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Spinal Muscle Atrophy

Last Updated: October 7, 2004
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Synonyms and related keywords: SMA, Werdnig-Hoffmann disease, Kugelberg-Welander disease, hypotonia, muscle weakness

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Author: Jose A Herrera-Soto, MD, Assistant Program Director of Pediatric Orthopedic Fellowship, Orlando Regional Healthcare

Coauthor(s): Charles T Mehlman, DO, MPH, Director, Musculoskeletal Outcomes Research, Associate Professor, Division of Pediatric Orthopedic Surgery, Cincinnati Children's Hospital Medical Center; Alvin H Crawford, MD, FACS, Professor of Pediatrics and Orthopedic Surgery, University of Cincinnati College of Medicine; Director, Division of Pediatric Orthopedic Surgery, Department of Orthopedic Surge, Cincinnati Children's Hospital Medical Center

Jose A Herrera-Soto, MD, is a member of the following medical societies: American Academy of Orthopaedic Surgeons, North American Spine Society, Pediatric Orthopaedic Society of North America, and Scoliosis Research Society

Editor(s): James F Kellam, MD, Vice-Chair, Department of Orthopedic Surgery, Director of Orthopedic Trauma and Education, Carolinas Medical Center; Francisco Talavera, PharmD, PhD, Senior Pharmacy Editor, eMedicine; William O Shaffer, MD, Associate Professor & Residency Program Director, Department of Orthopedic Surgery, University of Kentucky at Lexington; Dinesh Patel, MD, FACS, Associate Clinical Professor of Orthopedic Surgery, Harvard Medical School; Chief of Arthroscopic Surgery, Department of Orthopedic Surgery, Massachusetts General Hospital; and Mary Ann E Keenan, MD, Professor of Orthopedic Surgery, University of Pennsylvania School of Medicine; Chief, Neuro-Orthopedic Service, Department of Orthopedic Surgery, Hospital of the University of Pennsylvania

Disclosure


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Background: Spinal muscular atrophy (SMA) is an autosomal recessive hereditary disease characterized by progressive hypotonia and muscular weakness. The characteristic muscle weakness occurs due to a progressive degeneration of the alpha motor neuron from anterior horn cells in the spinal cord. The weakness is more severe in the proximal musculature than in the distal segments. In certain patients, the motor neurons of cranial nerves (especially the CNV-CNXII) can also be involved. Sensation, which originates from the posterior horn cells of the spinal cord, is spared, as is intelligence. Several muscles are spared, including the diaphragm, the involuntary muscles of the gastrointestinal system, the heart, and the sphincters.

In 1890, G. Werdnig described for the first time the classic infantile form of SMA. Many years later, in 1956, Kugelberg and Welander described the less severe form of SMA. Werdnig, in 1890, and J. Hoffman, in 1891, reported cases of muscular dystrophy occurring in infants that were otherwise similar to cases of muscular dystrophy found in older children and adults (eg, Duchenne muscular dystrophy).

SMA is the most common diagnosis in girls with progressive weakness. It is one of the most common genetic causes of death in children.

Pathophysiology: SMA is caused by a mutation in the survival motor neuron gene. This gene is normally inactive during the fetal period and allows normal apoptosis in the developing fetus. This gene becomes active in the healthy mature fetus to stabilize the neuronal population. In its absence, programmed cell death persists. The mechanism and timing of abnormal motor neuron death remain unknown.

Frequency:

  • In the US: Incidence is about 1 case in 15,000-20,000 (5-7 per 100,000) live births. The prevalence of persons with the carrier state is 1 in 80.

    In North Dakota, the incidence is about 1 case in 6,720 (15 per 100,000) live births, prevalence is 1.5 cases in 10,000, and prevalence of persons with the Werdnig-Hoffman disease carrier state is 1 in 41. SMA appears to be 3-10 times more common in North Dakota than in other areas.

    SMA is the most common degenerative disease of the nervous system in children. It is the second most common disease inherited in an autosomal recessive pattern, after cystic fibrosis, to affect children. It is the leading heritable cause of infant mortality.

  • Internationally: The incidence in Slovakia is 1 cases in 5631 (18 per 100,000) live births (all types). In Germany, the incidence of Werdnig-Hoffmann disease is 1 case in 10,202 (9 per 100,000) live births. In Italy, the incidence is 7.8 cases in 100,000 live births (all types). In Poland, the incidence of Werdnig-Hoffmann disease is 1 case in 19,474 (5 per 100,000) live births. In England, the incidence is 1 case in 24,100 (4 per 100,000) live births. Prevalence is 1.2 cases per 100,000 population. The incidence is higher in Central and Eastern Europe than in Western Europe.

Mortality/Morbidity: Death occurs due to respiratory compromise. The younger the patient is at onset, the worse the prognosis is. The overall median age at death exceeds 10 years. Intelligence is unaffected by SMA.

Race: Incidence in black Africans is very low.

Sex:

  • Males are more commonly affected than females. The male-to-female ratio is 2:1. The clinical course in males is more severe. Life expectancy has not been demonstrated to be influenced by sex.
  • As the age at onset increases, incidence in females decreases. With age at onset older then 8 years, females are affected much less frequently. In cases in which the patient is older than 13 years at onset, incidence in females is the exception.

Age: The 3 different types of SMA are genetically similar but differ in patient age at presentation and in their clinical courses.

  • Type I (Werdnig-Hoffmann disease): This acute infantile SMA is usually identified in patients from birth to age 6 months.
  • Type II: This chronic infantile SMA is diagnosed in infants aged 6-12 months.
  • Type III (Kugelberg-Welander disease): This type of SMA is diagnosed in children aged 2-15 years.


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History:

  • Type I: Most mothers report abnormal inactivity of the fetus in the latter stages of pregnancy. The patient with type I SMA is unable to roll over or sit. Progressive clinical deterioration occurs. Death usually occurs from respiratory failure and its complications in patients by age 2 years.
  • Type II: Patients with type II SMA have normal development for the first 4-6 months of life. They may be able to sit independently, but they are never able to walk. They require a wheelchair for locomotion. They have a longer life span than patients with type I SMA. Some patients with type II SMA live into the fifth decade of life.
  • Type III: In patients with type III SMA, the presenting complaint is difficulty climbing stairs or getting up from the floor (due to hip extensor weakness). The life span is nearly normal.

Physical:

  • Physical findings specific for each type of SMA are as follows:
    • Type I: Newborns with type I SMA are floppy and inactive. They move the extremities little, if at all. The hips are flexed, abducted, and externally rotated. The knees are flexed. Because the distal musculature is usually spared, the fingers and toes move. Infants cannot control or lift the head. Areflexia is universal.
    • Type II: Patients with type II SMA have head control, and 75% of these patients can sit independently. Muscular weakness is greater in the lower extremities than the upper extremities. Patellar reflex is absent. The young may demonstrate bicipital and triceps tendon reflexes. Tongue fasciculations are present, as are upper extremity tremors. Scoliosis is universal, and most patients develop hip dislocation, either unilateral or bilateral, when younger than 10 years.
    • Type III: These patients walk early in life and maintain their ambulatory capacity into adolescence. Weakness may cause foot drop, and patients have limited endurance. A third of the patients become wheelchair bound as adults (mean age 40 years).
  • Other physical findings associated with SMA are as follows:
    • A long C-shaped thoracolumbar scoliotic curve is present in patients with type II SMA and in half of patients with type III SMA. The curve progresses to a severe and incapacitating deformity if not treated. Thirty percent of patients have kyphotic deformities as well.
    • Pseudohypertrophy of the calf is present, which may confound the diagnosis (ie, with Duchenne muscular dystrophy and Becker muscular dystrophy). Bouwsma reported that this finding was associated with elevated serum creatine kinase (CK). This combination was only observed in males; no females in his series had hypertrophy of the calves.
    • Tongue fasciculations are pathognomonic of SMA (all types), as opposed to all other neuromuscular diseases of infancy. Presence of tongue fasciculations can aid in the diagnosis, as 56% of patients exhibit this symptom.

Causes: Patients with SMA have a homozygous deletion of the telomeric SMN1 (survival motor neuron) gene found in arm 5q (bands q11.2-13.3). This deletion has been demonstrated in up to 98% of patients with SMA. SMN is part of a multiprotein complex required for the biogenesis of small nuclear ribonucleoproteins. SMN1 has been linked to pre-mRNA splicing, spliceosome biogenesis, and, recently, to the nucleolar protein fibrillarin. The absence or dysfunction of SMN is reflected by an enhanced neuronal death. A heterozygous deletion leads to an asymptomatic carrier state.

A significant increase in nuclear DNA vulnerability was detected in fetuses with SMA at 12-15 weeks' gestational age. It reflected a decrease in the number of anterior horn neurons. This vulnerability is no longer seen in the rest of the prenatal or postnatal period. Abnormal cell morphology was seen only in the postnatal period.
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Muscular Dystrophy


Other Problems to be Considered:

Cerebral palsy (hypotonic diplegia)
Congenital muscular dystrophy
Transverse myelitis
Juvenile myasthenia gravis
Progressive muscular dystrophy
Polymyositis
Benign congenital hypotonia
Multifocal motor neuropathy
Chronic inflammatory demyelinated polyneuropathy
Inflammatory myopathy

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Muscular Dystrophy


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Lab Studies:

  • Aldolase and serum CK findings are within reference ranges in patients with SMA (as opposed to findings in patients with Duchenne muscular dystrophy and Becker muscular dystrophy). In later onset SMA, these muscle enzymes may be slightly elevated.

Imaging Studies:

  • Pelvis anteroposterior (AP) and lateral views: Most patients with type II SMA develop hip dislocations. The dislocations are only temporarily symptomatic and do not influence function in these patients because they are nonambulatory.
  • Complete spine and scoliosis series: All patients with type II SMA and most patients with type III SMA develop a long C-shaped scoliotic curve.

Other Tests:

  • Electromyograms and nerve conduction studies: Electromyogram findings in patients with SMA are characteristic of a neuropathic disorder; they reveal fibrillation potentials, denervation, and increased amplitude. However, nerve conduction velocity test results are normal.
  • Prenatal DNA testing: Prenatal DNA analysis is available to diagnose the deletion of arm 5q.

Procedures:

  • Incisional biopsy: Muscle biopsies reveal a uniform smaller diameter of all fibers. This contrasts biopsy findings for other muscular dystrophies, which consist of degenerating muscle with variable muscle fiber sizes. Biopsies in patients with hypotonic cerebral palsy reveal normal muscle fibers.
Histologic Findings: See Procedures above. Two subtypes of SMA deserve special mention regarding their typical histologic appearance. Werdnig-Hoffmann disease is typically diagnosed in patients from birth to age 6 months. Its histologic pattern is usually one of extremely small and reasonably uniform small muscle fibers (see
Images 1-2). In the Kugelberg-Welander type of SMA (usually diagnosed in patients aged 2-15 y), the same tendency toward small muscle fiber diameter is seen but with much less uniformity (see Images 3-4). Substantial variation, with intermixing of larger and smaller muscle fibers, may be observed.

In both forms of the disease, substantial increases in muscular connective tissue lead to both characteristic histologic findings (see Images 2-3) and clinical findings such as increased muscle firmness. Centrally migrated or otherwise internalized nuclei are considered pathologic if they are present in more than about 3% of muscle fibers. Such nuclear findings are common in a variety of muscle diseases, including SMA.

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Medical Care: Patients with type I SMA require little, if any, involvement of an orthopedist due to their short life span. Splinting is used for fractures. For patients with type II and type III SMA, physical therapy may be employed for contractures. See Surgical care below for an in-depth discussion of treatment of contractures.

Surgical Care:

Consultations:

Diet: History of nutritional intake, nutritional needs, and associated medical conditions with a thorough physical examination, anthropometric measures, body composition, and biochemical markers are important elements of the assessment. Intervention may include increase or decrease of energy intake. For example, dysphagia may be treated with position changes, volume changes, or thickening of liquids. A percutaneous endoscopic gastrostomy was found to be safe with minimal risks in almost all situations.

Activity: Physical therapy should be instituted for gentle motion exercises to prevent joint contractures. Physical and occupational therapy may be beneficial for maintenance of strength and endurance, independence in self-care, and educational, social, psychological, and vocational activities.
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No drug treatment is available. Some interest has arisen in the use of inhibitors of g-aminobutyric acid synthesis, with promising results.

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Further Inpatient Care:

Further Outpatient Care:

Transfer:

Deterrence/Prevention:

Complications:

  • The most common medical complications are recurrent respiratory system infections.
  • One of the drawbacks to posterior spinal fusion in patients with SMA is that these patients have decreased ability to perform ADLs. The now rigid and straight spine creates several difficulties. Independent feeding and hygiene are impaired, as the patient can no longer bring the hands to the face secondary to the proximal upper extremity weakness. This possibility must be discussed with the family and patient prior to surgery.

Prognosis:

  • As a general rule, the younger the patient at disease onset, the worse the prognosis is. Patients with type I SMA usually die by age 2 years. Patients with type II SMA have a greater expected life span than patients with type I SMA. Some patients with type II SMA live into the fifth decade of life. Patients with type III SMA have nearly normal life expectancy.
  • Death occurs due to respiratory compromise. In recent years, the life span of affected individuals has significantly increased with the use of intermittent positive pressure ventilation with or without a tracheostomy.

Patient Education:

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Medical/Legal Pitfalls:

  • Failure to provide genetic counseling
  • Failure to correctly diagnose SMA
  • Delayed diagnosis
  • Poor counseling of parents and patients regarding possible complications prior to surgical treatment (These patients lose function following spinal stabilization. Their ability to ambulate may be hindered. The possibility of recurrence or worsening of the hip dislocation must be emphasized. Risk of recurrent deformity is present even with foot and ankle procedures.)

Special Concerns:

  • No curative treatment is currently known.
  • The survival rate is poor among young patients.
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Caption: Picture 1. Spinal muscle atrophy, Werdnig-Hoffman disease. Small muscle fibers within separate muscle fascicles.
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Caption: Picture 2. Spinal muscle atrophy, Werdnig-Hoffman disease. Marked variation in muscle fiber size as well as a relative increase in associated connective tissue.
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Caption: Picture 3. Spinal muscle atrophy, Kugelberg-Welander disease. Marked variation in muscle fiber size along with increased perimysial connective tissue.
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Caption: Picture 4. Spinal muscle atrophy, Kugelberg-Welander disease. Muscle fiber variation with some demonstrating internal nuclei.
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Caption: Picture 5. Spinal muscle atrophy. At age 4 years, this boy's chest radiograph already reveals the presence of significant 32° left thoracic scoliosis. His diagnosis is type I spinal muscle atrophy (Werdnig-Hoffmann disease). This radiograph captures the lumbar curvature incompletely.
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Caption: Picture 6. Spinal muscle atrophy. By age 6 years, the child's curve is starting to decompensate. Note the development of a right-sided truncal shift. He now has a 40° thoracic curve and a 60° lumbar curvature.
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Caption: Picture 7. Spinal muscle atrophy. Spine anteroposterior view. The spinal curvature is progressing. The lumbar curve now is 70° and the thoracic curve is 35°. Note that one can now clearly see that the right hip is dislocated. Also note the marked pelvic obliquity in this patient.
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Caption: Picture 8. Spinal muscle atrophy. By age 9 years, this patient with type I spinal muscle atrophy now has a thoracic curve of 60° and a lumbar curve of 110°. Note that the patient has a tracheostomy tube and a nasogastric tube as well.
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Caption: Picture 9. Spinal muscle atrophy. Immediate postoperative anteroposterior radiograph of the patient at age 9 years. The thoracic curve is now at 18° and the lumbar curve is 35°, which represents more than 67% curvature correction.
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Caption: Picture 10. Spinal muscle atrophy. Immediate postoperative lateral view with good sagittal balance.
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Caption: Picture 11. Spinal muscle atrophy. Follow-up radiographs in the patient at age 13 years reveal some spinal decompensation. Note the so-called coat hanger appearance of the ribs in the patient's dysplastic right hemithorax.
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Caption: Picture 12. Spinal muscle atrophy. Anteroposterior radiograph of the pelvis demonstrating right hip dislocation.
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Caption: Picture 13. Spinal muscle atrophy. Lauenstein lateral view of the hips on the patient with spinal muscle atrophy type I. Note the near universal pelvic dysmorphology (eg, widened obturator foramina) in addition to the dislocated right hip.
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  BIBLIOGRAPHY Section 11 of 11   Click here to go to the previous section in this topic Click here to go to the top of this page
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