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Author: Khalid Kamal, MD, FAAP, MBBS, FCPS, MCPS, Staff Physician, Department of Pediatrics, Children's Hospital of Michigan

Khalid Kamal is a member of the following medical societies: American Academy of Pediatrics and Michigan State Medical Society

Coauthor(s): Ibrahim Abdulhamid, MD, Assistant Professor of Pediatrics, Wayne State University; Director of Pediatric Pulmonary Medicine, Clinical Director of Pediatric Sleep Laboratory, Children's Hospital of Michigan; Eric R Eggenberger, DO, Vice-Chairman, Associate Professor, Department of Neurology and Ophthalmology, Michigan State University; Michael D Klein, MD, Professor, Wayne State University School of Medicine; Surgeon-in-Chief, Arvin I Philippart Endowed Chair in Pediatric Surgical Research, Department of Pediatric Surgery, Children's Hospital of Michigan; C M Shahbaz Sarwar, MD, Staff Physician, Department of General Surgery, University of Pennsylvania

Editors: Jeff L Myers, MD, PhD Chief, Pediatric and Congenital Cardiac Surgery, Department of Surgery, Massachusetts General Hospital; Associate Professor of Surgery, Harvard Medical School; Mary L Windle, PharmD, Adjunct Assistant Professor, University of Nebraska Medical Center College of Pharmacy, Pharmacy Editor, eMedicine.com, Inc; Jonah Odim, MD, PhD, MBA, Senior Medical Officer, Transplantation Immunology Branch, Division of Allergy, Immunology, and Transplantation, National Institute of Allergy and Infectious Diseases, National Institutes of Health; Daniel Rauch, MD, FAAP, Director, Pediatric Hospitalist Program, Associate Professor, Department of Pediatrics, New York University School of Medicine; John Kupferschmid, MD, Director of Congenital Heart Surgery, Department of Surgery, Methodist Children's Hospital at San Antonio

Author and Editor Disclosure

Synonyms and related keywords: congenital lung malformations, Scimitar syndrome, pulmonary sequestration, Rokitansky lobe, tracheal lobe, cystic adenomatoid malformation, CAM, congenital lobar emphysema, CLE, lung agenesis, pulmonary agenesis, pulmonary hypoplasia, lung hypoplasia, azygous lobe, cardiac lobe, dorsal lobe, pulmonary isomerism, pulmonary duplication, mesenchymal cystic hamartomas, congenital pulmonary lymphangiectasia

Congenital lung malformations considered in this article are those occurring in the lung below the carina. Airway, pleural-space, and chest-wall malformations are considered elsewhere. Some of these topics are covered in greater detail in other eMedicine articles (see Laryngomalacia, Tracheomalacia, Pulmonary Hypoplasia, Cystic Adenomatoid Malformation, and Bronchogenic Cyst).

The aim here is to provide a concise approach to congenital lung malformations. Therefore, this article discusses bronchogenic cyst, pulmonary agenesis and hypoplasia, polyalveolar lobe, alveolocapillary dysplasia, sequestration including arteriovenous malformation (AVM) and scimitar syndrome, pulmonary lymphangiectasis, congenital lobar emphysema (CLE), and cystic adenomatoid malformation and other lung cysts.

History of the Procedure

Surgery for congenital lung malformation was made possible relatively recently. Early 20th century thoracic surgery consisted of mainly thoracoplasty to collapse a tuberculoid lung or to drain an empyema. Only with the regular use of endotracheal intubation and mechanical ventilation in the 1950s did intrathoracic procedures become routine. These techniques were not widely applied to newborns until the 1950s. Although Evarts Graham performed pneumonectomy with mass ligature of the hilum, Churchill was the first to regularly perform lobectomy with hilar dissection. Gross and Lewis successfully treated a patient with CLE with lobectomy in 1943.

Bronchogenic cysts are increasingly excised thoracoscopically. Rodgers vigorously promoted endoscopic surgery, which has become prevalent with the plethora of new instrumentation available and with the expansion of minimally invasive laparoscopy and thoracoscopy.1 Most thoracic surgical procedures, such as resection of masses (eg, neurogenic tumors, bronchogenic cysts) and pulmonary lobectomy, are now accomplished with minimally invasive surgery, although the benefits of this approach for cystic adenomatoid malformations (CAMs; see Cystic adenomatoid malformation below) are unclear.

Fetal surgery has been advocated for CAM with hydrops, although it has been abandoned for congenital diaphragmatic hernia (CDH). The extrauterine intrapartum (EXIT) procedure involves delivery of the baby in which the umbilical circulation is left intact if the baby has a congenital high airway obstruction. This procedure allows relief of the obstruction while providing gas exchange across the placenta.

Problem

Although congenital lung malformations are rare, they are important disorders because they may lead to considerable morbidity and mortality (eg, infection, hemorrhage, respiratory failure). They may occur late, and failure to recognize a malformation may lead to inappropriate intervention. For example, placement of a chest tube to manage suspected tension pneumothorax in a patient with CLE may lead to lung contusion and ventilation through the chest tube instead of into the remaining healthy lung.

Healthy lung is composed of an orderly system of tubes (airways) and sacs (airspaces or alveoli) in a strict relationship to pulmonary blood vessels (arterial from the right ventricle and venous return to the left atrium). Also present is a systemic blood supply (aorta to superior vena cava) and lymphatic drainage. Congenital lung malformations arise whenever one or more of these structures are abnormal or when their relationships are altered.

Bronchogenic cysts

Bronchogenic cysts are also known as foregut duplication. They arise from an abnormal budding of the ventral foregut. Approximately 85% are mediastinal, and 15% are intrapulmonary. The peripheral cysts are multiple and appear late in gestation. They may be filled with air or fluid, or they may have air-fluid levels. The cysts can be central or peripheral. Many are asymptomatic, but incidental findings may be observed on chest radiography. Infection, hemorrhage, and, in rare cases, malignancy can occur. Respiratory distress may result in a stridor or wheeze. Airtrapping may lead to emphysema, atelectasis, or both. Dysphagia, chest pain, and epigastric discomfort can occur.

Pulmonary agenesis and hypoplasia

Both pulmonary agenesis and hypoplasia may be accompanied by renal anomalies, which are usually apparent soon after birth and associated with respiratory distress. Cardiac defects occur in 50% of patients.

Pulmonary agenesis is differentiated from lung aplasia by the absence of the carina in the latter. Lung agenesis is less common than aplasia, about 75% of cases affect the left side, and it is lethal in half of all patients. It may be associated with other manifestations of the syndrome of abnormalities of the vertebrae, anus, cardiovascular tree, trachea, esophagus, renal system, and limb buds (VACTERL syndrome). The survival rate is better with left-sided lung agenesis than with right-sided agenesis because the right lung is the larger of the two.

In pulmonary hypoplasia, development of the distal lung tissue is incomplete. The earlier the delivery of a child, the higher the incidence of lung hypoplasia. In babies delivered before 28 weeks' gestation, the incidence approaches 20%. Pulmonary hypoplasia results from conditions that restrict lung growth, such as oligohydramnios, Potter syndrome (with bilateral renal agenesis or dysplasia), abnormalities of the thoracic cage, Scimitar syndrome (right-sided pulmonary hypoplasia), and diaphragmatic hernia (usually left-sided hypoplasia). More than 50% of patients have associated cardiac, gut, or skeletal malformations. They may have a small thoracic cage, decreased breath sounds on the affected side, and a mediastinal shift to the side of the lesion. Therefore, aplasia of the right lung can be confused with dextrocardia. Patients may present with lung infections, dyspnea upon exertion, and/or scoliosis.

Pulmonary isomerism

Pulmonary isomerism is an anomaly of the number of lung lobes. In the common variety of pulmonary isomerism, the right lung has 2 lobes, whereas the left has 3. This anomaly may be associated with situs inversus, asplenia, polysplenia, and/or anomalous pulmonary drainage.

Azygous lobe

An azygous lobe is a malformation of the right upper lobe caused by an aberrant azygous vein suspended by a pleural mesentery. An azygous lobe is a radiographic curiosity without clinical significance that occurs in 0.5% of the general population.

Pulmonary sequestration

Pulmonary sequestration accounts for 6% of all congenital lung malformations and mostly occurs in the lower lobes. A sequestration is a bronchopulmonary mass without a normal bronchial communication and with normal or anomalous vascular supply. Sequestered lung may be intralobar or extralobar. The involved lung segments can be classified on the basis of their pleural coverage into intrapulmonary or extrapulmonary types. Variants of pulmonary sequestration are described as disconnected or abnormally communicative bronchopulmonary masses with normal or anomalous vascular supply. The lesions may have some sort of communication with the gut.

Children present with recurrent respiratory problems in the same anatomic location. Associated anomalies include diaphragmatic hernia and eventration. Patients may have exercise intolerance if they have large systemic arterial venous shunts. The extrathoracic variety can be associated with hydrops fetalis or increased lymphatic transudate in the thorax.

About 50% of pulmonary sequestration cases are intrapulmonic, and 60% of intrapulmonic cases occur in the left lower lobe with equal sex distributions. Patients with intrapulmonary sequestration usually present late. They may have a chronic cough, recurrent pneumonias, or poor exercise performance. Systemic arterial flow may produce a murmur, and shunts may lead to congestive cardiac failure. Squamous cell carcinoma, adenocarcinoma, and rhabdomyosarcoma may arise in the sequestration.

Approximately 95% of extrapulmonary cases are left sided. Most extrapulmonary cases are detected in infancy, with boys affected 4 times more than girls. Infants usually present with a chronic cough and recurrent chest infections. Radiographs may show signs of consolidation. If communication with the gut is present, children may present with vomiting, failure to thrive due to poor oral intake, and abdominal pain.

Scimitar syndrome

The constant feature of this syndrome is partial or total anomalous pulmonary venous return to the inferior vena cava. This abnormal vein on the chest radiography creates a gentle curve bulging into the right chest from the mediastinum that some believe resembles the Turkish sword called a scimitar. Other features of the syndrome are variable and may include dextrocardia, hypoplasia of the right lung and/or pulmonary artery, malformation of the bronchi, and systemic arterial supply to the right lung. The clinical features vary according to age. Infants almost always present with congestive heart failure and severe pulmonary hypertension. Adults are generally asymptomatic.

Hamartoma

Hamartomas are lung nodules contain cartilage, respiratory epithelium, and collagen. They may be in the lung tissue or the bronchial lumen. They are presumed to be congenital because they are usually found on chest radiographs in asymptomatic adults. They can cause airway obstruction and are usually excised for diagnosis.

Pulmonary arteriovenous malformation

Pulmonary AVMs are abnormal communications between the pulmonary arterial and venous systems without interposed capillaries. AVMs with a systemic arterial supply are unusual in the lung. As with AVMs elsewhere, they can lead to high-output cardiac failure. Symptoms are unusual in childhood. However, by adulthood, 50% of patients have at least exertional dyspnea. Hemoptysis is most common in patients who also have cutaneous telangiectasis. A continuous bruit is often heard over the lesion.

The fistulas are usually seen as well-defined opacities on chest radiography, and are multiple in as many as 50% of patients and bilateral in 10%. Most of the fistulas are subpleural, and more often occur in the lower lobes. CT findings are usually diagnostic. Complications include bleeding, infection, and embolus. Patients with cutaneous telangiectasis are likely to have Rendu-Osler-Weber disease (also known as hereditary hemorrhagic telangiectasia). They are likely to have multiple pulmonary AVMs and progressive symptoms. Treatment is resection. If this is not possible, the lesions can be embolized.

Alveolar capillary dysplasia

In alveolar capillary dysplasia, a fatal condition, the distal arteriolar blood supply is reduced, the pulmonary veins are misaligned, and the connective tissue between the alveolar epithelium and the capillary endothelium is increased. The alveolar circulation is impaired, and the response to nitric oxide is poor. Affected babies do well with venoarterial extracorporeal membrane oxygenation (ECMO), but they cannot be weaned from it.

The clinical presentation of alveolar capillary dysplasia is that of persistent pulmonary hypertension of the newborn. Hypoxemia leads to arteriolar muscular hypertrophy. Patients may have associated anomalies in the heart or urinary system. Open lung biopsy and cardiac catheterization are suggested as diagnostic tools to look for or exclude pulmonary capillary blush.

Pulmonary lymphangiectasis

Pulmonary lymphangiectasis is a rare disorder in which the normal pulmonary lymphatics are dilated. It may be associated with congenital heart disease in which the pulmonary venous pressure is elevated. Pulmonary lymphangiectasis can also be observed with lymphangiomatosis, in which proliferation of the lymphatic tissue and channels occurs. The disease can also be part of a syndrome of lymphangiomas in many organs; it is sometimes associated with vanishing bones. Pulmonary lymphangiectasis is congenital, but symptoms of respiratory insufficiency usually do not appear until adulthood.

Congenital lobar emphysema

Massive overinflation of one or more lung lobes occurs postnatally in CLE. Causes include intrinsic absence or abnormality (bronchomalacia) of cartilaginous rings or external compression by a large pulmonary artery. (Compression of the cartilage usually leads to malacia.) Hyperexpansion of a pulmonary lobe is present after birth when, with negative inspiratory pressure, air can enter the lung. However, the air cannot exit easily because positive pressure causes the softened airway to collapse. The remaining normal lung is then compressed.

CLE primarily involves the upper lobes. The left upper lobe is involved in 41% of patients; the right middle lobe, in 34%; and the right upper lobe, in 21%. Involvement of the lower lobes is rare, occurring in fewer than 5% of patients. Congenital cardiac anomalies may be present in as many as 10% of patients. Lesions most commonly occur in Caucasians, in male individuals (male-to-female ratio, 3:1), and in young infants.

Most patients with CLE present before 6 months of life. Neonates may present with mild-to-moderate respiratory distress. Mediastinal shift may be present, with hyperresonance and decreased breath sounds on the involved side. Infants present with cough, wheezing, respiratory distress, and cyanosis. Older children may present with recurrent chest infections. On images obtained in neonates, the affected lobe may be slightly opacified, rather than lucent, because it is still filled with fluid. Associated cardiac anomalies occur in as many as 10% of patients.

Cystic adenomatoid malformation

CAM is a defect in the development of the terminal bronchioles. A hamartomatous proliferation of cysts occurs and resembles bronchioles (airways without cartilage).

CAM accounts for 25% of all congenital lung malformations. This malformation arises from a defect in the development of the terminal bronchioles. A hamartomatous proliferation of cysts occurs and resembles bronchioles (airways without cartilage). Respiratory distress occurs in the neonatal period, when collateral pores of Kohn ventilate the alveolar tissue present. This process is responsible for the cystic appearance on radiographs. Patients may have mediastinal shift and a pneumothorax. The affected area is dull on percussion, and air entry is decreased. The radiographic depiction of a solid or cystic mass on one side of the thorax suggests the diagnosis.

Two main forms of CAM are usually described: the microcystic form, which results in a poor prognosis, and the macrocystic, which improves the prognosis. Three histologic categories are described: (1) macrocystic (13%), which has the best prognosis and in which 1 or more large cysts are lined with normal pseudostratified ciliated epithelium; (2) microcystic (73%), which has small cysts lined with ciliated columnar or cuboidal epithelium; and (3) solid CAM (13%), which has the worst prognosis and which is an airless tissue mass composed of cuboidal epithelium-lined bronchioles. The difference in prognosis may simply be because the solid and microcystic lesions involve a relatively large amount of lung tissue, whereas the macrocystic lesions represent a small amount of lung tissue; however, the macrocystic lesions are filled with air and occupy additional space.

Polyhydramnios may be present if the CAM presses on the esophagus. Pressure on the heart and large vessels may lead to hydrops fetalis. In approximately 60% of patients, CAM manifests soon after the neonatal period. It results in recurrent infections because the mucociliary clearance is poor. Malignancy can occur in the CAM (pulmonary blastoma, rhabdomyosarcoma, and bronchoalveolar carcinoma).

Lung cyst

Lung cysts are rare lesions that may arise from any of the parenchymal tissues of the lung. They can cause symptoms if they enlarge and occupy substantial space. Resection is performed to diagnose lung cyst and to stop the progression of symptoms.

Polyalveolar lobe

In a polyalveolar lobe, the number of alveoli increased to more than 3 times normal. The alveoli are counted microscopically in random lung sections. When extra lung fluid is retained, respiratory distress may occur in the first days of life. This generally benign anomaly may be associated with some cases of CLE.

Frequency

Congenital lung malformations represent 5-18.7% of all congenital anomalies. This range may be an underestimate because of the high frequency of undetected or asymptomatic lesions.

Etiology

Bronchogenic cysts

Bronchogenic cysts represent outpouchings of the ventral foregut in the early part of gestation. These outpouchings generally arise close to the bronchial tree. A cyst may become infected, or it may compress adjacent structures to produce signs and symptoms. Chronic infection and inflammation may predispose the patient to malignancy. Peripheral cysts appear late in gestation and are multiple.

Pulmonary agenesis

In lung agenesis, the entire lung and bronchial tree may be absent on one side. The bronchial tree may form without development of the alveoli. Pulmonary hypertension complicates lung agenesis because of a combination of factors: normal blood volume passing through reduced lung tissue, hypoxemia leading to pulmonary vasoconstriction, and any associated left-to-right shunting cardiac lesion.

Pulmonary hypoplasia

Intrathoracic or extrathoracic lesions can cause pulmonary hypoplasia. Therefore, prolonged rupture of membranes, renal dysplasia, neuromuscular diseases, and congenital diaphragmatic hernia can lead to lung hypoplasia. Reduced urine volume during fetal life may retard lung growth.

Secondary pulmonary causes include CAM and sequestrations. Secondary extrapulmonary, intrathoracic causes include congenital diaphragmatic hernia, hydrothorax, pleural effusions, and tetralogy of Fallot (due to poor lung blood flow). Extrathoracic causes include renal dysplasia and neuromuscular disorders (ie, poor breathing). Bilateral renal agenesis leads to oligohydramnios and poor development of the terminal airways secondary to decreased swallowing of the amniotic fluid. The urinary proline aids in the formation of collagen by the fetal lung. Thyroid transcription factors also regulate lung development. The lung hypoplasia in congenital diaphragmatic hernia is complicated by pulmonary hypertension.

Pulmonary aplasia leads to respiratory distress, which may vary according to the degree of alveolar involvement. Pulmonary hypoplasia may be primary when the entire lung or when one lobe is reduced in size.

Pulmonary sequestration

If an accessory lung bud forms early enough, it leads to the formation of sequestration in the normal lung tissue. Development late in gestation leads to extrapulmonic sequestration. Both types obtain their blood supply from the aorta or its branches. Patients may present with exercise intolerance due to these vascular shunts. Sequestrations may also be connected to the GI tract.

Congenital lobar emphysema

Causes of CLE include bronchial cartilage deficiency, extrinsic compression by a bronchogenic cyst, a large pulmonary artery, or mucus plugs. Lobar overdistention and airtrapping lead to compressive changes in the rest of the lung.

Cystic adenomatoid malformation

Cystic adenomatoid malformation results when the terminal bronchiolar component of the advancing endodermal lung bud proliferates haphazardly because of disruption of humoral factors from the surrounding mesenchyme. Apoptosis in the advancing lung bud is decreased. Glial cell–derived neurotrophic factor is a growth factor that is abnormally expressed in the epithelial cells of the CAM. CAM usually appears before the 7 weeks' gestation, but it can occur in the mid-to-late stages of lung development. Communication with the normal airways can lead to overinflation and compression of the surrounding lung tissue.



Bronchogenic cyst

Resection is recommended because of the potential for infection, hemorrhage, and respiratory compromise. Resection is especially important in the peripheral lesions, which are usually multiple. These can frequently be excised thoracoscopically because they seldom have a major blood supply.

Pulmonary agenesis and pulmonary hypoplasia

Patients with pulmonary agenesis and pulmonary hypoplasia seem to have one of 3 presentations. The first group consists of patients with insufficient lung tissue who may have received mechanical ventilation for some time. However, ventilator-induced lung injury results in slow decompensation and death. The second group of patients is identified serendipitously when chest radiography is obtained to assess a minor complaint. These patients require no intervention. The third group does not have respiratory distress requiring mechanical ventilation, but they have respiratory limitations to activity or kinking of the airway with shift of the lung to the contralateral side of the chest. In addition to the aplasia or hypoplasia, congenital narrowing of the upper airway also affects many patients.

Pulmonary sequestration

Resection is recommended, even in asymptomatic patients, to prevent infection, hemorrhage, shunting from arteriovenous anastomoses, or compression of normal lung mass leading to respiratory distress. Lobectomy can usually be performed. For patients with intralobar sequestration, segmentectomy may suffice. Segmentectomy is relatively difficult, but preserves additional functioning lung tissue.

Since the advent of staplers, most surgeons wedge out the lesion with staplers rather than perform the tedious dissection and stripping of segmentectomy that is prone to air leakage and often bloody. In many sequestrations, the mass is airless and separate from the other lung tissue. The surgeon must remain vigilant in searching for the systemic arterial supply. Its origin cannot be predicted, and it may be from below the diaphragm. Bleeding from inadvertently crossing this vessel may be troublesome or even dangerous. For this reason, some surgeons insist on obtaining an arteriogram before surgery.

At least a few thoracoscopic surgeons have accomplished pulmonary resection, even in children. In children, the difficulty in finding enough space in the chest to work while the lungs are being ventilated and the risk of injuring the delicate pulmonary vessels has limited wide adoption of this technique.

Scimitar syndrome

When symptoms of scimitar syndrome are related to anomalous pulmonary venous return, this return can be redirected surgically. Symptoms are often related to the bronchial abnormalities and chronic infection. In these cases, pneumonectomy is indicated.

Hamartoma and pulmonary arteriovenous malformation

Resection is usually performed for diagnosis when a lesion is noted on chest radiography. Symptoms of airway obstruction or high cardiac output are occasionally indications for surgery as well.

Congenital lobar emphysema

Progressive airtrapping leads to respiratory and circulatory compromise in infancy. Emergency lobectomy may be required. A patient with respiratory distress whose chest radiograph reveals a hyperlucency on one side and mediastinal shift usually has a tension pneumothorax. However, one must consider CLE, especially in the newborn. The diagnosis can usually be determined by looking at the edges of the hyperlucent area. In pneumothorax, the edges are convex and outline the chest wall, whereas in CLE, they are concave and outline the cystic structure of an overexpanded lobe.

Placing a chest tube in the hyperlucent airspace of CLE decreases ventilation as air takes the path of least resistance out the chest tube from the bronchus rather than expanding the stiff infant lung in the remaining lobes. Prompt thoracotomy relieves the pressure inside a hyperexpanded lobe and allows the other compressed areas to ventilate. This overexpansion often stretches and dissects the bronchi and vessels, facilitating lobectomy. In cases that are detected early or surgically treated because of radiographic findings and not because of symptoms, the abnormal lobe may be difficult to identify during surgery. Therefore, in these cases, radiographs and CT scans must be carefully reviewed preoperatively.

Cystic adenomatoid malformation

In CAM, resection of even asymptomatic masses is recommended because of the risk for infection, hemorrhage, acute respiratory compromise (which may occur anytime), and neoplastic transformation. This disease is usually segmental; however, as noted for sequestration, lobectomy may reduce morbidity.

Lung cysts

During surgery, lung cysts are often found to be CAMs, though simple cysts do occur. Some lesions can be shelled out or unroofed. If they are not congenital but related to barotrauma, they may communicate directly with small bronchi. In this case, unroofing leads to major airleaks. These lesions can sometimes be controlled with figure-8 sutures, but wedge resection, segmentectomy, or even lobectomy may be required to avoid a bronchopleural fistula.

Fetal intervention for congenital lung malformations

Many centers perform antenatal aspiration of lung cysts. This procedure is often successful in that no lung cyst appears on postnatal chest radiographs. However, many cysts observed on antenatal sonograms also resolve spontaneously. The few groups who are pursuing open fetal surgery also perform in utero lobectomy to manage CAM if it is associated with fetal hydrops. This is an unusual situation, and the benefits have not yet been determined.



The lungs continue to mature after birth. Embryologic development progresses from the conductive initial lung bud down to the highly functional respiratory alveoli. Major bronchiolar development ceases around 16 weeks' gestation. Vascular beds form, and the basic acinus framework is then laid down from 17-28 weeks' gestation. Alveolar development starts at 24 weeks' gestation and may continue until adolescence. Most of this increase in the alveoli occurs in the first 8 years of life. Aortic branches initially supply the bronchial buds; later, the pulmonary arteries take over as the lung develops.

The timing and severity of various insults may determine the resultant lesions. These lesions may vary from complete agenesis to bronchial stenosis and sequestration of a lung lobe with retention of the aortic flow. Peripheral pulmonary lesions, such as CLE, appear late in development.

Other theories try to account for the abnormal lung vessel communications. The vascular traction theory suggests that the lung tissue is sequestered when the systemic blood vessels move caudally. Another theory is that the pulmonary vessels fail to develop and lead to abnormal persistence of systemic vessels.

Bronchogenic cysts

Bronchogenic cysts are most commonly mediastinal in a pericarinal, paratracheal, or retrocardiac location. The cysts are thin walled and lined with columnar epithelium. The common central cysts represent outpouchings of the ventral foregut in the early part of gestation.

Pulmonary agenesis and hypoplasia

The entire lung and bronchial tree may be absent on one side. The bronchial tree may form without development of the alveoli. Agenesis is a primary defect in organogenesis, and hypoplasia is often secondary to extrinsic compression. Both lesions may be associated with other anomalies. In physiologic terms, the 2 lesions behave similarly.

Schechter has pointed out the many possible variations. In addition to absence of the entire lung and bronchial tree, an interrupted bronchial tree may be present, but the alveoli are absent or the lung may be reduced in size, or one lobe may be absent.

Pulmonary hypertension complicates lung agenesis because of a combination of factors, including normal blood volume passing through reduced lung tissue, hypoxemia leading to pulmonary vasoconstriction, and any associated left-to-right shunting cardiac lesion.

Pulmonary isomerism

In pulmonary isomerism, the lungs are asymmetric, and the number of lobes on both sides may vary. Associated findings may include situs inversus and splenic anomalies. Anomalous pulmonary venous drainage is almost always present.

Scimitar syndrome

A constant feature of Scimitar syndrome is aplasia of one or more lobes of the right lung. Variable features include the following:

  • Partial anomalous pulmonary venous return (scimitar-shaped vein) draining to the inferior vena cava and leading to a left-to-right shunt
  • Small pulmonary artery
  • Arterial supply from aorta
  • Anomalies of hemidiaphragm on affected side
  • Rib cage anomalies

Pulmonary sequestration

Pulmonary sequestration may be present in the normal lung or outside it, in the thoracic cavity, in the diaphragm, or in a subdiaphragmatic position. Alveoli and bronchioles have normal histology. However, they do not communicate with the normal airways, or they may have an abnormal communication with the gut. Sequestration is fundamentally an abnormal vascular supply to the affected lung, and accelerated atherosclerosis may be found in vessels exposed to high systemic pressures. Branches from the descending thoracic aorta supply the intralobar sequestration, which is drained by pulmonary veins. An infradiaphragmatic source may supply the extralobar variety in as many as 20% of patients, and the azygous venous system drains it.

Congenital lobar emphysema

In CLE, a single lobe is commonly involved. The bronchi at the involved site may be devoid of cartilage. The number of alveoli may be fewer than normal (hypoalveolar) or greater than normal (polyalveolar). Cardiac anomalies may be present in 10% of patients. The lung parenchyma is normal, unlike what is seen in CAM.

Cystic adenomatoid malformation

One lobe, multiple lobes, or multiple segments on both sides may be affected. The upper lobes are usually involved. The bronchiolar proliferation is terminal without much alveolar development. The abnormal hamartomatous proliferation usually retains its communication with the normal bronchiolar tree. However, no cartilage or bronchiolar tubular glands are present in the malformation itself. Columnar mucinous epithelium is present.

Three types of CAM have been identified. In type I, one or more cysts of 2-10 cm are accompanied by smaller cysts, which cysts can become infected. The cysts are lined with pseudostratified columnar epithelium. Mucin is produced. The most common presentation includes respiratory distress caused by overdistention and mediastinal shift. In type II, multiple 0.5- to 2-cm cysts are lined with cuboidal epithelium. The cysts resemble bronchioles. Type II is commonly associated with other congenital anomalies, like renal agenesis and dysplasia, prune belly syndrome, undescended testes, pectus excavatum, and syringomyelia. In type III, a solid mass (<5 cm) consists of microscopic cysts. Types II and III can be associated with sequestration and receive blood supply from systemic arteries.

In a study of 12 patients with late-onset CAM, 7 had type I CAM, and 4 had type II CAM.2



General contraindications include severe sepsis and bleeding disorders. Specific contraindications are discussed below.

Bronchogenic cysts

Lung cysts usually do not need to be differentiated for surgical purposes because the presentations and outcomes are the same. However, resection is not feasible in cases of diffuse bilateral pulmonary lymphangiectasis manifesting as cystic disease of the lung because the outcome is often poor.

Pulmonary hypoplasia

Severe pulmonary hypertension may be a contraindication to operate in cases of pulmonary hypoplasia resulting from congenital diaphragmatic hernia. Associated anomalies may modify the course and the surgical procedures.

Pulmonary sequestration

Resistant congestive cardiac failure may need to be stabilized before surgical resection is undertaken. This stabilization may necessitate the use of a heart-lung machine.

Congenital lobar emphysema

CLE poses no specific contraindications and the prognosis after surgery is generally excellent. Surgery may not be required in asymptomatic patients, for whom close follow-up usually suffices.

Cystic adenomatoid malformation

Fetal hydrops is the only consistent predictor of mortality associated with CAM. CAM may be a contraindication for postnatal surgery.



Lab Studies

  • Hemoglobin testing is always valuable in respiratory illness because the result is an important factor in oxygen delivery and in planning surgery, which often involves major vessels.
  • Renal function tests to measure BUN, serum creatinine, and electrolyte levels are important because of the frequent association of renal anomalies with pulmonary anomalies (usually pulmonary hypoplasia).

Imaging Studies

  • Chest radiography
    • Bronchogenic cysts: Bronchogenic cysts are usually fluid-filled lesions and are well circumscribed in the mediastinum. Solid masses may be difficult to differentiate from fluid. Intrapulmonic cysts appear as solitary nodules unless they contain air. Large cysts may be difficult to differentiate from macrocystic CAM.
    • Pulmonary hypoplasia: In pulmonary hypoplasia, a mediastinal shift to the side of a homogenous density may be depicted, with compensatory herniation of the uninvolved lung. The associated anomalies (cardiac, skeletal, gut) may be seen.
    • Pulmonary sequestration: In pulmonary sequestration, an opaque or cystic lesion is seen, depending on the presence of infection.
    • CLE: In CLE, the involved lobe crossing the midline and the compressed normal lung can be seen. This appearance does not change during expiration or in the decubitus position. Vascularity of the involved site is attenuated. The intercostal spaces in the involved site appear widened, and the hemidiaphragm is flattened. Lucent, anteriorly herniated lung pushes the lung posteriorly, as seen on the lateral view. The lesion must be differentiated from contralateral lung hypoplasia and ipsilateral pneumothorax.
    • CAM: CAM is seen as a mass of air-filled cystic spaces with mediastinal shift. In a newborn, the lung fluid may not have been absorbed, and the mass may appear fluid filled and homogenous. In an older child, pneumatoceles may be confused with CAM. Pneumatoceles are postinfectious pulmonary cysts. They occur after Staphylococcus aureus infection. However, they are unlikely to recur in the same area of the lung as where CAM occurs. Bronchogenic cysts are central or mediastinal (relatively early embryologic origin) and peripheral or intrapulmonary (late origin). The latter are rare (15%) and tend to be multiple. Congenital lobar emphysema is exceedingly rare in the lower lobes (<5% of patients). It is associated with respiratory distress and mediastinal shift.
  • Chest CT scanning
    • Bronchogenic cysts: In patients with bronchogenic cysts, CT findings are characteristic. The lesions are sharply marginated and nonenhancing. If the lesions are seen as soft-tissue attenuation instead of water attenuation, differentiating from lymph nodes may be difficult.
    • Pulmonary hypoplasia: In lung hypoplasia, loss of lung volume and associated anomalies can be seen.
    • Pulmonary sequestration: In pulmonary sequestration, the findings may be only an unusual solid attenuation. Therefore, CT may have little to add to sonographic and plain radiographic results unless the anomalous vascular supply can be visualized with vascular contrast enhancement.
    • CLE: In CLE, the involved lobe and its vascularity can be easily outlined as compared to normal lung parenchyma.
    • CAM: Different types of CAM can be differentiated more accurately with CT than with chest radiography. Lesions that may appear to have resolved on radiography can still be identified on the chest CT scan.
  • MRI: MRI is particularly useful when delineation of blood vessels is important. It is the study of choice in difficult cases of bronchogenic cysts. The cysts appear bright on T2-weighted images and do not enhance after the administration of gadolinium-based contrast material.
    • Pulmonary sequestration: MRI and MRA (magnetic resonance angiography) can be performed to identify pulmonary pathology, and aberrant systemic vessels. MRI and MRA have been suggested as the diagnostic procedures of choice for evaluating sequestration of the lung.
    • CLE: In CLE, MRI is used to depict the involved lung and its vascular supply.
    • CAM: In cases of hydrops fetalis in a fetus with a prenatal, MRI may be beneficial for planning surgery. Cysts larger than 3 mm are depicted as areas of increased signal intensity on T2-weighted images.
  • Prenatal ultrasonography: Lesions on prenatal sonograms may shrink or disappear with advancing gestational age. Most pulmonary parenchymal lesions appear as echogenic fetal chest masses. The masses may be unilateral (eg, in CAM, congenital diaphragmatic hernia, pulmonary sequestration) or bilateral (eg, in tracheal atresia). A cystic component is seen in CAM and congenital diaphragmatic hernia and can make differentiation of these lesions difficult.
    • Pulmonary hypoplasia: In lung hypoplasia, renal malformations, oligohydramnios, decreased fetal movements in neuromuscular disease, dysmorphisms in trisomies, and skeletal dysplasias may be identified. The thoracic-to-abdomen ratio and lung area are useful parameters. Pulmonary arterial flow can be measured by using Doppler studies.
    • CLE: In CLE, a large fluid-filled lobe may be seen.
    • CAM: In CAM, a unilateral cystic mass is seen. However, the patient's postnatal clinical course and chest radiographic findings may be normal, and CT, MRI, and/or MRA may be indicated.
  • Isotope ventilation scanning: Although specific changes occur on isotope ventilation scanning, this modality seldom adds clinically useful information. In CLE, decreased ventilation initially occurs, followed by isotope retention. Attenuated vascularity results in decreased perfusion. Sequestration does not fill up at all during the early pulmonary phase, but it does during the systemic (late) phase. The value of radionuclide imaging is limited because of the lack of anatomic details.
  • Aortography and angiography: Aortographic and angiographic findings are often definitive in sequestration and AVM, yet MRI usually makes these studies unnecessary. In pulmonary hypoplasia, aortography and angiography may be performed to evaluate for reduced pulmonary flow, aberrant pulmonary vessels, and scimitar syndrome. In pulmonary sequestration, arterial supply and venous drainage can be outlined.
    • Pulmonary hypoplasia: In lung hypoplasia, aortography and angiography may be performed to evaluate for reduced pulmonary flow, aberrant pulmonary vessels, and scimitar syndrome.
    • Pulmonary sequestration: In pulmonary sequestration, the arterial supply and venous drainage can be outlined. However, MRA has replaced interventional angiography as the diagnostic modality of choice for identifying sequestration vasculature in many centers.
  • Barium esophagraphy: This test can assist in defining mediastinal masses and blood vessels. The images also outline communication between a pulmonary sequestration and the gut. However, with the availability of CT scanning, barium esophagraphy is no longer necessary.
  • Echocardiography: Cardiac anomalies are associated with pulmonary hypoplasia in many patients. In addition, some cardiac malformations (eg, tetralogy of Fallot, and scimitar syndrome) may lead to pulmonary hypoplasia.

Other Tests

  • Pulmonary function tests: Residual volume, vital capacity, total lung capacity, forced expiratory volume in 1 second (FEV1), and midexpiratory flow can be used to compare volumes in selected lung lesions before and after surgical resection.
  • Monoclonal antibody testing: The ultimate usefulness of testing for elevated levels of cancer antigen (CA) 19-9 in intralobar sequestrations must be established.
  • ECG: This test may be performed to evaluate for associated cardiac lesions or pulmonary hypertension. In cases of right-sided pulmonary hypoplasia, ECG is performed to distinguish between dextrocardia and dextroposition.

Diagnostic Procedures

  • Bronchoscopy: Bronchoscopy can be performed to detect airway malacia, which is present in patients with CLE, abnormal bronchial branching (eg, eparterial bronchus where the right upper lobe bronchus comes directly off the trachea). The study can also be performed to detect purulent material, which indicates infection complicating a congenital malformation of the lung, or to diagnose an acquired lesion, such as bronchiectasis.
  • Bronchography: Bronchography is seldom indicated any longer because CT scanning can demonstrate most (but not all) cases of bronchiectasis. Bronchography is useful if a bronchial anomaly is suspected. These anomalies are rare but include bronchial agenesis, which leaves a poorly aerated lobe receiving only collateral ventilation, and bridging bronchus, in which the left mainstem bronchus originates from the right side.



Medical therapy

Nonsurgical therapy is limited to the treatment of complications and associated respiratory failure. Antenatal prevention of preterm delivery (tocolytics) is important to avoid adding the complications of prematurity to any respiratory compromise that might be associated with the congenital lung malformation. If preterm delivery seems likely, maternal steroid administration may improve newborn surfactant and decrease hyaline membrane disease.

After birth, antibiotics are indicated for infection. Supplemental oxygen and mechanical ventilation are used for respiratory failure. In pulmonary sequestration and AVM, systemic arterial blood supply can be embolized, although thoracotomy and resection is usually just as rapid and more definitive than embolization.

In CLE, the infant is placed in a decubitus position with the involved side dependent, and the noninvolved side is selectively intubated. Gentle ventilation and respiratory monitoring are required.

Surgical therapy

Most lesions can be approached by means of a posterior lateral thoracotomy through the fifth intercostal space without resecting a rib. If thoracoscopy is performed, collapsing the lung with a double-lumen bifurcated endotracheal tube is usually not possible. For this reason, the authors use ports so that carbon dioxide can be introduced to gently depress the lung. In most cases, 5-7 mm Hg suffices and does not cause hemodynamic compromise. A balloon catheter can be passed through the endotracheal tube to serve as a bronchial blocker.

If pulmonary hypoplasia is diagnosed antenatally and judged to be incompatible with extrauterine life, some have suggested in utero intervention. This is done by occluding the fetal trachea with a balloon or clip. The accumulating fetal lung fluid seems to induce growth of the lung beyond normal. Because the lesion is rare and because the outcome is difficult to predict, this technique has not become popular. Some have tried to accomplish the same objective postnatally when a patient is receiving ECMO. One can then instill a perfluorocarbon for liquid ventilation under pressure and expect some lung growth and development. Serial amnioinfusions have been helpful in certain cases of oligohydramnios.

In the EXIT procedure, the fetal head, neck, and shoulders are delivered through a uterine opening to allow for an assessment of the airway while the fetus is still attached to placental circulation. This technique has been used as a primary procedure to treat tracheal occlusion, to manage neck masses, and to facilitate the safe delivery of conjoined twins. For respiratory management, ECMO may be required after delivery.

Procedures to enlarge the thorax have been tried when an abnormal chest wall causes lung hypoplasia. These procedures include thoracoplasty and median sternotomy. In CLE, CAM and sequestration resection of the abnormal lung, whether a lobe or a segment, is indicated.

Intraoperative details

Bronchogenic cyst

Posterolateral thoracotomy is performed to excise a bronchogenic cyst. The skin is incised from an inframammary point to a point about 5 cm below the scapula to a point midway between the scapula and the spine. Next, the latissimus dorsi is incised, and the intercostals space entered. The pleura is opened. Bronchogenic cysts are easy to dissect and can be removed intact. Fluid aspiration is unnecessary and may hinder dissection. Any remaining mucosa may cause recurrence of the cyst.

Pulmonary hypoplasia

Surgical intervention may be necessary to manage airway narrowing. This narrowing can also be managed by placing a spacer on the contralateral side of the chest so that the airway does not become kinked and so that the lung does not hyperexpand. Tissue expanders have been used for this purpose. They offer the advantage that they can be slowly expanded over time by injecting saline through a subcutaneous port.

The authors have been disappointed with the longevity of tissue expanders. Leaks frequently occur, and the tissue expander must be replaced. The authors prefer to use the old but stable technique of placing ping-pong balls. This method creates a stable and long-lasting mass. As the patient grows, repeat operation to place more ping-pong balls is occasionally required, but this is unusual. The authors have had 1 patient who had to undergo repeat operation to remove 1 ball because overcorrection had occurred.

Placing a spacer on the contralateral side of the chest may also prevent the scoliosis that many of these children develop.

Pulmonary sequestration

Lobectomy is required to manage intrapulmonary lesions. Segmentectomy can be done in a few patients. The extrapulmonary sequestration can be resected without the loss of normal lung tissue.

Postoperative details

Most children can be extubated in the recovery room. If this is not possible, supplemental oxygen or mechanical ventilation is provided as needed. Meticulous pain management increases the likelihood of extubation, including thoracic epidural or intrapleural infusion or even just local infiltration of intercostals nerves.

The authors then administer intravenous morphine 0.05 mg/kg/h in children younger than 6 months or 0.1 mg/kg/h in older children. In children school age, patient-controlled analgesia is best.

Full expansion of the lung should be achieved to seal air leaks. The chest tube is changed from suction to an underwater seal when no air leak is present. When chest output is more than 2 mL/kg/d, the chest tube can be removed.

Maintenance fluids are provided intravenously to keep the patient a little dry and oral liquids are started the next day.

The authors encourage early ambulation. Many patients can be discharged in 3-5 days.

Follow-up

The prognosis is usually excellent after resection of congenital lung lesions when indicated. Attention is focused on any associated anomalies. If pneumonectomy was required, mediastinal shift may lead to cardiorespiratory compromise. This can be managed by placing an intrathoracic balloon prosthesis or by performing a tracheal-suspension procedure to relieve tracheal kinking.

Infants with limited remaining lung (eg, those with hypoplasia or extensive CAM) may be at risk for chronic lung disease. These infants may benefit from home oxygen therapy and prophylaxis against respiratory syncytial virus. Yearly influenza vaccines may also be considered in these patients after the age of 6 months. Scoliosis and chronic lung insufficiency may develop.



General risks of thoracotomy and lung resection include empyema, pneumothorax, bleeding, and bronchopleural fistula. With respiratory insufficiency due to insufficient pulmonary tissue, pulmonary-artery hypertension and gastroesophageal reflux may occur and cause further deterioration. Failure to thrive can occur just as it does in congenital heart disease. Patients with failure to thrive may require supplemental feeding, even by means of a gastrostomy. Scoliosis can be a late complication when lung tissue is decreased in one thoracic cavity. Orthopedic intervention with bracing or open surgery may be necessary.



The incidence of complications after lung resection has decreased from 20-40% to 5-10% with modern care. Long-term pulmonary function after lobar resection is excellent.

Bronchogenic cyst

Because the normal lung parenchyma is not removed, the prognosis after surgical resection of bronchogenic cyst is excellent.

Pulmonary hypoplasia

The prognosis of patients with pulmonary hypoplasia depends on several factors, as follows:

  • Associated anomalies
  • Pulmonary hypertension
  • Severe oligohydramnios, which increases the mortality rate
  • Preterm delivery or rupture of the membranes earlier than 28 weeks' gestation
  • Sidedness (Because the right lung is normally larger than the left, hypoplasia of the right lung is associated with a worsened outcome.)

Pulmonary sequestration

If the pulmonary sequestration is resected before repeated infections occur, morbidity can be prevented. In addition, the patient's prognosis depends on associated anomalies. The survival rate approaches 100% in the absence of other medical problems. Extralobar resection does not involve the removal of normal lung, and postoperative pulmonary function is excellent.

Congenital lobar emphysema

Frenckner and Freyschuss and then McBride showed that the lung volumes were 90-100% of predicted values in patients who underwent lobectomy for CLE as neonates.3, 4 This change results from compensatory growth of lung tissue and not from residual lung distention. However, the flow rates were low compared with predicted values (FEV1 at 72% of expected). These findings may have resulted from the fact that alveoli continue to form, whereas airway formation ceases after birth.

Cystic adenomatoid malformation

The overall probability of survival is 80-100% in most studies. Most children have excellent long-term pulmonary function after lobectomy.

Factors in the natural history that may modify the patient's prognosis include the type (type 3 has the worst prognosis), size (large lesions produce respiratory compromise and mediastinal shift), timing of surgery (early surgical resection may improve outcomes), hydrops fetalis (this worsens the prognosis), and bilateral involvement (this results in a poor outcome).



Advancements in obstetric care, early detection of anomalies, noninvasive diagnostic modalities, early definitive surgery, and intensive care have improved the outcome of patients with congenital lung malformations. In minimally invasive thoracoscopic surgery, tiny holes are drilled in the chest to provide surgical access to internal structures. This technique is as effective as open thoracotomy in selected cases.

Fetal surgery

Perhaps one of the most controversial areas still evolving is fetal surgery.

Fetal endoscopic surgery (ie, fetendo) obviates a large uterine incision and may reduce the overall risks of fetal surgery by reducing uterine trauma and, ultimately, preterm labor. Fetal endoscopic surgery, the EXIT procedure and the plug (ie, tracheal occlusion) procedure have improved the outlook in a number of cases of congenital lung malformation. However, fetal surgery is still limited to relatively few tertiary care centers.

A randomized controlled trial of 24 fetuses with congenital diaphragmatic hernia failed to show an appreciable effect on 90-day survival rates after tracheal occlusion to induce lung growth.5 Tracheal occlusion was compared with standard care (planned delivery and intensive postnatal care at a tertiary care center) in this study.

Total or partial lobectomy may be performed in patients with CAM. When an entire lung is involved, the option of total pneumonectomy is controversial.



Many thanks to Andre Hebra, MD, and Debbie Toder, MD, for providing helpful resource articles and encouragement to the author.



Media file 1:  Radiograph depicts an azygous fissure in upper lobe of the right lung in a 15-year-old male adolescent. This finding is seen in up to 0.5% of the population.
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Media type:  Radiograph

Media file 2:  Congenital lobar emphysema on the right side of the chest in a neonate. Media file shows marked lucency and hyperexpansion in the middle lobe of the right lung; this finding is consistent with lobar emphysema. The possibility of tension pneumothorax is unlikely because lung markings are seen in this region, with splaying of the pulmonary vessels. Compressive atelectasis is present in the left upper and right lower areas of the lungs. The mediastinum and heart are shifted to the left. The osseous structures are intact.
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Media type:  Radiograph

Media file 3:  Congenital lobar emphysema. Lateral view in the same patient as in Media file 2.
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Media type:  Radiograph

Media file 4:  Same patient as in Media files 2-3. After surgery, the left lung is expanded. A thoracotomy tube is on the right, with a small right-sided pneumothorax.
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Media type:  Radiograph

Media file 5:  Hypovascularity of the entire left lung in a 16-year-old patient with mild exercise intolerance. This patient had hypoplasia of the left lung.
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Media type:  Radiograph

Media file 6:  Bronchogenic cyst. Media file shows a right paratracheal mass.
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Media file 7:  Bronchogenic cyst. Conventional radiographs demonstrate a subcarinal mass.
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Media file 8:  Bronchogenic cyst. CT scan demonstrates a thin-walled cyst in the right upper lobe.
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Media type:  CT

Media file 9:  Cystic adenomatoid malformation.
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Media file 10:  Initial radiograph in a patient with congenital cystic adenomatoid malformation on the first day of life with opaque lungs and a suggestion that the right lung is slightly more voluminous than the left lung.
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Media type:  Radiograph

Media file 11:  Radiograph obtained in the same patient as in Media file 11 on the second day of life shows that the physiologic fluid is resorbed and replaced with an air-containing cystic area occupying the right upper lung.
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Media type:  Radiograph

Media file 12:  Congenital lobar emphysema.
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Media type:  Radiograph

Media file 13:  CT scan shows marked hyperaeration of the left upper lobe and mediastinal shift to the right.
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Media type:  CT

Media file 14:  Histopathology of congenital lobar emphysema with marked overdistention of all alveoli.
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Media file 15:  Congenital lobar emphysema in a 20-day-old patient.
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Media file 16:  Congenital lobar emphysema in an 11-month-old patient.
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Media type:  Radiograph

Media file 17:  Lateral position for thoracotomy. Strap and immobilize the chest. The incision should avoid the breast tissue and scapula.
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Media file 18:  Division of subcutaneous tissues and muscles.
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Media file 19:  Exposure of lung tissue.
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Media file 20:  Wound closure. After the chest drain is removed, pericostal sutures are applied.
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Media file 21:  Closure of subcutaneous tissues and muscles in layers.
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Media file 22:  Lesion triangulation technique. A, Port sites are defined to facilitate inspection and manipulation of the lesion. B, Trocars are inserted accordingly.
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Media type:  Image


REFERENCES

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