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Author: Zafar A Sheik, MD, Director, Department of Ophthalmology, St Joseph's Medical Center

Zafar A Sheik is a member of the following medical societies: American Academy of Ophthalmology and International Society of Refractive Surgery

Coauthor(s): Kelly A Hutcheson, MD, Associate Professor, Department of Ophthalmology, George Washington University School of Medicine, Children's National Medical Center,

Editors: Edsel Ing, MD, FRCSC, Assistant Professor, Department of Ophthalmology & Vision Sciences, University of Toronto: Consulting Staff, Toronto East General Hospital; Simon K Law, MD, PharmD, Assistant Professor of Ophthalmology, Jules Stein Eye Institute; Chief of Section of Ophthalmology Surgical Services, Department of Veterans Affairs Healthcare Center, West Los Angeles; Brian R Younge, MD, Professor of Ophthalmology, Mayo Clinic School of Medicine; Lance L Brown, OD, MD, Ophthalmologist, Affiliated With Freeman Hospital and St John's Hospital, Regional Eye Center, Joplin, Missouri; Hampton Roy Sr, MD, Associate Clinical Professor, Department of Ophthalmology, University of Arkansas for Medical Sciences

Author and Editor Disclosure

Synonyms and related keywords: fourth nerve palsy, fourth cranial nerve palsy, trochlear palsy, superior oblique palsy, vertical diplopia, head-tilt test

Trochlear nerve palsy is mentioned in ophthalmology texts dating to the mid nineteenth century. However, it received little more than a brief mention and was no doubt an underrecognized entity. In 1935, Bielschowsky correctly noted that trochlear nerve palsy was the most common cause of vertical diplopia and introduced his classic head-tilt test. With greater clinical interest, the number of identified fourth nerve palsies has increased.

History of the Procedure

Surgical therapy for this condition has been refined over the last 30 years. The introduction of the Harada-Ito procedure in the 1960s and Knapp's surgical approach in the 1970s enhanced the ability to successfully treat this challenging clinical entity.

Problem

The fourth cranial nerve innervates superior oblique muscle, which intorts, depresses, and abducts the globe. Fourth nerve palsy can be congenital or acquired, unilateral or bilateral, each of which presents with a distinct clinical picture. Clinicians must carefully assess the patient to determine both etiology and extent of disease. Acquired weakness of this muscle usually leads to complaints of vertical diplopia, sometimes with a torsional component. Surgery may be required to treat these patients. Thorough assessment and careful preoperative planning maximize the chances of a successful surgical outcome.

Frequency

Estimating the true frequency of congenital fourth nerve palsy is difficult. Many patients compensate with use of head-tilt or large fusional amplitudes; therefore, it may not present to an ophthalmologist until adulthood, when their fusional control begins to deteriorate.

Some of the best information regarding the incidence of acquired fourth nerve palsy can be found in the Mayo Clinic series. Several studies, performed over the last 4 decades, reported the incidence and etiology of acquired cranial nerve palsies in adult and pediatric patients. Trochlear nerve palsy was less common than abducens or oculomotor palsies. Of 4,373 acquired cases of extraocular muscle palsy in adults, there were only 657 cases of isolated fourth nerve disease. Fourth nerve palsy was also the least frequent in pediatric population. In a similar Mayo Clinic study of 160 children, 19 of them had isolated fourth nerve palsy.

Etiology

The underlying etiology of congenital disease remains obscure; there is debate as to whether it is the result of dysgenesis of fourth nerve nucleus or from abnormal development of peripheral nerve or tendon.

  • The most common cause of acquired isolated fourth nerve palsy, after idiopathic, is head trauma.
  • Generally, trauma must be severe with resultant loss of consciousness.
  • One must consider the possibility of underlying structural abnormalities, if fourth nerve palsy results after only minor trauma.
  • Microvasculopathy secondary to diabetes, atherosclerosis, or hypertension also may cause isolated fourth nerve palsy.
  • There are rare reports of thyroid ophthalmopathy and myasthenia gravis presenting as isolated fourth nerve palsy. These patients eventually develop other findings, unmasking the underlying diagnosis.
  • Tumor, aneurysm, multiple sclerosis, or iatrogenic injury may present with isolated fourth nerve palsy that may evolve over time to include other cranial nerve palsies or neurologic symptoms.
  • Fourth nerve palsy may become manifest after cataract surgery. Patients with underlying, well-controlled, and asymptomatic fourth nerve palsy may decompensate gradually as they lose binocular function resulting from cataract. Following restoration of good vision, these patients become aware of diplopia.

Pathophysiology

Congenital

Whether congenital fourth nerve palsy is secondary to dysgenesis of fourth nerve nucleus or abnormalities of peripheral nerve is unclear. Patients with congenital disease are likely to have abnormal superior oblique muscle or tendon as well. Helveston, in a series of 36 congenital superior oblique palsy patients, found 33 abnormal superior oblique tendons. The tendon may be abnormally lax, have an abnormal insertion, or be absent altogether.

Acquired

The long course of the trochlear nerve makes it especially susceptible to injury in association with severe head trauma. Contrecoup forces can compress the nerve against the rigid tentorium, which lies adjacent to the nerve for much of its course. Injury to nerve can occur anywhere along its course from midbrain to orbit. Lesions at the nucleus cause contralateral superior oblique palsy, since the nerve decussates at anterior medullary velum, caudal to inferior colliculus. Midbrain trauma can produce bilateral superior oblique palsy by contusive injury of decussation of nerves. Compression or ischemia at this site also can produce bilateral palsy.

One should suspect a lesion to the trochlear nucleus or fascicle when palsy is associated with a contralateral Horner or an ipsilateral relative afferent pupillary defect. This is due to the close proximity of the sympathetic pathways in the dorsolateral tegmentum of the midbrain and the pupillomotor fibers that run through the superior colliculus.

Tumors or aneurysms causing compressive injury in the subarachnoid space generally damage adjacent structures and produce associated neurologic signs. The same is true of lesions in area of cavernous sinus and orbital apex, which generally produce multiple cranial neuropathies. Fourth nerve palsy may result from any cause of increased intracranial pressure such as pseudotumor cerebri or meningitis. Direct orbital injury can result in a clinical picture that resembles fourth nerve palsy, but superior oblique weakness in this setting most likely is due to direct damage to muscle or tendon.

Clinical

  • The superior oblique muscle depresses, intorts, and abducts the globe.
  • In acquired lesions of fourth nerve, patients report vertical, torsional, or oblique diplopia. Diplopia is usually worse on downgaze and gaze away from side of affected muscle.
  • In case of trauma, patients usually report symptoms immediately after regaining consciousness.
  • Torsional diplopia and downgaze horizontal diplopia may be predominant complaints in bilateral palsies.
  • Patients often adopt a characteristic head tilt, away from affected side to reduce their diplopia. Interestingly, some patients develop head tilt toward side of lesion. This so-called paradoxic head tilt is used to create a wider separation of images, which allows the patient to suppress or ignore one image. Old photographs may provide clear documentation of a head tilt in congenital fourth nerve palsy.
  • Three-step test can be extremely useful in evaluation of vertical diplopia caused by a paretic cyclovertical muscle. However, results of this test can be misleading in the setting of restrictive ophthalmopathy. Each step reduces by half the number of possible affected muscles until only 1 remains.
    • First step is to identify the hypertropic eye in primary gaze. This implicates depressors of hypertropic eye or elevators of hypotropic eye.
    • Second step is to ascertain if hypertropia is worse on left gaze or right gaze. This will identify 4 muscles that act in that direction of gaze.
    • Third step is to determine if hypertropia is worse on right head tilt or left head tilt.
  • Bielschowsky head-tilt test stimulates intorsion of globe on the side to which head is tilted and extorsion of globe on the side away from which head is tilted. Intorters and extorters of each globe have opposite vertical functions, and, when there is a paretic muscle, unopposed vertical action of other muscle makes hyperdeviation more apparent in that field of action. Only the paretic muscle will have been implicated in each step of the test.
  • In case of bilateral fourth nerve palsy, interpretation of 3-step test may be confusing.
    • Right hypertropia manifests on right head tilt, and left hypertropia manifests on left head tilt.
    • Other findings, such as V-pattern esotropia and large amounts of excyclotorsion, also are suggestive of bilateral disease.
  • Excyclotorsion may be measured using double Maddox rod test.
    • Patients are seated in a dark room to minimize their reliance on environmental cues.
    • Red Maddox rod is placed before each eye with axes oriented obliquely at about 5-10° from the vertical.
    • Patient is asked to rotate 1 frame until the 2 lines are parallel.
    • Patients with bilateral disease typically show more than 10° of excyclotorsion.
  • Congenital fourth nerve palsies may present with several unique findings.
    • Patients with long-standing head tilt present during early childhood may develop facial asymmetry. Characteristically, there is shallowing of face between lateral canthus and side of mouth on the side of head tilt. Any condition that leads to torticollis in early life may result in similar facial asymmetry.
    • Patients with congenital palsies also tend to develop large, vertical fusional amplitudes, and they may have lack of subjective torsion even when large amounts of fundus torsion are present.



For patients with decompensating congenital fourth nerve palsy, indications for intervention include cosmetically or functionally unacceptable head position, and onset of increasing frequency of diplopia.

Patients with acquired disease from tumors or compressive lesions are usually significantly disturbed by symptoms and are likely to require surgical intervention.



Trochlear nucleus is located in tegmentum of midbrain, at the level of inferior colliculus. Nerves decussate at anterior medullary velum in the roof of aqueduct before exiting from dorsal aspect of midbrain. Fourth nerve courses between posterior cerebral and superior cerebellar arteries before entering cavernous sinus. The nerve enters the orbit through superior orbital fissure, outside annulus of Zinn. From here, the nerve crosses medially over levator palpebrae superioris and superior rectus muscles before entering the belly of superior oblique muscle.

Superior oblique muscle originates from orbital apex, above annulus, and runs along superonasal aspect of orbit before becoming a tendonous cord. Tendon passes through trochlea and abruptly turns laterally and posteriorly to insert on the globe. Tendon is cordlike as it passes beneath nasal border of superior rectus but fans out to form a broad insertion.

When performing a superior oblique tenotomy, the superior rectus insertion may be used as a landmark. The portion of tendon that is cut during the tenotomy may be isolated by dissecting to a point approximately 8-12 mm posterior to nasal aspect of superior rectus insertion. Broad superior oblique insertion, which is 10-18 mm in length, has great functional importance. Anterior fibers act mainly to intort the globe and do little to abduct or depress the eye. Conversely, more posterior fibers are responsible for abduction and depression but have little torsional action. Surgical procedures designed to alleviate torsional diplopia, such as the Harada-Ito procedure, consist of advancing only anterior fibers of tendon insertion.



Patients with microvascular disease should be counseled about the high likelihood of spontaneous resolution, and these patients should be observed. These patients may be advised to patch 1 eye or use monovision lenses to minimize their symptoms.

Similarly, patients who have traumatic fourth nerve palsy should be observed for 6 months prior to surgical intervention because of the possibility of spontaneous resolution. Some traumatic palsies may recover as late as 1 year after injury.



Medical Therapy

Prisms may be used for patients with small deviations and diplopia without torsional component. Incomitance of deviation often limits usefulness of this therapy.

Botulinum toxin also has been studied in treatment of fourth nerve palsy. It is a neuromuscular agent that acts presynaptically to block neurotransmitter release and results in muscle weakening. Use of this agent as primary therapy for fourth nerve palsy has been discouraging. However, it may be used best to correct residual deviation after strabismus surgery to delay or avoid further surgery.

BOTOX® is purified botulinum toxin A, derived from a culture of the Hall strain of Clostridium botulinum. It acts by binding to receptor sites on motor nerve terminals and inhibiting the release of acetylcholine. BOTOX® may be used for the treatment of strabismus and blepharospasm in patients 12 years and older. It is pregnancy category C.

Side effects for use in strabismus include ptosis and vertical deviation by action at extraocular muscles close to the site of injection. Injection should be performed under direct visualization during a surgical procedure or with the aid of electromyography.

Each vial of BOTOX® contains 100 units of botulinum toxin A in a vacuum-dried form. It needs to be reconstituted using preservative free 0.9% sodium chloride as the diluent. Doses used in strabismus range from 1.25-5 units, depending on the amount of deviation.

Surgical Therapy

In 1970s, Knapp developed a surgical approach for superior oblique palsy. He classified superior oblique palsy by determining field of gaze in which deviation was greatest. Based on this classification, he recommended operation on the muscle or muscles that acted in this direction of gaze.

Plager described a tailored treatment plan that evolved from Knapp's recommendations, with some additions based on more recent operative algorithms. For a deviation of less than 15 prism diopters, single muscle surgery may suffice. If there is any inferior oblique overaction, inferior oblique weakening by myectomy or recession is the procedure of choice. Without any evidence of inferior oblique overaction, another muscle may be chosen. In case of ipsilateral superior rectus restriction, a superior rectus recession would be indicated. Superior oblique tendon tuck is preferred if significant tendon laxity is present, as has been described in congenital cases. Contralateral inferior rectus recession is chosen if there is no evidence of superior rectus restriction or superior oblique tendon laxity. This is an especially useful procedure when deviation is greatest in downgaze.

For deviation greater than 15 prism diopters, 2-3 muscle surgeries probably will be required. Two muscle surgery generally includes weakening of ipsilateral inferior oblique, as well as a procedure on ipsilateral superior rectus, superior oblique, or contralateral inferior rectus. For large deviations, 3-muscle surgery should be considered. Inferior oblique and contralateral inferior rectus should be weakened. Then, the surgeon may choose to operate on superior oblique or superior rectus, based on intraoperative findings.

Modified Harada-Ito procedure is useful for patients with large excyclotorsional deviation. This is likely to be the case for patients with bilateral superior oblique palsy, and bilateral surgery should be performed. In this procedure, the superior oblique tendon is split and anterior fibers are advanced anteriorly and laterally.

Preoperative Details

  • Careful assessment of deviation in all fields of gaze should be performed.
  • Multiple measurements should be taken to ensure that deviations are stable.
  • Ductions should be evaluated to determine if there is inferior oblique overaction.
  • Presence of V-pattern esotropia is highly suggestive of bilateral superior oblique palsy.
  • It may not be possible to determine if there is superior rectus restriction in clinic, and this test may be performed in operating suite.
  • Photographs that show head position and ocular motility findings, including head tilts, are useful for documentation.
  • Infants presenting with torticollis may be suspected of having superior oblique palsy.
  • To differentiate true cases of strabismus from neuromuscular causes of torticollis, patch test may be performed in the office. After 20 minutes of monocular occlusion, the child is reevaluated, still wearing the patch. If head tilt was adopted for fusional purposes, it will be reduced after patching.
  • There is a low risk of amblyopia in affected children presumably because they can achieve intermittent fusion by using head tilt and large fusional amplitudes. Loss of compensatory head position by a child suggests loss of fusion and may be associated with development of amblyopia.

Intraoperative Details

Patients with congenital superior oblique palsy often have abnormally lax superior oblique tendon. Exaggerated, forced duction test described by Guyton can be performed intraoperatively to determine if there is any degree of tendon laxity relative to normal eye.

  • This test is performed by grasping the eye obliquely at 2- and 8-o'clock positions for the left eye and at 4- and 10-o'clock positions for the right eye.
  • Eye is rotated superiorly and medially while simultaneously depressing the eye into the orbit. This places superior oblique tendon on maximal tension.
  • Eye is rolled back and forth over the tendon to ascertain its tension.
  • Performing this test prior to the start of case will guide the surgeon to determine eyes that will benefit from a superior oblique tendon tuck.
  • Of equal importance is that it will identify those patients who are at risk for developing a postoperative Brown syndrome.
  • Tendon tucks should be performed only for markedly lax tendons. Tuck should be enough to match tension of the normal eye's tendon.

Any surgeon who performs oblique muscle surgery should be familiar with anatomy, landmarks, and appropriate approaches to these muscles.

Visualization is more difficult than with rectus muscle surgery, and injury to adjacent nerves, blood vessels, and other extraocular muscles may occur. Use of headlight can improve visualization.

Postoperative Details

  • Without careful preoperative assessment, bilateral asymmetric superior oblique palsy may be mistaken for unilateral palsy. After surgery for unilateral palsy, contralateral superior oblique weakness becomes unmasked; unfortunately, then, a second surgery is required.
  • Patients with torsional complaints are among the most difficult to treat.
    • In general, patients can fuse up to about 8° of cyclotropia before becoming symptomatic.
    • Patients with bilateral fourth nerve palsies from head trauma should be warned about the likelihood of persistent diplopia after surgery.
    • Many of these patients also may have central disruption of trauma from severe head injury and will be unable to fuse even after excellent surgical alignment.



  • As with any strabismus surgery, undercorrections and overcorrections may occur. It is generally better to undercorrect a patient than to overcorrect a patient.
  • For patients with long-standing disease and large fusional amplitudes, a small residual deviation may be perfectly well controlled, but an overcorrection will be intolerable.
  • Adjustable suture surgery minimizes risk of overcorrection and undercorrection.
  • Perhaps the most troublesome complication is that of iatrogenic Brown syndrome, resulting in severe limitation of elevation. Assessing superior oblique tendon intraoperatively should make this less likely.



Prognosis of trochlear nerve palsy varies depending on etiology. Best information regarding outcome comes from cases collected at the Mayo Clinic over the past 40 years.

  • Recovery is most likely in patients whose superior oblique palsy is secondary to microvascular disease.
  • Idiopathic cases also have greater than 50% likelihood of spontaneous recovery.
  • Most cases resolve within weeks to months, with the vast majority completely recovering by 6 months.
  • Some cases may resolve slowly over the course of a year.
  • Patients with head trauma were less likely to recover, yet, nearly 50% of these patients showed some degree of improvement.
  • Cases due to aneurysm or neoplasm were least likely to have functional recovery.

Because patients have good fusional abilities, surgery generally produces excellent results. Plager reported a nearly 90% success rate with his surgical algorithm. Mitchell and Parks also reported excellent results in correcting excyclotorsion using modified Harada-Ito procedure.



Media file 1:  A 2-year-old girl with compensatory left head tilt due to congenital right superior oblique palsy.
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Media file 2:  Postoperative photo of same girl; note marked improvement of head tilt.
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Media file 3:  Patient with traumatic bilateral superior oblique palsy; note right hypertropia on right head tilt and left hypertropia on left head tilt.
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Media type:  Photo



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Trochlear Nerve Palsy excerpt

Article Last Updated: Nov 2, 2006