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Author: Michael Levine, MD, Clinical Instructor of Orthopedic Surgery, University of Pittsburgh School of Medicine, Chief of Orthopedic surgery, West Penn Hospital, Chair, Section of Orthopedic Surgery, Forbes Regional Hospital

Michael Levine is a member of the following medical societies: American Academy of Orthopaedic Surgeons, American Association of Hip and Knee Surgeons, American Medical Association, Orthopaedic Research Society, Pennsylvania Medical Society, Pennsylvania Orthopaedic Society, and Phi Beta Kappa

Coauthor(s): Amar Rajadhyaksha, MD, Resident, Department of Orthopedic Surgery, New York Medical College; Michael Mont, MD, Associate Professor, Department of Orthopaedic Surgery, Johns Hopkins Medical Institution

Editors: Mark D Lazarus, MD, Associate Professor of Orthopedic Surgery, Medical College of Pennsylvania-Hahnemann University, Chief of Shoulder and Elbow Service, Department of Orthopedic Surgery, Hahnemann University Hospital; Francisco Talavera, PharmD, PhD, Senior Pharmacy Editor, eMedicine; Pekka A Mooar, MD, Associate Professor, Department of Orthopedic Surgery, Temple University School of Medicine; Dinesh Patel, MD, FACS, Associate Clinical Professor of Orthopedic Surgery, Harvard Medical School; Chief of Arthroscopic Surgery, Department of Orthopedic Surgery, Massachusetts General Hospital; Mary Ann E Keenan, MD, Professor, Vice Chair for Graduate Medical Education, Department of Orthopedic Surgery, University of Pennsylvania School of Medicine; Chief of Neuro-Orthopedics Program, Department of Orthopedic Surgery, Hospital of the University of Pennsylvania

Author and Editor Disclosure

Synonyms and related keywords: aseptic necrosis, avascular necrosis, osteonecrosis of the humeral head

Osteonecrosis of the humeral head is a disorder that involves osteocytes and marrow and is characterized by bone death. Osteonecrosis of the humeral head consists of 2 forms: traumatic and atraumatic. Osteonecrosis of the hip has been researched more thoroughly and is therefore better understood than osteonecrosis of the shoulder. Most of the information regarding osteonecrosis of the humeral head is extrapolated from the research findings of the disorder of the hip. The major difference between osteonecrosis of the hip and osteonecrosis of the humeral head is that the shoulder bears less weight than the hip.

History of the Procedure

The earliest literature on osteonecrosis involves that of the hip. The first significant data came from Cruess in 1976 and then in 1978. The information Cruess published in 1978 provided data from which the current classification system originated.

Problem

Osteonecrosis of the humeral head ultimately can result in collapse of the humeral head articular surface and joint destruction. The shoulder is not subjected to the same weight-bearing forces as the hip. The glenoid is less constrained and therefore accepts greater deformity of the humeral head. Also, the blood supply about the shoulder is abundant, and the scapula can compensate for some of the glenohumeral motion loss.

Traumatic osteonecrosis results from disruption of the blood supply caused by fracture or dislocation of the proximal humerus. Atraumatic osteonecrosis also is believed to involve abnormalities of humeral head blood flow from multiple etiologies. Atraumatic osteonecrosis often involves the hip as well as other bones.

Frequency

The incidence of both forms of osteonecrosis of the shoulder, particularly the atraumatic form, is difficult to determine. However, it definitely appears to occur less often than in the hip. The traumatic form has been reported in up to 34% of 3-part fractures and 90% of 4-part fractures, as well as nearly all fractures of the anatomic neck.

Etiology

The traumatic form occurs secondary to disruption of the vascular supply, which is secondary to fracture or dislocation of the humeral head. Atraumatic necrosis has multiple associated risk factors. Steroid use and alcohol abuse predominate, but dysbarism, hemoglobinopathies, coagulopathies, Gaucher disease, connective tissue disorders, and idiopathic disorders have been identified as risk factors.

Pathophysiology

The initiating insult appears to differ on the basis of causation. Traumatic disruption of the proximal humeral vasculature is a mechanical disruption. Several theories of steroid-induced disease exist. One proposed theory is that increased intraosseous fat cell size results in increased intraosseous pressure and fat embolism. Alcohol abuse appears to work in a manner similarly to that of steroids. Caisson disease or dysbarism causes cell death via air bubbles, with resultant congestion and ischemia. Sickle cell disease causes infarcts in the subchondral bone via infarcts of diseased red blood cells.

Following the initial insult, the pathogenesis of the disease is the same, despite etiology. Death of cells and marrow occurs. During the healing phase, bone resorption occurs to eliminate necrotic tissue. During this phase, the bone is weakened. Therefore, the forces across the subchondral plate of the weakened bone can result in microfractures and subsequent collapse. With progressive deformity of the humeral head, the glenoid becomes involved secondary to mechanical factors, with resultant arthritic changes.

Clinical

  • The traumatic form of shoulder osteonecrosis can occur at any age in the face of 3-part, 4-part, or anatomic neck fractures and/or dislocations.
  • The atraumatic form usually occurs in patients aged 20-60 years with appropriate risk factors.
  • Presentation depends on etiology. Typically, pain is poorly localized and severe. Night and rest pain are present and are escalated with activity. Range of motion (ROM) is preserved in early disease; however, motion causes pain. Crepitation and locking are noted following subchondral collapse. With arthritic changes, ROM decreases mechanically.



First, eliminate the inciting factor if it is recognized. Eliminating the inciting factor if and when it is recognized is important; however, it does not reverse the course of the disease process. Treatment often is delayed or is not required because the shoulder is a non–weight-bearing joint. However, in the face of severe pain and/or mechanical symptoms, conservative and surgical options are available.



The major blood supply to the humeral head is from the ascending branch of the anterior humeral circumflex artery, which enters the humeral head through the bicipital groove. The posterior humeral circumflex artery pierces the rotator cuff attachments and provides a small amount of collateral flow. Collateral flow about the proximal humerus is minimal, putting the head at risk through trauma or other circulatory insults. Glenoid involvement is believed to occur secondarily to deformity of the humeral head. Intraosseous blood supply to the head arises from the arcuate artery.



No specific contraindications to treatment exist, other than those pertaining to high surgical risk situations. Infection or severe systemic disease may preclude surgical intervention.



Lab Studies

  • Laboratory studies are typically not indicated in the diagnosis of osteonecrosis. Tests can be utilized to identify inciting factors, such as the following:
    • Sickle cell disease in African Americans
    • Lipid profile to reveal if there is underlying hyperlipidemia
    • Coagulopathies - Factor S and factor C deficiencies, factor V Leiden disease

Imaging Studies

  • Radiographs help establish the diagnosis in most cases. Essential radiographic views include the following:
    • Anteroposterior (AP)
    • True AP
    • Axillary
  • Bone scan
    • Can be helpful when disease is suggested but not apparent on radiographs
    • Not commonly used due to the increased success rates of MRI
  • MRI
    • Diagnostic modality of choice in the face of normal radiographs and clinical suspicion
    • Sensitivity and specificity greater than 98%
  • Tomography - Helpful in stage II disease to further define lesion

Other Tests

  • Biopsy can be performed at the time of surgery (eg, core decompression), but the diagnosis usually is based on clinical and radiographic findings.
  • Venography
  • Intraosseous pressure measurements

Histologic Findings

The first phases involve cell and marrow necrosis. The reparative phase occurs as the dead bone is removed and replaced by healthy bone. During this period, the bone is weak and subject to subchondral collapse. Following collapse of the subchondral plate, damage to the articular cartilage occurs with resultant arthritic changes to the joint.

Staging

Osteonecrosis of the humeral head has been staged by Ficat and Arlet (modified for the shoulder).

  • Stage I - Normal
  • Stage II - Cystic and/or osteosclerotic lesions; normal contour of humeral head (see Image 1)
  • Stage III - Subchondral collapse or crescent sign
  • Stage IV - Narrowing of joint space; secondary osteoarthritic changes of the glenoid fossa and the glenohumeral head, such as cysts, marginal osteophytes, and destruction of cartilage (see Image 2)



Medical therapy

Removal of the offending agent, if possible, is the first line of treatment. Nonsurgical options often are more successful in cases of shoulder osteonecrosis because the shoulder is a non–weight-bearing joint. Physical therapy to include modalities for pain control and ROM exercises with subsequent strengthening is helpful in all stages, particularly in stage I and stage II.

Studies have shown that treatment with alendronate can possibly prevent a collapse of the femoral head caused by osteonecrosis; however, no research has been published regarding its effectiveness in treating osteonecrosis of the shoulder.

Surgical therapy

  • Core decompression: A central core of bone is removed or drilled from the humeral head into the necrotic zone.
  • Arthroscopy: Arthroscopic debridement of chondral lesions is performed.
  • Hemiarthroplasty: Humeral head prosthetic replacement is performed (see Image 3).
  • Total shoulder arthroplasty: The humeral head is replaced with glenoid resurfacing.

Preoperative details

The decision for a given surgical procedure is based on preoperative staging. Core decompression, muscle pedicle grafting, and arthroscopy are indicated in cases prior to collapse of the humeral head. These procedures can be helpful in stage I, stage II, and stage III disease. Once irregularity of the joint surface occurs, arthroplasty is most beneficial.

Intraoperative details

  • Core decompression: Place the patient in the beach-chair position with the arm over the edge of the table. Perform core decompression with the use of image intensification. Make a small incision in the lateral deltoid. Place a Kirschner wire (K-wire) into the necrotic lesion, and use a cannulated drill to take a core of bone.
  • Hemiarthroplasty: Place a humeral head prosthesis, usually through a long deltopectoral incision. For idiopathic osteonecrosis, the procedure is technically easier to perform than hemiarthroplasty for advanced arthritis, as there is usually minimal to no soft-tissue contracture and head deformity. By using the excised head as a sizer, near-perfect replacement of the articular surface can be achieved.
  • Total shoulder arthroplasty: Multiple prostheses are available. The glenoid is resurfaced, usually with an all-polyethylene component. Total shoulder arthroplasty is indicated in individuals with stage IV disease.

Postoperative details

  • Core decompression and muscle pedicle grafting: Immediate ROM exercises can be initiated. Some limitations on ROM may be placed in cases of muscle pedicle grafting. Patients with core decompression are started on immediate passive ROM exercises, with active ROM as tolerated. Once full ROM is achieved, strengthening exercises can be initiated.
  • Hemiarthroplasty and shoulder arthroplasty: Immediate passive ROM is initiated, with limitation of external rotation to 45° for 6 weeks to allow for repair of the subscapularis from the surgical approach. Active ROM can be started as tolerated, with the same limitation in the absence of rotator cuff repair, which is rare. Strengthening usually is initiated at 6 weeks postsurgery.

Follow-up

  • Core decompression: Studies of core decompression have shown good and excellent results in up to 90% of cases of stage I and stage II disease. Core decompression also can be successful in stage III disease, with a 30% failure rate requiring subsequent arthroplasty. Failure occurs in all cases of stage IV or V disease; the procedure is palliative only.
  • Muscle pedicle grafting: Limited experience with this procedure has shown no significant difference with core decompression alone, with increased morbidity. Further studies are required.
  • Arthroscopy: Limited studies are available for review. Arthroscopy has no effect on the disease process, but it may be helpful in dealing with mechanical symptoms.
  • Arthroplasty: A 90% success rate has been reported in advanced-stage disease, with most patients regaining full ROM.



Common surgical complications include infection and neurovascular injuries, which are particularly rare in these procedures.

When performing core decompression, care must be taken to avoid the axillary nerve anteriorly. Avoidance of penetration of the humeral head during core decompression is key.

The cephalic vein is at risk during the approach for arthroplasty. Problems with arthroplasty include prosthetic loosening, dislocation, and intraoperative fracture. Fortunately, these problems are rare in avascular necrosis.



The shoulder joint bears less weight than the joints of the lower extremity; therefore, symptoms can be mild, even in those with advanced disease. Many patients obtain good results when conservatively treated with analgesics and/or physical therapy for extended periods of time. Surgery can be reserved for those with severe pain, as patients with early-stage disease often do not progress radiographically.



Disease prevention is the key. Identifying those at risk and defining preventive measures is helpful. Fortunately, the disease can be treated successfully in many cases without surgical intervention. Prosthetic fixation in those with osteonecrosis of the shoulder often can be performed without cement because of good bone quality. Clinical identification of disease progression is critical to recognize and treat symptomatic disease in the early stages, thereby avoiding arthroplasty.



Media file 1:  Shoulder osteonecrosis stage II disease.
Click to see larger pictureClick to see detailView Full Size Image
Media type:  X-RAY

Media file 2:  Shoulder osteonecrosis stage IV disease.
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Media type:  X-RAY

Media file 3:  Shoulder hemiarthroplasty in a patient with shoulder osteonecrosis.
Click to see larger pictureClick to see detailView Full Size Image
Media type:  X-RAY



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Osteonecrosis, Shoulder excerpt

Article Last Updated: Oct 19, 2006