You are in: eMedicine Specialties > Pediatrics: Surgery > General Surgery Diaphragmatic HerniasArticle Last Updated: May 22, 2006AUTHOR AND EDITOR INFORMATIONAuthor: Nicola Lewis, MBBS, FRCS, Specialist Registrar, Department of Surgery, Birmingham Children's Hospital, UK Coauthor(s): Philip Glick, MD, MBA, Professor, Departments of Surgery, Pediatrics, and Gynecology and Obstetrics, Vice-Chairperson for Research and Development, Department of Surgery, State University of New York at Buffalo Editors: Robert K Minkes, MD, PhD, Staff Pediatric Surgeon, Houston Pediatric Surgeons, Texas Children's Hospital; Mary L Windle, PharmD, Adjunct Assistant Professor, University of Nebraska Medical Center College of Pharmacy, Pharmacy Editor, eMedicine.com, Inc; Andre Hebra, MD, Clinical Associate Professor, Department of Surgery, University of South Florida School of Medicine; Director, Minimally Invasive Pediatric Surgery Program, Chief of Surgery, All Children's Hospital; H Biemann Othersen Jr, MD, Professor of Surgery and Pediatrics, Emeritus Head, Division of Pediatric Surgery, Medical University of South Carolina; Marleta Reynolds, MD, Professor of Surgery, Feinberg School of Medicine, Northwestern University; Interim Head, Division of Pediatric Surgery, Department of Surgery, Children's Memorial Hospital of Chicago Author and Editor Disclosure Synonyms and related keywords: congenital diaphragmatic hernia, CDH, posterolateral diaphragmatic hernia, Bochdalek hernia, retrosternal hernia, Morgagni's hernia INTRODUCTIONHistory of the ProcedureIn 1679, Lazarus Riverius (1589-1655) recorded the first reported case of a congenital diaphragmatic hernia (CDH); this was following postmortem examination of a 24-year-old male (Irish, 1996). The first attempt at surgical repair for CDH was by Nauman of Sweden in 1888; the 19-year-old patient presented with acute respiratory distress and an acute abdomen, and a laparotomy was performed. In 1889, J. O'Dwyer, MD, carried out the first repair of CDH in an infant. The first successful repair occurred in 1905. The patient was aged 9 years, and Heidenhain (at the Municipal Hospital for Worms, Germany) reduced the hernia and closed the diaphragmatic defect through a midline laparotomy incision. Approximately 20 years later, Carl Hedbolm reported a 58% mortality rate for patients undergoing surgical intervention for CDH. In 1940, William Ladd and Robert Gross based their diagnosis of CDH on history, physical examination, and chest radiograph with or without a barium meal. They advocated early surgical intervention (within the first 48 h). Gross also described a 2-staged closure of the abdominal wall in difficult cases—closure of skin and subcutaneous fascia at the initial surgery and closure of the abdominal wall 5-6 days later. In 1950, C. Everett Koop and Julian Johnson suggested the transthoracic approach as a means of closing the defect under more direct vision. As surgical expertise improved, innovative strategies were developed to address large diaphragmatic defects and agenesis of the hemidiaphragm. Techniques included rotational muscle flaps, perirenal fascia, and, more recently, prosthetic materials. Instrumental in improving the survival rate in infants with CDH were the exponential elucidation of the pathophysiology of CDH, the investigation of innovative therapies, improved management of associated cardiac anomalies. CDH was no longer primarily considered a surgical disease but rather a disease associated with pulmonary hypoplasia, pulmonary hypertension, pulmonary immaturity, and an increased susceptibility of the lungs to ventilation-induced lung injury. This led to a delayed approach to surgical repair and to a gentle but more ingenious respiratory support. Current investigations also focus on prenatal therapies, such as antenatal steroids, in utero repair of the defect, and tracheal occlusion in utero. ProblemTen to fifty percent of patients with CDH have associated anomalies, which confer a 2-fold relative risk of mortality when compared with patients with isolated CDH (Tonks, 2004). Frequently associated anomalies include cardiac defects, chromosomal anomalies (ie, trisomies 21, 18, and 13), renal anomalies, genital anomalies, and neural tube defects. FrequencyCDH occurs in 1 per 3000 live births (Torfs, 1992). Mortality: The Congenital Diaphragmatic Hernia Study Group recorded a 63% survival rate in 1995-1996 based on data from 62 centers in North America, Europe, and Australia (Clark, 1998). Survival rates are 60-90% for patients who present within the first few hours of life (Downard, 2003) (see Image 1). EtiologyRelevant embryology The diaphragm is derived from 4 embryonic structures: the septum transversum, the pleuroperitoneal membranes, mesoderm of the body wall, and esophageal mesenchyme. Following folding of the fetal head at 4-5 weeks' gestation, the septum transversum comes to lie as a semicircular shelf, which separates the heart from the liver. The septum transversum does not completely separate the thoracic cavity from the peritoneal cavity but allows pericardioperitoneal canals to exist on either side of the esophagus. During the fifth week of gestation, the pleuroperitoneal membranes develop along a line connecting the root of the 12th rib with the tips of the 7th to 12th ribs. The pleuroperitoneal membranes grow ventrally to fuse with the posterior margins of the septum transversum and the dorsal mesentery of the esophagus. Hence, at 6-7 weeks' gestation, the pleuroperitoneal canals are closed; the left closes after the right. The mesentery of the esophagus condenses to form the left and right crura of the diaphragm, and the mesoderm of the body wall forms the outer rim of diaphragmatic muscle. The posterolateral diaphragmatic defect is postulated to result from failure of closure of the pleuroperitoneal canals. The canal remains open when the intestines return to the abdomen at 10 weeks' gestation. Some intestine and other viscera enter the thorax and lead to compression of the developing lung at the crucial pseudoglandular stage and shifting of the mediastinum to the contralateral side. This causes compression of the heart and the contralateral lung as well. In 1984, Iritani proposed a different concept of diaphragmatic development. He suggested that a posthepatic mesenchymal plate develops between the septum transversum and the pericardioperitoneal canals (Iritani, 1984). Lateral growth of this plate leads to closure of the pericardioperitoneal canals, and CDH results from a disturbance in growth of the posthepatic mesenchymal plate. Causes
PathophysiologyThe pathophysiology of CDH involves pulmonary hypoplasia, pulmonary hypertension, pulmonary immaturity, and potential deficiencies in the surfactant and antioxidant enzyme system. Because of bowel herniation into the chest during crucial stages of lung development, airway divisions are limited to the 12th to 14th generation on the ipsilateral side and to the 16th to 18th generation on the contralateral side. Normal airway development results in 23-35 divisions. Because airspace development follows airway development, alveolarization is similarly reduced. Development of the pulmonary arterial system parallels development of the bronchial tree, and, therefore, fewer arterial branches are observed in CDH. Abnormal medial muscular hypertrophy is observed as far distally as the acinar arterioles, and the pulmonary vessels are more sensitive to stimuli of vasoconstriction (Ting, 1998). Pulmonary hypertension resulting from these arterial anomalies leads to right-to-left shunting at atrial and ductal levels. This persistent fetal circulation leads to right-sided heart strain or failure and to the vicious cycle of progressive hypoxemia, hypercarbia, acidosis, and pulmonary hypertension observed in the neonatal period. The surfactant system is demonstrably deficient in the lamb model of CDH (Glick, 1992). Postnatal administration of surfactant in these lambs is associated with dramatic increases in gas exchange, lung compliance, and pulmonary blood flow. In human neonates, however, reports on the status of the surfactant system are inconsistent (Janssen, 2003; Lotze, 1994). The infant with CDH also has an impairment of the pulmonary antioxidant enzyme system and is more susceptible to hyperoxia-induced injury. In addition, a left ventricular smallness and hypoplasia are observed with CDH. This is believed to arise from decreased in utero blood flow to the left ventricle, the mechanical compression of the herniated viscus similar to that observed in the lungs, and/or a primary yet unidentified developmental defect that simultaneously causes the diaphragmatic hernia and previously described lung problems. ClinicalPrenatal The diagnosis of CDH is frequently made prenatally prior to 25 weeks' gestation. CDH is usually detected in the antenatal period (46-97%), depending on the use of level II ultrasonography techniques (Adzick, 1998). Ultrasonography reveals polyhydramnios, an absent intra-abdominal gastric air bubble, mediastinal shift, and hydrops fetalis. Ultrasonography demonstrates the dynamic nature of the visceral herniation observed with CDH. The visceral hernia has moved in and out of the chest in several fetuses (Adzick, 1998). Differential diagnoses on prenatal ultrasonography are as follows:
Postnatal History and clinical findings vary with the presence of associated anomalies and the degree of pulmonary hypoplasia and visceral herniation. In the infant presenting in the neonatal period without prenatal diagnosis, variable respiratory distress and cyanosis, feeding intolerance, and tachycardia are noted. In the physical examination, the abdomen is scaphoid if significant visceral herniation is present (see Image 2). On auscultation, breath sounds are diminished, bowel sounds may be heard in the chest, and heart sounds are distant or displaced. Late presentation Patients may present outside of the neonatal period with intestinal obstruction, bowel ischemia, and necrosis following volvulus. INDICATIONSThere is no ideal time for repair of CDH, but the authors suggest that the window of opportunity is 24-48 hours after birth to achieve normal pulmonary arterial pressures and satisfactory oxygenation and ventilation on minimal ventilator settings. RELEVANT ANATOMYThe diaphragm is a musculotendinous structure that separates the thoracic cavity from the abdominal cavity. It is composed of a central nonmuscular portion (central tendon) surrounded by a muscular rim in addition to the right and left diaphragmatic cura. The right and left diaphragmatic cura are 2 muscular bands that originate from vertebral bodies L1-L3 and L1-L2 respectively. These muscular bands insert into the dorsomedial diaphragm. Most diaphragmatic defects are posterolateral, with 85-90% of these occurring on the left. The label "posterolateral" may be a misnomer because, frequently, much larger areas of the diaphragm are missing and only a posterior rim of muscle can be found. A hernial sac is present in 10-20% of cases. The Morgagni defect occurs posterior to the sternum and results from failure of sternal and costal fibers to fuse at the site where the superior epigastric artery crosses the diaphragm. Morgagni defect is rare, and it is rarely a cause for surgery in the newborn. CONTRAINDICATIONSThe association of congenital diaphragmatic hernia with lethal congenital abnormalities is a relative contraindication to repair of the diaphragmatic defect. WORKUPLab Studies
Imaging Studies
TREATMENTMedical therapyIn contrast to historic management patterns, which focused on the actual repair of the diaphragmatic hernia, the contemporary management of congenital diaphragmatic hernia (CDH) places emphasis on the management of pulmonary hypoplasia and persistent pulmonary hypertension. Current management uses a variety of gentle alveolar recruitment strategies and a nonurgent approach to the operative treatment of CDH (Irish, 1996; Bagolan, 2004). Immediately following delivery, the infant is intubated (bag and mask ventilation is avoided). A nasogastric tube is passed to decompress the stomach and to avoid visceral distention. Adequate assessment involves continuous cardiac monitoring, arterial blood gas and systemic pressure measurements, urinary catheterization to monitor fluid resuscitation, and both preductal (radial artery) and postductal (umbilical artery) oximetry. Pressure limited ventilation should be used, allowing the lowest airway pressures compatible with staying on the steep side of the pressure volume loop and preductal oxygen saturations greater than 90%. Peak inspiratory pressures (PIP) should be less than 30 cm H2O. Hypercarbia is allowed as long as the pH can be buffered (Chess, 2004). Alternative means of support (eg, high-frequency oscillatory ventilation [HFOV], extracorporeal membrane oxygenation (ECMO), and inhaled nitric oxide [iNO]) should be considered for the patient who fails to stabilize on conventional ventilation. HFOV is recommended for infants with hypercarbia and hypoxemia resistant to conventional ventilation or requiring high PIP (>30 cm H2O) (Reyes, 1998). HFOV uses an oscillating diaphragm to create a sinusoidal column of air within the airways. The diaphragm oscillates at a high frequency and improves gas exchange without increased ventilatory pressures. Increased gas exchange leads to elimination of carbon dioxide, which decreases the stimulus for pulmonary vasoconstriction and decreases pulmonary hypertension. At some institutions, HFOV is chosen as the primary means of ventilation. Surfactant rescue or prophylactic therapy is associated with an improvement in oxygenation in some neonates with CDH (Bos, 1991; Glick, 1992). Surfactant used as rescue therapy is administered within 24 hours of birth in neonates with CDH and a poor prognosis. As prophylactic therapy, surfactant (50-100 mg/kg of Infasurf R) is administered prior to the first breath in neonates with CDH who were given a poor prognosis antenatally. Prophylactic surfactant therapy and natural surfactants are thought to be more efficacious. There is, as yet, no definitive evidence of a surfactant deficiency in human neonates, and surfactant as rescue therapy has not been shown to improve outcome (Colby, 2004). iNO has proven to be a highly selective pulmonary vasodilator and has been used as rescue therapy in infants with PPHN. iNO produces pulmonary vasodilatation, decreases the ventilation-perfusion mismatch, and reverses the ductal shunting observed in PPHN. Limited success has been gained in the use of iNO in patients with CDH, but efficacy of iNO improves following surfactant therapy (Karamanoukian, 1995). The selection criteria for ECMO eligibility in CDH are the standard criteria used for other neonates with respiratory failure, as follows: a pH less than 7.15, oxygenation index greater than 40, and failure to respond to maximal medical treatment. ECMO should be reserved for patients who fail to respond to the alternative therapies if the extent of pulmonary hypoplasia is not considered to be lethal and when acute deterioration occurs in the postoperative period. ECMO in these cases provides respiratory support without additional barotrauma or oxygen toxicity. It allows time for the transition from fetal circulation, as well as the maturation of the pulmonary parenchyma (see Image 4). Surgical therapyNo ideal time for repair of CDH exists, but the authors suggest that the window of opportunity is 24-48 hours after birth to achieve normal pulmonary arterial pressures and satisfactory oxygenation and ventilation with minimal ventilator settings. However, surgical repair can be safely delayed in stable patients, and the operation can be scheduled on a semi-elective basis. Emphasize that urgent surgical repair is almost never necessary and that it may worsen the pulmonary hypertension. Preoperative detailsThe priority of the preoperative care is focused on the ventilatory management of the newborn and determining if the patient has any other associated congenital anomalies, particularly cardiac abnormalities. An echocardiogram should always be obtained prior to surgical repair. Intraoperative details
Follow-upContinued care is provided for survivors of CDH by a multidisciplinary team consisting of a social worker, nutritionist, physiotherapist, pediatrician/neonatologist, neurologist, and pediatric surgeon. The following screening tests could be performed prior to discharge: chest radiography, arterial blood gas, brain stem auditory evoked potentials, head CT scanning or head ultrasonography, and a developmental evaluation. In the outpatient clinic, chest radiography, pulmonary function tests, nutritional and developmental assessments, and repeated auditory, ophthalmology, and neurology evaluations are performed. COMPLICATIONS
OUTCOME AND PROGNOSISLong-term outcomes and prognosis are as follows:
For excellent patient education resources, visit eMedicine's Esophagus, Stomach, and Intestine Center. Also, see eMedicine's patient education article Hiatal Hernia. FUTURE AND CONTROVERSIESLiquid ventilation uses perfluorocarbon, which is an inert compound with low surface tension and greater solubility for respiratory gases than blood. In partial liquid ventilation (PLV), the lungs are filled with perfluorocarbon to the functional residual capacity, and conventional ventilation is superimposed. PLV is associated with improved oxygenation and decreased PIP requirements. This may be due to recruitment of atelectatic lungs and decreased ventilation-perfusion mismatch. Theoretically, PLV decreases the requirements for ventilation and so decreases barotrauma- and hyperoxia-induced pulmonary injury associated with congenital diaphragmatic hernia (CDH). Preliminary clinical trials were conducted on infants with CDH and a high predicted mortality rate; while these infants were on extracorporeal life support, their lungs were filled with PFC and continuous positive airway pressure was maintained at 7-10 cm H2O. Accelerated growth of the ipsilateral lung, improved gas exchange, and improved survival were observed after one week. Experimental fetal surgery has been expanding rapidly over the last 2 decades. The fetus with CDH most likely to benefit from in utero intervention has lethal pulmonary hypoplasia and no coexisting other lethal congenital anomalies. To date, no prenatal parameter has been able to reliably predict the occurrence of lethal pulmonary hypoplasia. Hence, selection criteria for in utero intervention remain controversial. Current trends in fetal surgery for severe congenital diaphragmatic hernia focus on the manipulation of lung growth by temporary occlusion of the fetal trachea utilizing minimal access surgery (see Image 5). Theoretically, fetuses with CDH should benefit from antenatally administered corticosteroids. In the fetal lamb model, corticosteroid administration at 24 and 48 hours prior to delivery was associated with significant increases in lung compliance. Antenatal steroids are currently used at some centers. Thoracoscopic repair of CDH in the neonatal period is now being attempted. This is associated with increased complication rates and longer operating times. As with most minimally invasive techniques, patient selection criteria prove to be the determining factor in successful thoracoscopic repair. Patients who require minimal ventilation support or those with an intra-abdominal stomach are more likely to undergo a successful thoracoscopic repair. The revelation of lethal pulmonary hypoplasia with antenatal MRI or ultrasonography has been disappointing. This may be because other significant factors, such as lung maturity and the development of persistent pulmonary hypertension, determine outcome following delivery. MULTIMEDIA
REFERENCES
Article Last Updated: May 22, 2006 | |||||||||||||||||||||||||||||||||||