignancies, with minimal morbidity and mortality.

The prognosis following treatment for a squamous cell carcinoma depends on the tumor stage. Patients with earlier (stage I) malignancies can have a cure rate in excess of 90%, depending on the site of the tumor. Even those with more advanced tumors (stage IV) can have cure rates in excess of 50%. This is attributed to several factors, including combined therapy (adjuvant radiotherapy, chemotherapy) and the fact that tumors can be determined as stage IV because of the extent of the primary tumor or the extent of nodal disease. A small primary tumor with advanced regional nodal disease can be stage IV, as can a large primary tumor with no nodal disease. These situations are disparate; nevertheless, the current staging system has some limitations, and therefore these 2 vastly different situations are staged similarly. Thus, they are considered similarly in various retrospective studies on clinical outcomes, even if they are treated differently or respond differently to treatment.



Future research must address several issues. These include improved methods of administering radiation therapy, whether fractionated daily or by other techniques, including brachytherapy. Newer forms of chemotherapeutic agents need to be addressed in controlled randomized clinical trials. Other techniques for prevention of head and neck malignancies are being studied, including education and chemoprevention. Lastly, gene therapy may hold potential for future research and treatment.



Media file 1:  Levels of metastasis to cervical lymph nodes.
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Head and Neck Cancer: Resection and Neck Dissection excerpt

Article Last Updated: Apr 3, 2008