You are in: eMedicine Specialties > Pulmonology > Sleep-Related Disorders Central Sleep ApneaArticle Last Updated: Apr 4, 2008AUTHOR AND EDITOR INFORMATIONAuthor: Rahul K Kakkar, MD, FCCP, DABSM, Assistant Professor, Division of Pulmonary and Critical Care Medicine, University of Florida College of Medicine; Consulting Staff, Malcom Randall Veterans Administration Medical Center, Shands at the University of Florida Rahul K Kakkar is a member of the following medical societies: American Academy of Sleep Medicine, American College of Chest Physicians, American College of Physicians, and Michigan State Medical Society Editors: Sat Sharma, MD, FRCPC, Professor and Head, Division of Pulmonary Medicine, Department of Internal Medicine, University of Manitoba; Site Director, Respiratory Medicine, St. Boniface General Hospital; Francisco Talavera, PharmD, PhD, Senior Pharmacy Editor, eMedicine; Daniel R Ouellette, MD, FCCP, Associate Professor of Medicine, Wayne State University School of Medicine; Consulting Staff, Pulmonary Disease and Critical Care Medicine Service, Henry Ford Health System; Timothy D Rice, MD, Associate Professor, Departments of Internal Medicine and Pediatrics and Adolescent Medicine, Saint Louis University School of Medicine; Zab Mosenifar, MD, Director, Division of Pulmonary and Critical Care Medicine, Director, Women's Guild Pulmonary Disease Institute, Executive Vice Chair, Department of Medicine, Cedars Sinai Medical Center; Professor of Medicine, David Geffen School of Medicine at UCLA Author and Editor Disclosure Synonyms and related keywords: sleep apnea, sleep-related breathing disorders, Cheyne-Stokes breathing, periodic breathing, high-altitude periodic breathing, high-altitude sleep apnea, central sleep apnea due to medical conditions, primary central sleep apnea, polysomnogram, PSG, obstructive sleep apnea, loop gain, ventilatory control mechanism, controller gain, plant gain, heart failure, stroke, high altitude, renal failure, opiate use, Parkinson disease, multiple system atrophy, Shy-Dragger syndrome, familial dysautonomia, diabetes mellitus, hypothyroidism, acromegaly, postpolio syndrome, medullary respiratory center damage, Arnold-Chiari malformation, cervical cordotomy, tracheostomy, muscular dystrophy, myasthenia gravis, idiopathic cardiomyopathy, Prader-Willi syndrome, nasal obstruction INTRODUCTIONBackgroundThe term central sleep apnea encompasses a heterogeneous group of sleep-related breathing disorders in which respiratory effort is diminished or absent in an intermittent or cyclical fashion due to CNS or cardiac dysfunction. These disorders are further divided into primary forms: those for which the exact etiology is unknown and those due to a known cause. With polysomnography (PSG), central sleep apnea is conventionally defined as cessation of airflow for 10 seconds or longer without an identifiable respiratory effort. In contrast, an obstructive apnea has a discernible ventilatory effort during the period of airflow cessation. The vast majority of patients with central sleep apnea have concomitant obstructive sleep apnea. Further, treatment of obstructive sleep apnea results in the emergence of central sleep apnea and vice versa, indicating the commonality of pathogenesis between the 2 seemingly distinct, but probably overlapping, disorders of breathing during the sleep state.
PathophysiologyThe pathophysiology of obstructive sleep apnea and central sleep apnea overlap considerably. During normal inspiration, neuronal discharge to the diaphragm and dilator muscles of the pharynx increases. Failure to achieve pharyngeal dilatation in the presence of diaphragmatic contraction results in an obstructive apnea. If the diaphragmatic contractions are diminished, a central sleep apnea occurs. The hypopharynx may or may not be open during a central apnea. Studies have shown considerable narrowing of the hypopharynx during a central apneic event. If the hypopharynx is closed during central apnea and diaphragmatic activity resumes before pharyngeal dilator muscle tone is restored, a mixed apnea results. Knowledge of normal ventilatory control mechanisms is imperative in order to understand the pathophysiology of central sleep apnea. Normal ventilation is tightly regulated to maintain levels of arterial oxygen (PaO2) and carbon dioxide (PaCO2) within narrow ranges. This is achieved by feedback loops involving peripheral and central chemoreceptors, intrapulmonary vagal receptors, the respiratory control centers in the brain stem, and efferent motor pathways to the respiratory muscles. A mathematical model of a closed-loop system has been proposed to explain the occurrence and perpetuation of ventilatory instability in the pathogenesis of central sleep apnea. Take the example of a thermostat mechanism in controlling room temperature. If the room temperature is maintained within narrow ranges, a sensitive thermostat triggers the air conditioner on or off with minor changes in temperature. The degree to which a thermostat responds to a change in room temperature represents a controller gain. In ventilatory control, this represents the degree of response to a given change in hypercapnia or hypoxia and is mediated by chemoreceptors. High controller gain can be seen in metabolic conditions such as acromegaly, in which chemosensitivity is above normal. Plant gain represents the effect of that response on the system. In the thermostat air-conditioning system, this represents the temperature change in the room as a result of the cooling effect of the air conditioner. The stronger the air conditioner or the smaller the room, the faster the response and the higher the likelihood of overshooting the limits, also referred to as plant gain. In case of ventilatory control, this represents the effect of a ventilatory response on arterial oxygen and carbon dioxide tensions. If the patient has low dead space, a low metabolic rate, or functional residual capacity, the effect of ventilatory changes is more marked, resulting in a higher plant gain.
A loop gain of less than 1 results in an oscillatory response, which quickly dampens to regain stability. A loop gain of more than 1 in association with a delay in system response sets the tone for instability of the system, which then starts to oscillate in the self-perpetuating factor. This is because each response to the disruption in the system overshoots the upper or lower limits and generates an opposite response, which is somewhat delayed, but also overshoots the desired limit. In the ventilatory control system, an inherent delay between chemoreceptor response and ventilatory output occurs. This can be exaggerated by a slow circulation time, as in heart failure, and sets the tone for a self-perpetuating oscillatory response. As shown in Media File 1, the higher the baseline PaCO2, the lower the change in ventilation required to produce an apneic threshold; small changes in ventilation produce relatively large changes in PaCO2 (increased plant gain). This implies that patients with baseline hypoventilation are at an increased risk of central sleep apnea, while hyperventilation, per se, is protective against central sleep apnea. (This is not be confused with the hyperventilatory response to chemoreceptor stimulation, which would, in fact, predispose to ventilatory instability.) Many nonchemical stimuli, which include pulmonary mechanoreceptors and behavioral or awake stimulation, are known to modulate this response. A patient in non–rapid eye movement (NREM) sleep, when the behavioral influence is the least, is more likely to demonstrate central sleep apnea than during rapid eye movement (REM) sleep. A fully awake person is least likely to manifest central sleep apnea. As shown in Media File 2, the steeper the response of ventilation is to a given change in PaCO2, the more likely it is to produce large changes in ventilation with small changes in PaCO2 (high controller gain). This puts the system at a risk of instability, especially when the resting PaCO2 approaches the apneic threshold. Occurrence of either of the above 2 conditions in association with a low baseline PaCO2 close to the apneic threshold provides a potentially unstable condition. A minor disruption in the system can destabilize the ventilatory control and give rise to a cyclic appearance of central apneas and hyperpneas. Patients with hypocapnia and heart failure and those ascending to high altitudes often develop these conditions, predisposing them to a periodic breathing pattern. The credibility to this concept is supported by the observations that increasing the dead space, increasing the inhaled concentration of PaCO2, or providing increased baseline ventilation by acetazolamide are, under many circumstances, protective against periodic breathing. Patients with heart failure and central sleep apnea have been shown to have an augmented ventilatory response to change in PaCO2 compared with patients with heart failure and obstructive sleep apnea. Hypoxia augments the ventilatory response to changes in PaCO2 (increases the slope of response) and predisposes to instability in ventilation. A change in PaCO2 may be more important than the low PaCO2 because patients with chronic liver disease also have low PaCO2 but do not develop central sleep apnea. A 2003 study2 has confirmed increased peripheral and central chemoreceptor responsiveness in patients with heart failure undergoing exercise testing. These patients had an increased ventilatory response to exercise (minute ventilation vs carbon dioxide production [VE/VCO2] slope). During wakefulness, the input from cortical areas of the brain influences the respiration by so-called behavioral control. Many nonchemical stimuli, which include pulmonary mechanoreceptors and behavioral or awake stimulation, are known to modulate this response. During sleep, this behavioral control is lost and chemical control is the major mechanism regulating ventilation. Sleep is also characterized by elevation of arterial carbon dioxide tension (PaCO2), elevation of apneic threshold of PaCO2 (PaCO2 below which no stimulation of the ventilatory drive by carbon dioxide occurs and apnea ensues), and increased upper-airway resistance. Despite these changes, ventilatory control during sleep remains similar in nature to that in the state of wakefulness. A patient in NREM sleep, when the behavioral influence is least, is more likely to demonstrate central sleep apnea than during REM sleep, while a fully awake person is least likely to manifest it. Thus, sleep provides another potentially unstable condition for the generation of central sleep apnea. Stimulation medullary Mu receptors by narcotics depresses the central ventilatory drive in patients on methadone or other narcotics and is thought to be responsible for the generation of central sleep apneas in these patients. Patients who use opiates have decreased REM sleep and high baseline PaCO2. However, other factors, which include microscopic strokes from the use of other substances (especially cocaine) or from vasculitis, may also contribute to the development of central sleep apnea. Intrinsic factors (inadequate development) or extraneous factors (inflammation, degenerative diseases, ischemia, drugs) that alter the brain stem control mechanism may also predispose a person to central sleep apnea. Primary sleep apnea of infancy resolves as gestational age progresses. Further, excitation of certain receptors in the nose is known to have a stimulatory effect on ventilation, and pharyngeal collapse is supposed to have an inhibitory effect on the ventilation. This may explain the occurrence of central sleep apnea in association with nasal obstruction and reports of positional dependence of central sleep apnea. Hormonal factors are also known to modulate the ventilatory pattern. The apneic threshold is lower in premenopausal women, as is the incidence of central sleep apnea. Administration of testosterone to healthy premenopausal women elevates their apneic threshold. FrequencyUnited StatesNo epidemiologic studies have been performed to determine the prevalence of central sleep apnea in the general population. Predominant central apnea is uncommon and is seen in less than 10% of patients presenting for PSG. In the general population, the prevalence of primary central apnea, high-altitude periodic breathing, and central sleep apnea due to medical conditions is unknown. Cheyne-Stokes breathing pattern (CSB) has been reported in 25-40% of patients with heart failure and in 10% of patients who have had a stroke. One study3 has reported the prevalence rate of central sleep apnea at 30% in a population of patients in a stable methadone maintenance program. Mortality/MorbidityThe mortality and morbidity associated with primary central apnea remains unknown; however, these individuals are unlikely to develop significant hypercarbia or hypoxia to the detriment of pulmonary circulation or cor pulmonale. Patients with heart failure and CSB-CSA have a higher mortality rate than those without it. In one study by Hanly and colleagues,4 the 2-year survival rate for patients in heart failure without concomitant CSB-CSA was 86%, versus 56% in those with CSB-CSA. The central apneic events in CSB-CSA are associated with increased sympathetic drive as manifested by muscle sympathetic nerve activity and catecholamine excretion. Even though the central events do not cause a decrease in afterload, as the obstructive apneas do, the increased sympathetic drive is thought to be detrimental to the heart and vasculature and may contribute to increased mortality in these patients. RaceNo data are available on racial distribution of central sleep apnea syndromes. Periodic breathing has been noted to be more prevalent in persons with diabetes than in those without diabetes. Because the prevalence of diabetes differs in persons of various races, certain types of central apneas may be more prevalent in certain races; however, this remains to be elucidated. SexCSB-CSA shows a striking male preponderance. Although some studies indicate a preponderance of primary central sleep apnea in males, the agreement is not unanimous. Sex distribution in other types of central sleep apnea syndromes has not been studied. Central sleep apnea is uncommon in premenopausal women. One explanation for this discrepancy is the presence of a lower apneic threshold of PaCO2 in women compared with men. Thus, women require a greater reduction in their PaCO2 to initiate apnea than do men. AgePrimary central sleep apnea mostly affects middle-aged or elderly individuals. CSB-CSA increases in prevalence among individuals older than 60 years. Age distribution in other central sleep apnea syndromes is unknown CLINICALHistoryMany patients with central sleep apnea syndromes may be symptomatic. The most common reported symptoms are insomnia and excessive daytime sleepiness or fatigue. In general, the degree of daytime hypersomnolence is less than that observed with obstructive sleep apnea and insomnia is more prominent. The presence of insomnia may actually put these patients at increased risk of central apneas because a greater number of sleep-wake transitions means more opportunities for an unstable breathing pattern to set in. Sometimes, bed partners report witnessed apneas and mild snoring. Patients report frequent awakenings, a nonrestorative sleep, choking, and shortness of breath. Paroxysmal nocturnal dyspnea can be seen with CSB-CSA. History may reveal symptoms pertaining to the underlying cause (eg, symptoms of heart failure, stroke, renal failure, Parkinson disease, or multiple system atrophy). Dyspnea, orthopnea, lower extremity edema, exercise intolerance, cough, dysphagia, dysarthria, diplopia, weakness, rigidity, gait disturbance, postural hypotension, lack of sweating, and bowel disturbance may indicate an underlying secondary cause. A history of diabetes may be present in a higher proportion of patients with central sleep apnea than those without it. A history of poliomyelitis may be present in patients with postpolio syndrome. PhysicalIn contrast to obstructive sleep apnea, no physical findings predict the presence or absence of central sleep apnea. The patients usually have a normal body habitus. Patients with central sleep apnea may develop hypertension due to the increased adrenergic response to hypoxia and arousals, but robust data on the prevalence of hypertension in patients with central sleep apnea is lacking. One study5 has implicated central sleep apnea in the development of atrial fibrillation, but the methods used to differentiate central and obstructive events were not satisfactory. Patients with CSB-CSA may exhibit a periodic breathing pattern even while awake. Most other patients have nonspecific findings, which may include signs of heart failure, neurologic signs, or previous needle-track marks. CausesCentral sleep apnea in various forms can be seen in the following conditions or events:
Central sleep apnea due to drugs or other substances occurs mostly after 2 months of opiate, especially methadone, use and improves after approximately 5-7 months of continuous usage. Other opiates, such as morphine, can also cause central sleep apnea. Virtually anyone ascending to an altitude of 7600 meters develops high-altitude periodic breathing. DIFFERENTIALSObstructive Sleep Apnea-Hypopnea Syndrome
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| Drug Name | Acetazolamide (Diamox) |
|---|---|
| Description | Carbonic anhydrase inhibitor for acclimatization to altitude in HACE and AMS. Helps prevent AMS in forced rapid ascent or in patients with history of repeated AMS. Improves symptomatic periodic breathing and hypoxia experienced at high altitudes. Not indicated for general prophylaxis of AMS. Treatment of AMS may be discontinued when patient is asymptomatic. |
| Adult Dose | IR: 250 mg PO q8-12h ER: 500 mg cap PO q12-24h |
| Pediatric Dose | 5 mg/kg/d PO or 150 mg/m2 PO qd |
| Contraindications | Documented hypersensitivity; hepatic disease; severe renal disease; adrenocortical insufficiency; severe pulmonary obstruction |
| Interactions | Can decrease therapeutic levels of lithium and alter excretion of drugs (amphetamines, quinidine, phenobarbital, salicylates) by alkalinizing urine |
| Pregnancy | C - Fetal risk revealed in studies in animals but not established or not studied in humans; may use if benefits outweigh risk to fetus |
| Precautions | Patients with impaired hepatic function may go into coma; may cause substantial increase in blood glucose in some patients with diabetes |
To promote deeper stages of sleep.
| Drug Name | Temazepam (Restoril) |
|---|---|
| Description | Intermediate rate of absorption and duration of action make this drug useful for treating initial and middle insomnia. Has no active metabolites, which reduce cognitive impairment and grogginess the following day. |
| Adult Dose | 15-30 mg PO qhs |
| Pediatric Dose | Not established |
| Contraindications | Documented hypersensitivity; narrow-angle glaucoma; untreated obstructive sleep apnea; history of substance abuse; severe uncontrolled pain |
| Interactions | Increases toxicity of benzodiazepines in CNS with coadministration of phenothiazines, barbiturates, alcohols, and MAOIs |
| Pregnancy | X - Contraindicated; benefit does not outweigh risk |
| Precautions | Caution with other CNS depressants, low albumin levels, or hepatic disease (may increase toxicity) |
To consolidate sleep.
| Drug Name | Zolpidem (Ambien) |
|---|---|
| Description | Rapidly absorbed, with fast onset of action (20-30 min), which makes this a good drug for sleep induction. The ER product (Ambien CR) consists of a coated 2-layer tab and is useful for insomnia characterized by difficulties with sleep onset and/or sleep maintenance. First layer releases drug content immediately to induce sleep, whereas second layer gradually releases additional drug to provide continuous sleep. |
| Adult Dose | 5-20 mg PO qhs ER: 12.5 mg PO hs ER in elderly patients: 6.25 mg PO hs |
| Pediatric Dose | Not established |
| Contraindications | Documented hypersensitivity; lactation |
| Interactions | Increases toxicity of alcohol and CNS depressants; effect may be delayed if taken with food or shortly after a meal |
| Pregnancy | B - Fetal risk not confirmed in studies in humans but has been shown in some studies in animals |
| Precautions | Monitor elderly persons for impaired cognitive or motor performance; ER dosage form must be swallowed whole (do not divide, chew, or crush) |
Respiratory stimulant.
| Drug Name | Theophylline (Theo-dur) |
|---|---|
| Description | Has a number of physiological effects, including increases in collateral ventilation, respiratory muscle function, mucociliary clearance, and central respiratory drive. Partially acts by inhibiting phosphodiesterase, elevating cellular cyclic AMP levels, or antagonizing adenosine receptors in bronchi, resulting in relaxation of smooth muscle. However, clinical efficacy is controversial, especially in acute setting |
| Adult Dose | ER formulation (Theo-dur): 3.3 mg/kg body weight PO bid |
| Pediatric Dose | Not established |
| Contraindications | Documented hypersensitivity; uncontrolled arrhythmias; peptic ulcers; hyperthyroidism; uncontrolled seizure disorders |
| Interactions | Aminoglutethimide, barbiturates, carbamazepine, ketoconazole, loop diuretics, charcoal, hydantoins, phenobarbital, phenytoin, rifampin, isoniazid, and sympathomimetics may decrease effects; effects may increase with allopurinol, beta-blockers, ciprofloxacin, corticosteroids, disulfiram, quinolones, thyroid hormones, ephedrine, carbamazepine, cimetidine, erythromycin, macrolides, propranolol, and interferon |
| Pregnancy | C - Fetal risk revealed in studies in animals but not established or not studied in humans; may use if benefits outweigh risk to fetus |
| Precautions | Caution in peptic ulcer, hypertension, tachyarrhythmias, hyperthyroidism, and compromised cardiac function; patients diagnosed with pulmonary edema or liver dysfunction are at greater risk of toxicity because of reduced drug clearance |
Summary
Central sleep apnea is a relatively uncommon group of heterogeneous disorders characterized by intermittent or cyclical cessation of ventilatory effort. Instability of respiratory control feedback mechanisms is usually responsible. Symptoms and physical findings are nonspecific. PSG is required to make the diagnosis. Different treatment modalities are available. For asymptomatic patients with mild disease, observation is usually sufficient. If central sleep apnea is secondary to pathology, treating the underlying cause may attenuate the ventilatory disturbance. If no cause is found, acetazolamide or sedative hypnotics may be tried with caution. If significant hypoxia is associated, supplemental oxygen may also be tried. CPAP and bi-level PAP, especially with back-up rate, are other options, although adherence remains a problem. ASV holds promise but has its own limitations.
| Media file 1: Relationship between alveolar ventilation (VA) and alveolar PCO2 (PACO2). Changing the background drive without changing the slope of ∆ VA vs ∆ PACO2 relationship below eupnea. For example, background hyperventilation raises VA and lowers PACO2 along the isometabolic ∆ VA- ∆ PACO2 hyperbola. This means that a greater transient increase in VA and reduction in PACO2 is required to reach the apneic threshold than it would be under controlled, normocapnic conditions. The reverse is true for the conditions that cause hypoventilation. Courtesy of Exp Physiol. 2004; 90(1):13-24. | |
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| Media file 2: Relationship between alveolar ventilation (VA) and alveolar PCO2 (PACO2). At any given level of background PACO2, changing the slope (or responsiveness) of ∆ VA- ∆ PACO2 relationship below eupnea would change the carbon dioxide reserve for the reduction in PACO2 required to cause apnea. This response slope increases in hypoxia and in some patients with chronic heart failure. Courtesy of Exp Physiol. 2004; 90(1):13-24. | |
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Article Last Updated: Apr 4, 2008